Senior Vice President

0001533964-17-000004.txt : 20170427 0001533964-17-000004.hdr.sgml : 20170427 20170427160419 ACCESSION NUMBER: 0001533964-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170427 DATE AS OF CHANGE: 20170427 EFFECTIVENESS DATE: 20170427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial LLC CENTRAL INDEX KEY: 0001533964 IRS NUMBER: 452298174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14585 FILM NUMBER: 17789014 BUSINESS ADDRESS: STREET 1: 900 3RD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 900 3RD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533964 XXXXXXXX 03-31-2017 03-31-2017 Virtu Financial LLC

900 3RD AVENUE NEW YORK NY 10022

13F HOLDINGS REPORT 028-14585 N Venu Palaparthi Senior Vice President 212-418-0143 Venu Palaparthi, Senior Vice President New York NY 04-27-2017 2 383 968903 false 1 28-12744 VIRTU FINANCIAL CAPITAL MARKETS 2 28-13648 Virtu Financial BD LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALPS ETF TR MED BREAKTHGH 00162Q593 273 10580 SH DFND 2 10580 0 0 ALPS ETF TR SPROTT GL MINE 00162Q643 744 37039 SH DFND 2 37039 0 0 ALPS ETF TR SECTR DIV DOGS 00162Q858 786 18306 SH DFND 2 18306 0 0 AT T INC COM 00206R102 878 21130 SH DFND 2 21130 0 0 ADOBE SYS INC COM 00724F101 222 1708 SH DFND 2 1708 0 0 AIR PRODS CHEMS INC COM 009158106 737 5445 SH DFND 2 5445 0 0 ALASKA AIR GROUP INC COM 011659109 323 3505 SH DFND 2 3505 0 0 ALBEMARLE CORP COM 012653101 269 2545 SH DFND 2 2545 0 0 ALPHABET INC CAP STK CL A 02079K305 1689 1992 SH DFND 2 1992 0 0 ALTRIA GROUP INC COM 02209S103 371 5188 SH DFND 2 5188 0 0 AMAZON COM INC COM 023135106 570 643 SH DFND 2 643 0 0 AMBEV SA SPONSORED ADR 02319V103 120 20800 SH DFND 2 20800 0 0 ANTERO MIDSTREAM PARTNERS LP UNT LTD PARTN 03673L103 494 14911 SH DFND 2 14911 0 0 APPLE INC COM 037833100 1825 12704 SH DFND 2 12704 0 0 APPLIED MATLS INC COM 038222105 325 8351 SH DFND 2 8351 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 242 7780 SH DFND 2 7780 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 333 3255 SH DFND 2 3255 0 0 BAKER HUGHES INC COM 057224107 506 8465 SH DFND 2 8465 0 0 BALL CORP COM 058498106 225 3030 SH DFND 2 3030 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 96 10900 SH DFND 2 10900 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 2589 464051 SH DFND 2 464051 0 0 BARCLAYS BANK PLC ETN DJUBS AGRI37 06739H206 219 6501 SH DFND 2 6501 0 0 BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 374 13515 SH DFND 2 13515 0 0 BARCLAYS BANK PLC ETN DJUBSCOCO 38 06739H313 354 13622 SH DFND 2 13622 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9076 54452 SH DFND 2 54452 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 447 24391 SH DFND 2 24391 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 303 5566 SH DFND 2 5566 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 301 24156 SH DFND 2 24156 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1847 26942 SH DFND 2 26942 0 0 CEB INC COM 125134106 3156 40153 SH DFND 2 40153 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 341 4414 SH DFND 2 4414 0 0 CST BRANDS INC COM 12646R105 389 8094 SH DFND 2 8094 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 136 19700 SH DFND 2 19700 0 0 CHEVRON CORP NEW COM 166764100 746 6950 SH DFND 2 6950 0 0 CISCO SYS INC COM 17275R102 557 16476 SH DFND 2 16476 0 0 CITIGROUP GLOBAL MKTS HLDGS LEVERAGD ETN S P 17325E291 2196 111141 SH DFND 2 111141 0 0 CITIGROUP GLOBAL MKTS HLDGS INVERSE LVRG ETN 17325E309 1060 39619 SH DFND 2 39619 0 0 COCA COLA CO COM 191216100 297 6999 SH DFND 2 6999 0 0 COMCAST CORP NEW CL A 20030N101 550 14635 SH DFND 2 14635 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 194 18820 SH DFND 2 18820 0 0 COMPUTER SCIENCES CORP COM 205363104 613 8876 SH DFND 2 8876 0 0 CREDIT SUISSE AG NASSAU BRH NT BCOMCL 36 22539T332 1658 53555 SH DFND 2 53555 0 0 CREDIT SUISSE AG NASSAU BRH VELOCITY SHS EXC 22539T597 400 24481 SH DFND 2 24481 0 0 CREDIT SUISSE NASSAU BRH VELOCITY SHS SHR 22542D357 37875 1079679 SH DFND 2 1079679 0 0 CREDIT SUISSE NASSAU BRH X LINK SILVER SH 22542D449 297 32428 SH DFND 2 32428 0 0 CREDIT SUISSE NASSAU BRH X LINK GOLD SHS 22542D480 141 14855 SH DFND 2 14855 0 0 CREDIT SUISSE NASSAU BRH VIX MID TERM 22542D787 143 15633 SH DFND 2 15633 0 0 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 2102 17211 SH DFND 2 17211 0 0 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 477 5021 SH DFND 2 5021 0 0 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 1895 25528 SH DFND 2 25528 0 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 638 16256 SH DFND 2 16256 0 0 D R HORTON INC COM 23331A109 306 9195 SH DFND 2 9195 0 0 DEUTSCHE BK AG LDN BRH DB GOLD SHORT 25154H731 4856 345491 SH DFND 2 345491 0 0 DEUTSCHE BK AG LDN BRH DB GOLD DBL LNG 25154H749 5500 234766 SH DFND 2 234766 0 0 DEUTSCHE BK AG LDN BRH GOLD DOUBLE SHOR 25154H756 1535 264275 SH DFND 2 264275 0 0 DEUTSCHE BK AG LONDON BRH DB CRUDE OIL DBL 25154K809 2345 19264 SH DFND 2 19264 0 0 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 345 5160 SH DFND 2 5160 0 0 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 1511 80728 SH DFND 2 80728 0 0 DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 1226 34181 SH DFND 2 34181 0 0 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 345 15977 SH DFND 2 15977 0 0 DIREXION SHS ETF TR DLY DEV MKT BULL 25459W789 228 4075 SH DFND 2 4075 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 5562 52587 SH DFND 2 52587 0 0 DIREXION SHS ETF TR DRX S P500BULL 25459W862 945 7481 SH DFND 2 7481 0 0 DIREXION SHS ETF TR 7-10YR TR BEAR 25459Y108 377 13170 SH DFND 2 13170 0 0 DIREXION SHS ETF TR DLY S P500 2XS 25459Y165 826 19959 SH DFND 2 19959 0 0 DIREXION SHS ETF TR SML CP BULL 2X 25459Y181 1789 43383 SH DFND 2 43383 0 0 DIREXION SHS ETF TR IBILLION INDEX 25459Y264 474 17213 SH DFND 2 17213 0 0 DIREXION SHS ETF TR DLY DEV MKT BEAR 25459Y355 240 12414 SH DFND 2 12414 0 0 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y363 209 17274 SH DFND 2 17274 0 0 DIREXION SHS ETF TR DLY S P 500 BEAR 25459Y371 1105 121969 SH DFND 2 121969 0 0 DIREXION SHS ETF TR DLY ENERBR3X NEW 25459Y454 936 82327 SH DFND 2 82327 0 0 DIREXION SHS ETF TR DLY EMKT 3X NEW 25459Y470 1868 107649 SH DFND 2 107649 0 0 DIREXION SHS ETF TR DRX DLYSOKOR3X 25459Y520 840 22910 SH DFND 2 22910 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 5253 118302 SH DFND 2 118302 0 0 DIREXION SHS ETF TR HEALTHCARE BUL 25459Y876 2201 63856 SH DFND 2 63856 0 0 DISNEY WALT CO COM DISNEY 254687106 450 3965 SH DFND 2 3965 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25490K133 6159 198294 SH DFND 2 198294 0 0 DIREXION SHS ETF TR DAILY JR GOLD MI 25490K141 6718 452723 SH DFND 2 452723 0 0 DIREXION SHS ETF TR DAILY S P 500 25490K216 1725 98452 SH DFND 2 98452 0 0 DIREXION SHS ETF TR DLY RUSSIA BL 3X 25490K273 218 2427 SH DFND 2 2427 0 0 DIREXION SHS ETF TR SP BIOTCH BL NEW 25490K323 5463 114474 SH DFND 2 114474 0 0 DIREXION SHS ETF TR DLY NATRL GAS 3X 25490K349 316 9033 SH DFND 2 9033 0 0 DIREXION SHS ETF TR OIL GAS BL 3X SH 25490K356 2530 35382 SH DFND 2 35382 0 0 DIREXION SHS ETF TR DAILY HEALTHCARE 25490K372 826 29603 SH DFND 2 29603 0 0 DIREXION SHS ETF TR DAILY SP BIOTECH 25490K380 1234 38402 SH DFND 2 38402 0 0 DIREXION SHS ETF TR DAILY FINL BEAR 25490K539 381 19715 SH DFND 2 19715 0 0 DIREXION SHS ETF TR DAILY JR GOLD MI 25490K554 2778 429969 SH DFND 2 429969 0 0 DIREXION SHS ETF TR SP BIOTCH BR3X 25490K745 1839 175656 SH DFND 2 175656 0 0 DIREXION SHS ETF TR TECH BEAR 3X SHS 25490K760 972 75761 SH DFND 2 75761 0 0 DIREXION SHS ETF TR SEMICONDUCT BEAR 25490K778 1105 148134 SH DFND 2 148134 0 0 DIREXION SHS ETF TR DL RUSS BEAR 3X 25490K786 2864 450965 SH DFND 2 450965 0 0 DIREXION SHS ETF TR MD CP BEAR 3X NW 25490K810 479 24889 SH DFND 2 24889 0 0 DIREXION SHS ETF TR FTSE CHIN BEAR 25490K836 1174 96912 SH DFND 2 96912 0 0 DIREXION SHS ETF TR CSI 300 BULL2X 25490K869 437 22488 SH DFND 2 22488 0 0 DOW CHEM CO COM 260543103 1725 27152 SH DFND 2 27152 0 0 DU PONT E I DE NEMOURS CO COM 263534109 1772 22057 SH DFND 2 22057 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 828 10762 SH DFND 2 10762 0 0 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 1251 19667 SH DFND 2 19667 0 0 ETFS PALLADIUM TR SH BEN INT 26923A106 939 12281 SH DFND 2 12281 0 0 EASTMAN CHEM CO COM 277432100 233 2880 SH DFND 2 2880 0 0 ECOLAB INC COM 278865100 859 6851 SH DFND 2 6851 0 0 EMBRAER S A SP ADR REP 4 COM 29082A107 232 10500 SH DFND 2 10500 0 0 ENBRIDGE INC COM 29250N105 301 7194 SH DFND 2 7194 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 739 38913 SH DFND 2 38913 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 3741 102434 SH DFND 2 102434 0 0 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 29336U107 538 29425 SH DFND 2 29425 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 4484 162423 SH DFND 2 162423 0 0 EXPEDITORS INTL WASH INC COM 302130109 358 6340 SH DFND 2 6340 0 0 EXXON MOBIL CORP COM 30231G102 1278 15585 SH DFND 2 15585 0 0 FACEBOOK INC CL A 30303M102 991 6975 SH DFND 2 6975 0 0 FAIRPOINT COMMUNICATIONS INC COM NEW 305560302 708 42668 SH DFND 2 42668 0 0 FEDEX CORP COM 31428X106 703 3600 SH DFND 2 3600 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 113 12370 SH DFND 2 12370 0 0 FIDELITY MSCI HLTH CARE I 316092600 616 17248 SH DFND 2 17248 0 0 FIDELITY MSCI INFO TECH I 316092808 1256 30534 SH DFND 2 30534 0 0 FIRST TR S P REIT INDEX FD COM 33734G108 3554 154199 SH DFND 2 154199 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1524 52520 SH DFND 2 52520 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 3482 94561 SH DFND 2 94561 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 2437 52810 SH DFND 2 52810 0 0 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1755 116466 SH DFND 2 116466 0 0 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 1535 40524 SH DFND 2 40524 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 1551 56637 SH DFND 2 56637 0 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 2827 111721 SH DFND 2 111721 0 0 FIRST TR EXCHANGE TRADED FD RBA INDL ETF 33738R704 487 20382 SH DFND 2 20382 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 250 9646 SH DFND 2 9646 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 147 12587 SH DFND 2 12587 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 147 18505 SH DFND 2 18505 0 0 FREEPORT-MCMORAN INC CL B 35671D857 340 25428 SH DFND 2 25428 0 0 FUELCELL ENERGY INC COM NEW 35952H502 19 13702 SH DFND 2 13702 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 627 19350 SH DFND 2 19350 0 0 GIGPEAK INC COM 37518Q109 135 43868 SH DFND 2 43868 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 234 5560 SH DFND 2 5560 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 253 21765 SH DFND 2 21765 0 0 GRUPO SIMEC S A B DE C V ADR 400491106 245 18958 SH DFND 2 18958 0 0 HALLIBURTON CO COM 406216101 1045 21235 SH DFND 2 21235 0 0 HELMERICH PAYNE INC COM 423452101 309 4644 SH DFND 2 4644 0 0 HERITAGE OAKS BANCORP COM 42724R107 750 56200 SH DFND 2 56200 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 3141 132547 SH DFND 2 132547 0 0 HOME DEPOT INC COM 437076102 642 4370 SH DFND 2 4370 0 0 HUNT J B TRANS SVCS INC COM 445658107 351 3827 SH DFND 2 3827 0 0 INDUSTRIAS BACHOCO S A B DE SPON ADR B 456463108 752 13908 SH DFND 2 13908 0 0 INTEL CORP COM 458140100 822 22797 SH DFND 2 22797 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 703 4036 SH DFND 2 4036 0 0 INTERNATIONAL FLAVORS FRAGRA COM 459506101 260 1964 SH DFND 2 1964 0 0 INTL PAPER CO COM 460146103 516 10152 SH DFND 2 10152 0 0 INTUIT COM 461202103 214 1842 SH DFND 2 1842 0 0 ISHARES GOLD TRUST ISHARES 464285105 8921 742798 SH DFND 2 742798 0 0 ISHARES MSCI BRZ CAP ETF 464286400 4931 131637 SH DFND 2 131637 0 0 ISHARES MSCI EURZONE ETF 464286608 717 19039 SH DFND 2 19039 0 0 ISHARES MSCI GERMANY ETF 464286806 381 13253 SH DFND 2 13253 0 0 ISHARES MSCI MEX CAP ETF 464286822 2096 40952 SH DFND 2 40952 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 17860 464015 SH DFND 2 464015 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 10403 264104 SH DFND 2 264104 0 0 ISHARES TR S P 500 GRWT ETF 464287309 266 2024 SH DFND 2 2024 0 0 ISHARES TR NA NAT RES 464287374 1638 47806 SH DFND 2 47806 0 0 ISHARES TR 7-10YR TR BD ETF 464287440 379 3590 SH DFND 2 3590 0 0 ISHARES TR MSCI EAFE ETF 464287465 3737 59989 SH DFND 2 59989 0 0 ISHARES TR RUS MID CAP ETF 464287499 334 1784 SH DFND 2 1784 0 0 ISHARES TR PHLX SEMICND ETF 464287523 16649 121622 SH DFND 2 121622 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 7388 25191 SH DFND 2 25191 0 0 ISHARES TR COHEN STEER REIT 464287564 1251 12543 SH DFND 2 12543 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 1757 10917 SH DFND 2 10917 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 323 2842 SH DFND 2 2842 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 82255 598308 SH DFND 2 598308 0 0 ISHARES TR U.S. TELECOM ETF 464287713 667 20625 SH DFND 2 20625 0 0 ISHARES TR U.S. REAL ES ETF 464287739 8478 108017 SH DFND 2 108017 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 373 3420 SH DFND 2 3420 0 0 ISHARES TR U.S. ENERGY ETF 464287796 2471 64126 SH DFND 2 64126 0 0 ISHARES TR MSCI ACWI ETF 464288257 663 10487 SH DFND 2 10487 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 912 5241 SH DFND 2 5241 0 0 ISHARES TR MRGSTR MD CP VAL 464288406 393 2648 SH DFND 2 2648 0 0 ISHARES TR MRGSTR SM CP ETF 464288505 470 2943 SH DFND 2 2943 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1128 12853 SH DFND 2 12853 0 0 ISHARES TR MRGSTR SM CP GR 464288604 263 1720 SH DFND 2 1720 0 0 ISHARES TR U.S. AER DEF ETF 464288760 7448 50078 SH DFND 2 50078 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 5899 341988 SH DFND 2 341988 0 0 ISHARES SILVER TRUST CALL 46428Q109 297 17200 SH Call DFND 2 17200 0 0 ISHARES TR CORE DIV GRWTH 46434V621 509 16700 SH DFND 2 16700 0 0 ISHARES TR MSCI AUSTRALIA 46435G607 891 36871 SH DFND 2 36871 0 0 ISHARES TR MSCI SPAIN ETF 46435G813 256 11246 SH DFND 2 11246 0 0 JOHNSON JOHNSON COM 478160104 1005 8072 SH DFND 2 8072 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 272 3175 SH DFND 2 3175 0 0 KIMBERLY CLARK CORP COM 494368103 302 2291 SH DFND 2 2291 0 0 KIRBY CORP COM 497266106 301 4272 SH DFND 2 4272 0 0 LAM RESEARCH CORP COM 512807108 228 1774 SH DFND 2 1774 0 0 LANDSTAR SYS INC COM 515098101 279 3261 SH DFND 2 3261 0 0 LEGG MASON ETF INVESTMENT TR LOW DIVI ETF 52468L406 649 21841 SH DFND 2 21841 0 0 LENNAR CORP CL A 526057104 284 5545 SH DFND 2 5545 0 0 LILLY ELI CO COM 532457108 285 3386 SH DFND 2 3386 0 0 LOWES COS INC COM 548661107 222 2705 SH DFND 2 2705 0 0 LUMOS NETWORKS CORP COM 550283105 313 17707 SH DFND 2 17707 0 0 MPLX LP COM UNIT REP LTD 55336V100 1917 53119 SH DFND 2 53119 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 3240 42131 SH DFND 2 42131 0 0 MARTIN MARIETTA MATLS INC COM 573284106 309 1414 SH DFND 2 1414 0 0 MCDERMOTT INTL INC COM 580037109 79 11770 SH DFND 2 11770 0 0 MCDONALDS CORP COM 580135101 585 4517 SH DFND 2 4517 0 0 MERCK CO INC COM 58933Y105 392 6165 SH DFND 2 6165 0 0 METALDYNE PERFORMANCE GROUP COM 59116R107 643 28156 SH DFND 2 28156 0 0 MICROSOFT CORP COM 594918104 1385 21032 SH DFND 2 21032 0 0 MICRON TECHNOLOGY INC COM 595112103 223 7701 SH DFND 2 7701 0 0 MIDCOAST ENERGY PARTNERS L P COM UT LTD PTN 59564N103 244 30262 SH DFND 2 30262 0 0 MONSANTO CO NEW COM 61166W101 1242 10970 SH DFND 2 10970 0 0 MORGAN STANLEY CUSHNG MLP ETN 61760E846 1081 136682 SH DFND 2 136682 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 475 21015 SH DFND 2 21015 0 0 NVR INC COM 62944T105 297 141 SH DFND 2 141 0 0 NATIONAL OILWELL VARCO INC COM 637071101 370 9220 SH DFND 2 9220 0 0 NEUSTAR INC CL A 64126X201 1184 35717 SH DFND 2 35717 0 0 NEWMONT MINING CORP COM 651639106 406 12332 SH DFND 2 12332 0 0 NIKE INC CL B 654106103 237 4245 SH DFND 2 4245 0 0 NORFOLK SOUTHERN CORP COM 655844108 380 3390 SH DFND 2 3390 0 0 NOVARTIS A G SPONSORED ADR 66987V109 270 3635 SH DFND 2 3635 0 0 NOVO-NORDISK A S ADR 670100205 213 6210 SH DFND 2 6210 0 0 NUCOR CORP COM 670346105 434 7261 SH DFND 2 7261 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 618 11883 SH DFND 2 11883 0 0 NVIDIA CORP COM 67066G104 426 3915 SH DFND 2 3915 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 2935 54367 SH DFND 2 54367 0 0 ORACLE CORP COM 68389X105 255 5716 SH DFND 2 5716 0 0 PPG INDS INC COM 693506107 743 7073 SH DFND 2 7073 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 609 24861 SH DFND 2 24861 0 0 PEPSICO INC COM 713448108 389 3474 SH DFND 2 3474 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 179 19400 SH DFND 2 19400 0 0 PFIZER INC COM 717081103 504 14727 SH DFND 2 14727 0 0 PHILIP MORRIS INTL INC COM 718172109 299 2648 SH DFND 2 2648 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 409 7962 SH DFND 2 7962 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 2593 82026 SH DFND 2 82026 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 876 57624 SH DFND 2 57624 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 2048 47016 SH DFND 2 47016 0 0 POWERSHARES ETF TRUST DYN BIOT GEN 73935X856 795 18790 SH DFND 2 18790 0 0 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 347 13725 SH DFND 2 13725 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 214 17008 SH DFND 2 17008 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 5413 142225 SH DFND 2 142225 0 0 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 785 27727 SH DFND 2 27727 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 509 57865 SH DFND 2 57865 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 3265 81659 SH DFND 2 81659 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 7131 274781 SH DFND 2 274781 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 2007 96466 SH DFND 2 96466 0 0 POWERSHARES ETF TRUST II PRP CAS INS PT 73936Q777 608 10675 SH DFND 2 10675 0 0 POWERSHARES ETF TR II S P SMCP C DIS 73937B506 394 7475 SH DFND 2 7475 0 0 POWERSHARES ETF TR II S P SMCP CONSU 73937B605 1026 14954 SH DFND 2 14954 0 0 POWERSHARES ETF TR II S P600 LOVL PT 73937B639 1518 35429 SH DFND 2 35429 0 0 POWERSHARES ETF TR II S P400 LOVL PT 73937B647 838 19801 SH DFND 2 19801 0 0 POWERSHARES ETF TR II KBW BK PORT 73937B746 339 7134 SH DFND 2 7134 0 0 PRAXAIR INC COM 74005P104 915 7711 SH DFND 2 7711 0 0 PRICELINE GRP INC COM NEW 741503403 288 162 SH DFND 2 162 0 0 PROCTER AND GAMBLE CO COM 742718109 666 7414 SH DFND 2 7414 0 0 PROSHARES TR K1 FRE CRD OIL 74347B417 1948 96206 SH DFND 2 96206 0 0 PROSHARES TR ULTRA JR MNRS NW 74347B466 256 4019 SH DFND 2 4019 0 0 PROSHARES TR ULTPRO NASBIO NW 74347B474 355 12843 SH DFND 2 12843 0 0 PROSHARES TR ULTRA GLD MNR NW 74347B482 483 11412 SH DFND 2 11412 0 0 PROSHARES TR ULTRA MSCI BRAZI 74347B490 693 9608 SH DFND 2 9608 0 0 PROSHARES TR ULTPRO SHT NAS 74347B623 180 10747 SH DFND 2 10747 0 0 PROSHARES TR SHORT QQQ NEW 74347B714 2782 65883 SH DFND 2 65883 0 0 PROSHARES TR ULTSHT FINLS NEW 74347B748 1220 42657 SH DFND 2 42657 0 0 PROSHARES TR ULTSH NASD BIOT 74347B789 719 25804 SH DFND 2 25804 0 0 PROSHARES TR SHRT HGH YIELD 74347R131 1132 47092 SH DFND 2 47092 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 8064 75182 SH DFND 2 75182 0 0 PROSHARES TR PSHS ULTRA DOW30 74347R305 884 9671 SH DFND 2 9671 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 359 12157 SH DFND 2 12157 0 0 PROSHARES TR PSHS ULT MCAP400 74347R404 704 6980 SH DFND 2 6980 0 0 PROSHARES TR PSHS SHORT DOW30 74347R701 3760 207758 SH DFND 2 207758 0 0 PROSHARES TR PSHS ULT BASMATL 74347R776 333 5926 SH DFND 2 5926 0 0 PROSHARES TR PSHS SH MDCAP400 74347R800 1600 127250 SH DFND 2 127250 0 0 PROSHARES TR II PSHS ULSSLVR NEW 74347W114 1412 48844 SH DFND 2 48844 0 0 PROSHARES TR II ULTA BLMBG 2017 74347W247 2019 106172 SH DFND 2 106172 0 0 PROSHARES TR II VIX SHORT TERM F 74347W262 2730 207309 SH DFND 2 207309 0 0 PROSHARES TR II ULT BLMBRG NT GS 74347W296 200 16329 SH DFND 2 16329 0 0 PROSHARES TR II ULSHT BLOOMB GAS 74347W387 1534 52454 SH DFND 2 52454 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W569 4635 63932 SH DFND 2 63932 0 0 PROSHARES TR II ULTRA GOLD 74347W601 1521 39553 SH DFND 2 39553 0 0 PROSHARES TR II ULTRASHRT EURO 74347W882 5107 193531 SH DFND 2 193531 0 0 PROSHARES TR SHT MSCI NEW 74347X575 165 12834 SH DFND 2 12834 0 0 PROSHARES TR ULT R/EST NEW 74347X625 389 3230 SH DFND 2 3230 0 0 PROSHARES TR ULTRA FNCLS NEW 74347X633 884 9093 SH DFND 2 9093 0 0 PROSHARES TR SHRT RL EST FD 74347X641 1242 73652 SH DFND 2 73652 0 0 PROSHARES TR SHT FTSE CHIN 50 74347X658 226 9384 SH DFND 2 9384 0 0 PROSHARES TR UL MSCI JP ETF 74347X708 1329 13844 SH DFND 2 13844 0 0 PROSHARES TR ULT FTSE CHIN 50 74347X880 1548 27086 SH DFND 2 27086 0 0 PROSHARES TR ULTPRO SHT 2017 74348A152 2386 50096 SH DFND 2 50096 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 2654 118657 SH DFND 2 118657 0 0 PROSHARES TR ULTSHT FTSE EURO 74348A434 653 15005 SH DFND 2 15005 0 0 PROSHARES TR ULTSHT MSCI JAP 74348A459 439 11841 SH DFND 2 11841 0 0 PROSHARES TR ULSH MSCIEAF NEW 74348A475 561 18233 SH DFND 2 18233 0 0 PROSHARES TR ULSHOIL GASNEW13 74348A525 2283 54030 SH DFND 2 54030 0 0 PROSHARES TR ULT MSCIBZL CAPP 74348A673 699 51445 SH DFND 2 51445 0 0 QUALCOMM INC COM 747525103 546 9526 SH DFND 2 9526 0 0 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 358 14212 SH DFND 2 14212 0 0 RYDER SYS INC COM 783549108 256 3391 SH DFND 2 3391 0 0 SPDR S P 500 ETF TR TR UNIT 78462F103 179633 761995 SH DFND 2 761995 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 363 10651 SH DFND 2 10651 0 0 SPDR SERIES TRUST S P TRANSN ETF 78464A532 511 9662 SH DFND 2 9662 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 316 3424 SH DFND 2 3424 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 2551 38166 SH DFND 2 38166 0 0 SPDR SERIES TRUST S P REGL BKG 78464A698 1037 18992 SH DFND 2 18992 0 0 SPDR SERIES TRUST S P RETAIL ETF 78464A714 298 7051 SH DFND 2 7051 0 0 SPDR SERIES TRUST OILGAS EQUIP 78464A748 1403 69811 SH DFND 2 69811 0 0 SPDR SERIES TRUST S P METALS MNG 78464A755 425 13957 SH DFND 2 13957 0 0 SPDR SERIES TRUST S P INS ETF 78464A789 442 5138 SH DFND 2 5138 0 0 SPDR SERIES TRUST S P BK ETF 78464A797 1839 42789 SH DFND 2 42789 0 0 SPDR SERIES TRUST S P SEMICNDCTR 78464A862 889 14738 SH DFND 2 14738 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 4571 22154 SH DFND 2 22154 0 0 SPDR S P MIDCAP 400 ETF TR UTSER1 S PDCRP 78467Y107 53493 171221 SH DFND 2 171221 0 0 SANOFI SPONSORED ADR 80105N105 239 5285 SH DFND 2 5285 0 0 SCHLUMBERGER LTD COM 806857108 1717 21980 SH DFND 2 21980 0 0 SEALED AIR CORP NEW COM 81211K100 213 4885 SH DFND 2 4885 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9514 400930 SH DFND 2 400930 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2101 32288 SH DFND 2 32288 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3612 67762 SH DFND 2 67762 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4137 80637 SH DFND 2 80637 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 557 17293 SH DFND 2 17293 0 0 SHERWIN WILLIAMS CO COM 824348106 799 2575 SH DFND 2 2575 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 580 13291 SH DFND 2 13291 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 3229 315940 SH DFND 2 315940 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 1602 232197 SH DFND 2 232197 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 2553 329444 SH DFND 2 329444 0 0 STARBUCKS CORP COM 855244109 447 7650 SH DFND 2 7650 0 0 SUFFOLK BANCORP COM 864739107 1894 46875 SH DFND 2 46875 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 750 30712 SH DFND 2 30712 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 523 8768 SH DFND 2 8768 0 0 TALLGRASS ENERGY PARTNERS LP COM UNIT 874697105 403 7573 SH DFND 2 7573 0 0 TENARIS S A SPONSORED ADR 88031M109 288 8435 SH DFND 2 8435 0 0 TERRAFORM GLOBAL INC CL A 88104M101 708 147452 SH DFND 2 147452 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 781 14347 SH DFND 2 14347 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 200 6225 SH DFND 2 6225 0 0 TEXAS INSTRS INC COM 882508104 593 7363 SH DFND 2 7363 0 0 3M CO COM 88579Y101 248 1297 SH DFND 2 1297 0 0 UBS AG LONDON BRH SER B LKD 46 90270L354 405 13316 SH DFND 2 13316 0 0 UBS AG LONDON BRH NT LKD 46 90274E117 406 21922 SH DFND 2 21922 0 0 UBS AG LONDON BRH NT LKD 46 90274E125 267 9009 SH DFND 2 9009 0 0 U S SILICA HLDGS INC COM 90346E103 238 4950 SH DFND 2 4950 0 0 ULTRATECH INC COM 904034105 286 9669 SH DFND 2 9669 0 0 UNION PAC CORP COM 907818108 268 2530 SH DFND 2 2530 0 0 UNITED CONTL HLDGS INC COM 910047109 208 2950 SH DFND 2 2950 0 0 UNITED PARCEL SERVICE INC CL B 911312106 539 5022 SH DFND 2 5022 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 381 26271 SH DFND 2 26271 0 0 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 219 5592 SH DFND 2 5592 0 0 UNITED STS COMMODITY IDX FDT CM REP COPP FD 911718104 174 10024 SH DFND 2 10024 0 0 UNITED STS COMMODITY IDX FDT COM UTS US AGR 911718203 1037 57731 SH DFND 2 57731 0 0 UNITED STS DIESEL HEATING OI UNIT 911783108 1001 66712 SH DFND 2 66712 0 0 UNITED STS GASOLINE FD LP UNITS 91201T102 654 23960 SH DFND 2 23960 0 0 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 3556 469717 SH DFND 2 469717 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 11272 1059353 SH DFND 2 1059353 0 0 UNITED STS SHORT OIL FD LP UNITS 912613205 484 7203 SH DFND 2 7203 0 0 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 1201 64825 SH DFND 2 64825 0 0 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 420 39585 SH DFND 2 39585 0 0 UNITEDHEALTH GROUP INC COM 91324P102 204 1245 SH DFND 2 1245 0 0 VANECK MERK GOLD TRUST GOLD TRUST 921078101 1495 121245 SH DFND 2 121245 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 24176 1059873 SH DFND 2 1059873 0 0 VANECK VECTORS ETF TR STEEL ETF 92189F205 1474 36522 SH DFND 2 36522 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 8415 407126 SH DFND 2 407126 0 0 VANECK VECTORS ETF TR RETAIL ETF 92189F684 3617 45776 SH DFND 2 45776 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 6062 50916 SH DFND 2 50916 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 11308 314278 SH DFND 2 314278 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 881 9791 SH DFND 2 9791 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 418 3495 SH DFND 2 3495 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1064 9200 SH DFND 2 9200 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 433 11026 SH DFND 2 11026 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 797 15455 SH DFND 2 15455 0 0 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 300 2759 SH DFND 2 2759 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 546 4653 SH DFND 2 4653 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 816 8126 SH DFND 2 8126 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 3919 36168 SH DFND 2 36168 0 0 VANGUARD INDEX FDS S P 500 ETF SHS 922908363 51829 239559 SH DFND 2 239559 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 906 8893 SH DFND 2 8893 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1948 23589 SH DFND 2 23589 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 433 3110 SH DFND 2 3110 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 820 16823 SH DFND 2 16823 0 0 VULCAN MATLS CO COM 929160109 379 3149 SH DFND 2 3149 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 1044 17264 SH DFND 2 17264 0 0 WESTERN REFNG INC COM 959319104 445 12698 SH DFND 2 12698 0 0 WESTROCK CO COM 96145D105 292 5618 SH DFND 2 5618 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 1969 48219 SH DFND 2 48219 0 0 WISDOMTREE TR LARGECAP DIVID 97717W307 1917 23121 SH DFND 2 23121 0 0 ZOETIS INC CL A 98978V103 232 4350 SH DFND 2 4350 0 0 ENSCO PLC SHS CLASS A G3157S106 147 16415 SH DFND 2 16415 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 241 36260 SH DFND 2 36260 0 0 MULTI PACKAGING SOLUTIONS IN COM G6331W109 678 37779 SH DFND 2 37779 0 0 NABORS INDUSTRIES LTD SHS G6359F103 194 14820 SH DFND 2 14820 0 0 SEADRILL LIMITED SHS G7945E105 58 35300 SH DFND 2 35300 0 0 TECHNIPFMC PLC COM G87110105 373 11465 SH DFND 2 11465 0 0 TRANSOCEAN LTD REG SHS H8817H100 258 20760 SH DFND 2 20760 0 0 CORE LABORATORIES N V COM N22717107 325 2810 SH DFND 2 2810 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 660 7234 SH DFND 2 7234 0 0 BROADCOM LTD SHS Y09827109 408 1864 SH DFND 2 1864 0 0