Senior Vice President

0001533964-17-000005.txt : 20170712 0001533964-17-000005.hdr.sgml : 20170712 20170712135008 ACCESSION NUMBER: 0001533964-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170712 DATE AS OF CHANGE: 20170712 EFFECTIVENESS DATE: 20170712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial LLC CENTRAL INDEX KEY: 0001533964 IRS NUMBER: 452298174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14585 FILM NUMBER: 17961570 BUSINESS ADDRESS: STREET 1: 900 3RD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 900 3RD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533964 XXXXXXXX 06-30-2017 06-30-2017 Virtu Financial LLC

900 3RD AVENUE NEW YORK NY 10022

13F HOLDINGS REPORT 028-14585 N Venu Palaparthi Senior Vice President 212-418-0143 Venu Palaparthi, Senior Vice President New York NY 07-12-2017 2 374 721416 false 1 28-12744 VIRTU FINANCIAL CAPITAL MARKETS 2 28-13648 Virtu Financial BD LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALPS ETF TR MED BREAKTHGH 00162Q593 981 35229 SH DFND 2 35229 0 0 ABBOTT LABS COM 002824100 244 5019 SH DFND 2 5019 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 44 20557 SH DFND 2 20557 0 0 ADVISORSHARES TR RANGER EQUITY BE 00768Y883 223 26022 SH DFND 2 26022 0 0 AGNICO EAGLE MINES LTD COM 008474108 322 7140 SH DFND 2 7140 0 0 AGRIUM INC COM 008916108 510 5633 SH DFND 2 5633 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 216 4328 SH DFND 2 4328 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 237 32948 SH DFND 2 32948 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 134 10536 SH DFND 2 10536 0 0 ALPHABET INC CAP STK CL C 02079K107 1743 1918 SH DFND 2 1918 0 0 AMBEV SA SPONSORED ADR 02319V103 158 28800 SH DFND 2 28800 0 0 AMERICAN EXPRESS CO COM 025816109 312 3709 SH DFND 2 3709 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 225 3597 SH DFND 2 3597 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 173 17797 SH DFND 2 17797 0 0 ANTERO MIDSTREAM PARTNERS LP UNT LTD PARTN 03673L103 1353 40784 SH DFND 2 40784 0 0 ASANKO GOLD INC COM 04341Y105 33 21358 SH DFND 2 21358 0 0 ASTORIA FINL CORP COM 046265104 483 23967 SH DFND 2 23967 0 0 ATWOOD OCEANICS INC COM 050095108 176 21608 SH DFND 2 21608 0 0 BB T CORP COM 054937107 260 5733 SH DFND 2 5733 0 0 BANK AMER CORP COM 060505104 1021 42075 SH DFND 2 42075 0 0 BANK NEW YORK MELLON CORP COM 064058100 289 5671 SH DFND 2 5671 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 898 184788 SH DFND 2 184788 0 0 BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 320 10396 SH DFND 2 10396 0 0 BARCLAYS BANK PLC ETN DJUBSSOFT 38 06739H230 353 11484 SH DFND 2 11484 0 0 BARCLAYS BANK PLC ETN DJUBSLVSTK37 06739H743 692 27566 SH DFND 2 27566 0 0 BARCLAYS BK PLC IPATH S P MT ETN 06740Q260 1553 68584 SH DFND 2 68584 0 0 BARCLAYS BK PLC IPATH S P MLP 06742A750 4502 235090 SH DFND 2 235090 0 0 BARRICK GOLD CORP COM 067901108 453 28492 SH DFND 2 28492 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 26489 104 SH DFND 2 104 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 1193 66250 SH DFND 2 66250 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 273 21655 SH DFND 2 21655 0 0 B2GOLD CORP COM 11777Q209 120 42803 SH DFND 2 42803 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 4763 74508 SH DFND 2 74508 0 0 CME GROUP INC COM 12572Q105 400 3190 SH DFND 2 3190 0 0 CU BANCORP CALIF COM 126534106 688 19043 SH DFND 2 19043 0 0 CAPITAL BK FINL CORP CL A COM 139794101 578 15166 SH DFND 2 15166 0 0 CAPITAL ONE FINL CORP COM 14040H105 230 2789 SH DFND 2 2789 0 0 CARE CAP PPTYS INC COM 141624106 758 28405 SH DFND 2 28405 0 0 CBAK ENERGY TECHNOLOGY INC COM 14986C102 14 10310 SH DFND 2 10310 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 97 25995 SH DFND 2 25995 0 0 CITIGROUP INC COM NEW 172967424 919 13745 SH DFND 2 13745 0 0 CITIGROUP GLOBAL MKTS HLDGS LEVERAGD ETN S P 17325E291 735 55716 SH DFND 2 55716 0 0 CITRIX SYS INC COM 177376100 235 2954 SH DFND 2 2954 0 0 COEUR MNG INC COM NEW 192108504 237 27662 SH DFND 2 27662 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 141 12294 SH DFND 2 12294 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 316 14723 SH DFND 2 14723 0 0 CONTROLADORA VUELA CIA DE AV SPON ADR RP 10 21240E105 304 20897 SH DFND 2 20897 0 0 CREDIT SUISSE AG NASSAU BRH VEL SH 3X LG NAT 22539T324 1008 72934 SH DFND 2 72934 0 0 CREDIT SUISSE AG NASSAU BRH NT BCOMCL 36 22539T332 851 30576 SH DFND 2 30576 0 0 CREDIT SUISSE NASSAU BRH VELOCITY SHS MED 22542D340 257 16582 SH DFND 2 16582 0 0 CREDIT SUISSE NASSAU BRH VELOCITY SHS SHR 22542D357 8025 379986 SH DFND 2 379986 0 0 CREDIT SUISSE NASSAU BRH VELOCITY SHS SHO 22542D365 537 24917 SH DFND 2 24917 0 0 CREDIT SUISSE NASSAU BRH VELOCITY SHS 3X 22542D373 242 9679 SH DFND 2 9679 0 0 CREDIT SUISSE NASSAU BRH X LINK GOLD SHS 22542D480 402 43654 SH DFND 2 43654 0 0 CREDIT SUISSE NASSAU BRH 3X INVERS SILV 22542D654 298 11021 SH DFND 2 11021 0 0 CREDIT SUISSE NASSAU BRH VIX MID TERM 22542D787 141 18040 SH DFND 2 18040 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX MDTERM 22542D829 897 12773 SH DFND 2 12773 0 0 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 11447 90262 SH DFND 2 90262 0 0 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 3683 47892 SH DFND 2 47892 0 0 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 330 3334 SH DFND 2 3334 0 0 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 9687 113264 SH DFND 2 113264 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 879 7956 SH DFND 2 7956 0 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 1563 46205 SH DFND 2 46205 0 0 DELEK US HLDGS INC COM 246647101 252 9547 SH DFND 2 9547 0 0 DENBURY RES INC COM NEW 247916208 22 14705 SH DFND 2 14705 0 0 DEUTSCHE BK AG LDN BRH DB GOLD SHORT 25154H731 4825 339286 SH DFND 2 339286 0 0 DEUTSCHE BK AG LDN BRH DB GOLD DBL LNG 25154H749 5286 229977 SH DFND 2 229977 0 0 DEUTSCHE BK AG LDN BRH GOLD DOUBLE SHOR 25154H756 1322 223522 SH DFND 2 223522 0 0 DEUTSCHE BK AG LONDON BRH DB CRUDE OIL DBL 25154K809 5472 36395 SH DFND 2 36395 0 0 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 526 7312 SH DFND 2 7312 0 0 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 1568 74832 SH DFND 2 74832 0 0 DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 920 24687 SH DFND 2 24687 0 0 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 292 13069 SH DFND 2 13069 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 2307 41377 SH DFND 2 41377 0 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 215 8585 SH DFND 2 8585 0 0 DIREXION SHS ETF TR 7-10YR TR BEAR 25459Y108 251 8907 SH DFND 2 8907 0 0 DIREXION SHS ETF TR DLY S P500 2XS 25459Y165 659 16052 SH DFND 2 16052 0 0 DIREXION SHS ETF TR SML CP BULL 2X 25459Y181 2100 46209 SH DFND 2 46209 0 0 DIREXION SHS ETF TR IBILLION INDEX 25459Y264 1358 47243 SH DFND 2 47243 0 0 DIREXION SHS ETF TR DLY FTS BUL 3X 25459Y280 243 7811 SH DFND 2 7811 0 0 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y363 641 56379 SH DFND 2 56379 0 0 DIREXION SHS ETF TR DLY EMKT 3X NEW 25459Y470 1557 108264 SH DFND 2 108264 0 0 DIREXION SHS ETF TR DRX DLYSOKOR3X 25459Y520 229 4885 SH DFND 2 4885 0 0 DIREXION SHS ETF TR HEALTHCARE BUL 25459Y876 951 22792 SH DFND 2 22792 0 0 DIREXION SHS ETF TR DAILY RUSSIA 3X 25460E828 2776 74564 SH DFND 2 74564 0 0 DIREXION SHS ETF TR DLY S P500 BR 1X 25460E869 4836 142397 SH DFND 2 142397 0 0 DIREXION SHS ETF TR DLY JR GOLD 3X 25460E877 11942 187321 SH DFND 2 187321 0 0 DIREXION SHS ETF TR DLY S P500 BR 3X 25460E885 4468 108269 SH DFND 2 108269 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25490K133 4723 151949 SH DFND 2 151949 0 0 DIREXION SHS ETF TR DLY RUSSIA BL 3X 25490K273 1100 32100 SH DFND 2 32100 0 0 DIREXION SHS ETF TR BRZ BL 3X SH NEW 25490K315 217 8335 SH DFND 2 8335 0 0 DIREXION SHS ETF TR SP BIOTCH BL NEW 25490K323 2321 36813 SH DFND 2 36813 0 0 DIREXION SHS ETF TR OIL GAS BL 3X SH 25490K356 631 30292 SH DFND 2 30292 0 0 DIREXION SHS ETF TR DAILY HEALTHCARE 25490K372 733 32728 SH DFND 2 32728 0 0 DIREXION SHS ETF TR DAILY SP BIOTECH 25490K380 863 30373 SH DFND 2 30373 0 0 DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 7173 438441 SH DFND 2 438441 0 0 DIREXION SHS ETF TR DAILY FINL BEAR 25490K539 283 16703 SH DFND 2 16703 0 0 DIREXION SHS ETF TR SP BIOTCH BR3X 25490K745 2757 399512 SH DFND 2 399512 0 0 DIREXION SHS ETF TR FTSE CHIN BEAR 25490K836 850 80112 SH DFND 2 80112 0 0 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 253 4141 SH DFND 2 4141 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 2437 32648 SH DFND 2 32648 0 0 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 1408 22789 SH DFND 2 22789 0 0 ETFS GOLD TR SHS 26922Y105 1153 9570 SH DFND 2 9570 0 0 ETFS PALLADIUM TR SH BEN INT 26923A106 3199 39644 SH DFND 2 39644 0 0 ETFS TR BBG LONGER K 1 26923J602 755 31271 SH DFND 2 31271 0 0 ETFS TR BBG STRGY K 1 26923J883 1062 46366 SH DFND 2 46366 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 273 7191 SH DFND 2 7191 0 0 EBAY INC COM 278642103 343 9820 SH DFND 2 9820 0 0 ELDORADO GOLD CORP NEW COM 284902103 90 34169 SH DFND 2 34169 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1867 116682 SH DFND 2 116682 0 0 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 316 20495 SH DFND 2 20495 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 59 19290 SH DFND 2 19290 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 6942 340468 SH DFND 2 340468 0 0 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 29336U107 1396 82320 SH DFND 2 82320 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 7817 288661 SH DFND 2 288661 0 0 EXPEDIA INC DEL COM NEW 30212P303 227 1526 SH DFND 2 1526 0 0 FACEBOOK INC CL A 30303M102 403 2668 SH DFND 2 2668 0 0 FIDELITY GTY LIFE COM 315785105 390 12566 SH DFND 2 12566 0 0 FIDELITY MSCI ENERGY IDX 316092402 341 18976 SH DFND 2 18976 0 0 FIRST CMNTY FINL PARTNERS IN COM 31985Q106 1122 86959 SH DFND 2 86959 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 146 17629 SH DFND 2 17629 0 0 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 2488 88451 SH DFND 2 88451 0 0 FIRST TR EXCHANGE TRADED FD NAT GAS ETF 33733E807 1943 94936 SH DFND 2 94936 0 0 FIRST TR S P REIT INDEX FD COM 33734G108 2035 87591 SH DFND 2 87591 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 2928 79124 SH DFND 2 79124 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 1494 32478 SH DFND 2 32478 0 0 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 811 60937 SH DFND 2 60937 0 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 497 14042 SH DFND 2 14042 0 0 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 1382 35785 SH DFND 2 35785 0 0 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 395 15899 SH DFND 2 15899 0 0 FIRST TR EXCHANGE TRADED FD RBA INDL ETF 33738R704 480 20218 SH DFND 2 20218 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 976 36931 SH DFND 2 36931 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 355 44486 SH DFND 2 44486 0 0 FORTUNA SILVER MINES INC COM 349915108 96 19716 SH DFND 2 19716 0 0 FRANCO NEVADA CORP COM 351858105 399 5535 SH DFND 2 5535 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 1746 55025 SH DFND 2 55025 0 0 GERDAU S A SPON ADR REP PFD 373737105 40 13189 SH DFND 2 13189 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 300 21739 SH DFND 2 21739 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 136 39213 SH DFND 2 39213 0 0 GOLDCORP INC NEW COM 380956409 336 25991 SH DFND 2 25991 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 372 1678 SH DFND 2 1678 0 0 GROUPON INC COM 399473107 142 36908 SH DFND 2 36908 0 0 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 364 37742 SH DFND 2 37742 0 0 HALLIBURTON CO COM 406216101 621 14545 SH DFND 2 14545 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 90 54477 SH DFND 2 54477 0 0 HECLA MNG CO COM 422704106 143 27999 SH DFND 2 27999 0 0 IAC INTERACTIVECORP COM 44919P508 201 1949 SH DFND 2 1949 0 0 IAMGOLD CORP COM 450913108 275 53364 SH DFND 2 53364 0 0 INDUSTRIAS BACHOCO S A B DE SPON ADR B 456463108 361 6228 SH DFND 2 6228 0 0 INOTEK PHARMACEUTICALS CORP COM 45780V102 31 16173 SH DFND 2 16173 0 0 ISHARES MSCI CDA ETF 464286509 7503 280394 SH DFND 2 280394 0 0 ISHARES MSCI PAC JP ETF 464286665 242 5451 SH DFND 2 5451 0 0 ISHARES TR S P 100 ETF 464287101 3208 30005 SH DFND 2 30005 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 7954 200291 SH DFND 2 200291 0 0 ISHARES TR TRANS AVG ETF 464287192 2694 15657 SH DFND 2 15657 0 0 ISHARES TR CORE S P500 ETF 464287200 3260 13395 SH DFND 2 13395 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 21216 512591 SH DFND 2 512591 0 0 ISHARES TR S P 500 GRWT ETF 464287309 462 3376 SH DFND 2 3376 0 0 ISHARES TR 7-10YR TR BD ETF 464287440 250 2349 SH DFND 2 2349 0 0 ISHARES TR MSCI EAFE ETF 464287465 4059 62256 SH DFND 2 62256 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 565 6723 SH DFND 2 6723 0 0 ISHARES TR CORE S P MCP ETF 464287507 2611 15011 SH DFND 2 15011 0 0 ISHARES TR PHLX SEMICND ETF 464287523 5713 40749 SH DFND 2 40749 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 18640 60112 SH DFND 2 60112 0 0 ISHARES TR COHEN STEER REIT 464287564 1304 12898 SH DFND 2 12898 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 1393 11717 SH DFND 2 11717 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 911 5396 SH DFND 2 5396 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4137 29355 SH DFND 2 29355 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 1459 10132 SH DFND 2 10132 0 0 ISHARES TR U.S. TELECOM ETF 464287713 1180 36570 SH DFND 2 36570 0 0 ISHARES TR U.S. REAL ES ETF 464287739 2847 35694 SH DFND 2 35694 0 0 ISHARES TR U.S. INDS ETF 464287754 1892 14386 SH DFND 2 14386 0 0 ISHARES TR U.S. ENERGY ETF 464287796 3263 91912 SH DFND 2 91912 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 2372 26548 SH DFND 2 26548 0 0 ISHARES TR MSCI ACWI EX US 464288240 297 6513 SH DFND 2 6513 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 251 1372 SH DFND 2 1372 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1646 18626 SH DFND 2 18626 0 0 ISHARES TR USA ESG SLCT ETF 464288802 2314 22626 SH DFND 2 22626 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 6366 405190 SH DFND 2 405190 0 0 ISHARES TR USA QUALITY FCTR 46432F339 895 12033 SH DFND 2 12033 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 3701 41633 SH DFND 2 41633 0 0 ISHARES INC MSCI GBL ETF NEW 46434G855 763 43297 SH DFND 2 43297 0 0 ISHARES TR MSCI AUSTRALIA 46435G607 831 35595 SH DFND 2 35595 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 115 10378 SH DFND 2 10378 0 0 JPMORGAN CHASE CO COM 46625H100 1479 16182 SH DFND 2 16182 0 0 JOHNSON JOHNSON COM 478160104 762 5759 SH DFND 2 5759 0 0 JUNIPER NETWORKS INC COM 48203R104 238 8538 SH DFND 2 8538 0 0 KATE SPADE CO COM 485865109 723 39128 SH DFND 2 39128 0 0 KINROSS GOLD CORP COM NO PAR 496902404 202 49675 SH DFND 2 49675 0 0 KLONDEX MNS LTD COM 498696103 54 16053 SH DFND 2 16053 0 0 LEGG MASON ETF INVESTMENT TR LOW DIVI ETF 52468L406 576 19195 SH DFND 2 19195 0 0 LILLY ELI CO COM 532457108 245 2980 SH DFND 2 2980 0 0 MPLX LP COM UNIT REP LTD 55336V100 4788 143349 SH DFND 2 143349 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 7407 103923 SH DFND 2 103923 0 0 MARKEL CORP COM 570535104 463 474 SH DFND 2 474 0 0 MASTERCARD INCORPORATED CL A 57636Q104 457 3761 SH DFND 2 3761 0 0 MCEWEN MNG INC COM 58039P107 97 36891 SH DFND 2 36891 0 0 MERCK CO INC COM 58933Y105 420 6551 SH DFND 2 6551 0 0 MORGAN STANLEY COM NEW 617446448 231 5177 SH DFND 2 5177 0 0 MORGAN STANLEY CUSHNG MLP ETN 61760E846 1588 226145 SH DFND 2 226145 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 758 54168 SH DFND 2 54168 0 0 NETFLIX INC COM 64110L106 241 1610 SH DFND 2 1610 0 0 NEW GOLD INC CDA COM 644535106 224 70339 SH DFND 2 70339 0 0 NEWMONT MINING CORP COM 651639106 441 13626 SH DFND 2 13626 0 0 NOVAGOLD RES INC COM NEW 66987E206 121 26503 SH DFND 2 26503 0 0 NOVADAQ TECHNOLOGIES INC COM 66987G102 157 13369 SH DFND 2 13369 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 1943 41676 SH DFND 2 41676 0 0 NUTRACEUTICAL INTL CORP COM 67060Y101 355 8521 SH DFND 2 8521 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 15538 304247 SH DFND 2 304247 0 0 PNC FINL SVCS GROUP INC COM 693475105 275 2200 SH DFND 2 2200 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 1352 52919 SH DFND 2 52919 0 0 PANDORA MEDIA INC COM 698354107 121 13521 SH DFND 2 13521 0 0 PARK STERLING CORP COM 70086Y105 274 23096 SH DFND 2 23096 0 0 PAYPAL HLDGS INC COM 70450Y103 518 9650 SH DFND 2 9650 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 85 10700 SH DFND 2 10700 0 0 PFIZER INC COM 717081103 389 11583 SH DFND 2 11583 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 1218 24640 SH DFND 2 24640 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 5915 225173 SH DFND 2 225173 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1210 83758 SH DFND 2 83758 0 0 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 249 6926 SH DFND 2 6926 0 0 POWERSHARES ETF TRUST DYN BLDG CNSTR 73935X666 539 18049 SH DFND 2 18049 0 0 POWERSHARES ETF TRUST S P 500 QLTY PRT 73935X682 621 22195 SH DFND 2 22195 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1171 25502 SH DFND 2 25502 0 0 POWERSHARES ETF TRUST DYN LSR ENT 73935X757 819 19746 SH DFND 2 19746 0 0 POWERSHARES ETF TRUST DYN BIOT GEN 73935X856 659 14438 SH DFND 2 14438 0 0 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 316 12970 SH DFND 2 12970 0 0 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 3306 128893 SH DFND 2 128893 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 220 27316 SH DFND 2 27316 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 9096 229525 SH DFND 2 229525 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 4561 184297 SH DFND 2 184297 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 668 30631 SH DFND 2 30631 0 0 POWERSHARES ETF TR II S P SMCP C DIS 73937B506 446 8181 SH DFND 2 8181 0 0 POWERSHARES ETF TR II S P SMCP CONSU 73937B605 1545 23232 SH DFND 2 23232 0 0 POWERSHARES ETF TR II S P400 LOVL PT 73937B647 437 10092 SH DFND 2 10092 0 0 POWERSHARES ETF TR II S P500 LOW VOL 73937B779 576 12888 SH DFND 2 12888 0 0 POWERSHARES ETF TR II S P500 HGH BET 73937B829 1138 30618 SH DFND 2 30618 0 0 POWERSHARES ETF TR II S P SMCP UTI P 73937B837 590 11451 SH DFND 2 11451 0 0 PRETIUM RES INC COM 74139C102 129 13386 SH DFND 2 13386 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 2776 218939 SH DFND 2 218939 0 0 PROSHARES TR K1 FRE CRD OIL 74347B417 305 16918 SH DFND 2 16918 0 0 PROSHARES TR SHORT S P 500 NE 74347B425 9574 285780 SH DFND 2 285780 0 0 PROSHARES TR ULTRA MSCI BRAZI 74347B490 1223 21637 SH DFND 2 21637 0 0 PROSHARES TR ULTPRO SHT NAS 74347B623 835 62196 SH DFND 2 62196 0 0 PROSHARES TR ULTSHT FINLS NEW 74347B748 1284 48770 SH DFND 2 48770 0 0 PROSHARES TR ULTSH NASD BIOT 74347B789 479 19770 SH DFND 2 19770 0 0 PROSHARES TR SHRT HGH YIELD 74347R131 1638 69616 SH DFND 2 69616 0 0 PROSHARES TR PSHS SHTFINL ETF 74347R230 359 27685 SH DFND 2 27685 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 2227 80344 SH DFND 2 80344 0 0 PROSHARES TR PSHS SH MSCI EMR 74347R396 2732 131085 SH DFND 2 131085 0 0 PROSHARES TR PSHS SHORT DOW30 74347R701 1898 108855 SH DFND 2 108855 0 0 PROSHARES TR PSHS ULTRA O G 74347R719 908 28730 SH DFND 2 28730 0 0 PROSHARES TR PSHS ULT BASMATL 74347R776 545 9616 SH DFND 2 9616 0 0 PROSHARES TR PSHS SH MDCAP400 74347R800 338 27607 SH DFND 2 27607 0 0 PROSHARES TR II PSHS ULSSLVR NEW 74347W114 1331 39037 SH DFND 2 39037 0 0 PROSHARES TR II ULTRAPRO 3X CR 74347W221 434 22069 SH DFND 2 22069 0 0 PROSHARES TR II ULTA BLMBG 2017 74347W247 1534 103251 SH DFND 2 103251 0 0 PROSHARES TR II VIX SHORT TERM F 74347W262 1140 107262 SH DFND 2 107262 0 0 PROSHARES TR II ULTRA YEN NEW 74347W270 262 4465 SH DFND 2 4465 0 0 PROSHARES TR II VIX MDTRM FUTR N 74347W338 261 9502 SH DFND 2 9502 0 0 PROSHARES TR II ULTRASHRT NEW 74347W395 436 5712 SH DFND 2 5712 0 0 PROSHARES TR II ULTRA GOLD 74347W601 629 16683 SH DFND 2 16683 0 0 PROSHARES TR II SHT VIX ST TRM 74347W627 1383 8573 SH DFND 2 8573 0 0 PROSHARES TR II ULTRASHRT EURO 74347W882 1465 63359 SH DFND 2 63359 0 0 PROSHARES TR BASIC MAT NEW 74347X138 593 33424 SH DFND 2 33424 0 0 PROSHARES TR ULTRA FNCLS NEW 74347X633 2012 19353 SH DFND 2 19353 0 0 PROSHARES TR SHRT RL EST FD 74347X641 427 26047 SH DFND 2 26047 0 0 PROSHARES TR UL MSCI JP ETF 74347X708 1653 15713 SH DFND 2 15713 0 0 PROSHARES TR ULT FTSE CHIN 50 74347X880 495 8121 SH DFND 2 8121 0 0 PROSHARES TR ULTPRO SHT 2017 74348A152 970 22401 SH DFND 2 22401 0 0 PROSHARES TR SHRT RUSSELL2000 74348A210 3933 84987 SH DFND 2 84987 0 0 PROSHARES TR ULTSHT REAL EST 74348A244 934 29623 SH DFND 2 29623 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 2347 111381 SH DFND 2 111381 0 0 PROSHARES TR ULTSHT FT CH 50 74348A350 352 14047 SH DFND 2 14047 0 0 PROSHARES TR ULTPRO SHT MDCP 74348A392 190 13934 SH DFND 2 13934 0 0 PROSHARES TR ULSH MSCIEAF NEW 74348A475 567 20910 SH DFND 2 20910 0 0 PROSHARES TR ULSHOIL GASNEW13 74348A525 2070 42727 SH DFND 2 42727 0 0 PROSHARES TR ULT MSCIBZL CAPP 74348A673 513 36371 SH DFND 2 36371 0 0 RANDGOLD RES LTD ADR 752344309 309 3496 SH DFND 2 3496 0 0 RICE ENERGY INC COM 762760106 514 19299 SH DFND 2 19299 0 0 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 770 38596 SH DFND 2 38596 0 0 ROYAL GOLD INC COM 780287108 255 3262 SH DFND 2 3262 0 0 S P GLOBAL INC COM 78409V104 202 1386 SH DFND 2 1386 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 39698 336365 SH DFND 2 336365 0 0 SPDR GOLD TRUST CALL 78463V107 401 3400 SH Call DFND 2 3400 0 0 SPDR SERIES TRUST S P TRANSN ETF 78464A532 2076 37476 SH DFND 2 37476 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 400 4299 SH DFND 2 4299 0 0 SPDR SERIES TRUST OILGAS EQUIP 78464A748 1991 128727 SH DFND 2 128727 0 0 SPDR SERIES TRUST S P DIVID ETF 78464A763 2518 28322 SH DFND 2 28322 0 0 SPDR SERIES TRUST S P INS ETF 78464A789 1123 12754 SH DFND 2 12754 0 0 SPDR SERIES TRUST S P SEMICNDCTR 78464A862 290 4707 SH DFND 2 4707 0 0 SPDR SERIES TRUST S P HOMEBUILD 78464A888 255 6629 SH DFND 2 6629 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 535 2511 SH DFND 2 2511 0 0 SALESFORCE COM INC COM 79466L302 375 4334 SH DFND 2 4334 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 80 20564 SH DFND 2 20564 0 0 SCHLUMBERGER LTD COM 806857108 850 12911 SH DFND 2 12911 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 3623 67323 SH DFND 2 67323 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 8296 104691 SH DFND 2 104691 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5380 60021 SH DFND 2 60021 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 691 10646 SH DFND 2 10646 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3995 161926 SH DFND 2 161926 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2296 33715 SH DFND 2 33715 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 480 8765 SH DFND 2 8765 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1427 27454 SH DFND 2 27454 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 1445 47696 SH DFND 2 47696 0 0 SIBANYE GOLD LTD SPONSORED ADR 825724206 129 27903 SH DFND 2 27903 0 0 SILVER STD RES INC COM 82823L106 141 14555 SH DFND 2 14555 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 28 14090 SH DFND 2 14090 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 664 25981 SH DFND 2 25981 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 1879 43797 SH DFND 2 43797 0 0 SPECTRANETICS CORP COM 84760C107 1239 32271 SH DFND 2 32271 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 3318 327504 SH DFND 2 327504 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 815 129116 SH DFND 2 129116 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 2017 252819 SH DFND 2 252819 0 0 STAPLES INC COM 855030102 534 52996 SH DFND 2 52996 0 0 SWIFT TRANSN CO CL A 87074U101 655 24726 SH DFND 2 24726 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 53 11830 SH DFND 2 11830 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 1602 29129 SH DFND 2 29129 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 291 6778 SH DFND 2 6778 0 0 TALLGRASS ENERGY PARTNERS LP COM UNIT 874697105 1283 25613 SH DFND 2 25613 0 0 TENARIS S A SPONSORED ADR 88031M109 210 6750 SH DFND 2 6750 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 2008 38846 SH DFND 2 38846 0 0 TRANSCANADA CORP COM 89353D107 275 5766 SH DFND 2 5766 0 0 TRAVELERS COMPANIES INC COM 89417E109 226 1786 SH DFND 2 1786 0 0 TWITTER INC COM 90184L102 238 13320 SH DFND 2 13320 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 5092 190981 SH DFND 2 190981 0 0 UCP INC CL A 90265Y106 479 43744 SH DFND 2 43744 0 0 UBS AG LONDON BRH SER B LKD 46 90270L354 412 15164 SH DFND 2 15164 0 0 UBS AG LONDON BRH VELOCITYSHS SHRT 90274D150 277 5018 SH DFND 2 5018 0 0 UBS AG LONDON BRH NT LKD 46 90274E125 376 10018 SH DFND 2 10018 0 0 US BANCORP DEL COM NEW 902973304 436 8394 SH DFND 2 8394 0 0 UNITED STS COMMODITY IDX FDT CM REP COPP FD 911718104 357 20468 SH DFND 2 20468 0 0 UNITED STS COMMODITY IDX FDT COM UTS US AGR 911718203 1033 58813 SH DFND 2 58813 0 0 UNITED STS DIESEL HEATING OI UNIT 911783108 210 15002 SH DFND 2 15002 0 0 UNITED STS GASOLINE FD LP UNITS 91201T102 454 18714 SH DFND 2 18714 0 0 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 897 132370 SH DFND 2 132370 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 2898 305057 SH DFND 2 305057 0 0 UNITED STS SHORT OIL FD LP UNITS 912613205 2857 38723 SH DFND 2 38723 0 0 VALE S A ADR 91912E105 222 25400 SH DFND 2 25400 0 0 VANECK MERK GOLD TRUST GOLD TRUST 921078101 1529 124750 SH DFND 2 124750 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 22282 1009143 SH DFND 2 1009143 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 5645 294467 SH DFND 2 294467 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 1445 17650 SH DFND 2 17650 0 0 VANECK VECTORS ETF TR RETAIL ETF 92189F684 1058 13152 SH DFND 2 13152 0 0 VANECK VECTORS ETF TR PHARMACEUTICAL E 92189F692 804 13610 SH DFND 2 13610 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 39065 1170313 SH DFND 2 1170313 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 370 3052 SH DFND 2 3052 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 921932844 740 6492 SH DFND 2 6492 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 388 3193 SH DFND 2 3193 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 2623 21573 SH DFND 2 21573 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 607 5309 SH DFND 2 5309 0 0 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 277 2492 SH DFND 2 2492 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 432 3532 SH DFND 2 3532 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 3879 34414 SH DFND 2 34414 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 580 4767 SH DFND 2 4767 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 454 4485 SH DFND 2 4485 0 0 VANGUARD INDEX FDS S P 500 ETF SHS 922908363 27855 125439 SH DFND 2 125439 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 363 2550 SH DFND 2 2550 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 5658 44535 SH DFND 2 44535 0 0 VERISIGN INC COM 92343E102 211 2272 SH DFND 2 2272 0 0 VISA INC COM CL A 92826C839 717 7641 SH DFND 2 7641 0 0 WELLS FARGO CO NEW COM 949746101 1342 24226 SH DFND 2 24226 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 3000 53624 SH DFND 2 53624 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 306 15389 SH DFND 2 15389 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 5389 134359 SH DFND 2 134359 0 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 4629 55050 SH DFND 2 55050 0 0 XACTLY CORP COM 98386L101 240 15358 SH DFND 2 15358 0 0 YAMANA GOLD INC COM 98462Y100 107 44023 SH DFND 2 44023 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 56 14530 SH DFND 2 14530 0 0 MEDTRONIC PLC SHS G5960L103 289 3251 SH DFND 2 3251 0 0 NORD ANGLIA EDUCATION INC SHS G6583A102 305 9372 SH DFND 2 9372 0 0 SEADRILL LIMITED SHS G7945E105 11 31500 SH DFND 2 31500 0 0 CHUBB LIMITED COM H1467J104 449 3089 SH DFND 2 3089 0 0 TRANSOCEAN LTD REG SHS H8817H100 110 13402 SH DFND 2 13402 0 0 SYNERON MEDICAL LTD ORD SHS M87245102 254 23202 SH DFND 2 23202 0 0