0001533964-16-000021.txt : 20160816
0001533964-16-000021.hdr.sgml : 20160816
20160816163934
ACCESSION NUMBER: 0001533964-16-000021
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160816
DATE AS OF CHANGE: 20160816
EFFECTIVENESS DATE: 20160816
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtu Financial LLC
CENTRAL INDEX KEY: 0001533964
IRS NUMBER: 452298174
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14585
FILM NUMBER: 161836485
BUSINESS ADDRESS:
STREET 1: 900 3RD AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-418-0100
MAIL ADDRESS:
STREET 1: 900 3RD AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001533964
XXXXXXXX
06-30-2016
06-30-2016
Virtu Financial LLC
900 3RD AVENUE
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-14585
N
Venu Palaparthi
Senior Vice President
212-418-0143
Venu Palaparthi, Senior Vice President
New York
NY
08-16-2016
2
385
750152
false
1
28-12744
VIRTU FINANCIAL CAPITAL MARKETS
2
28-13648
Virtu Financial BD LLC
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
AES CORP
COM
00130H105
304
24398
SH
DFND
2
24398
0
0
ALPS ETF TR
MED BREAKTHGH
00162Q593
1370
60502
SH
DFND
2
60502
0
0
AT%26T INC
COM
00206R102
1934
44765
SH
DFND
2
44765
0
0
AIR PRODS %26 CHEMS INC
COM
009158106
240
1689
SH
DFND
2
1689
0
0
ALCOA INC
COM
013817101
121
13001
SH
DFND
2
13001
0
0
ALLIANT ENERGY CORP
COM
018802108
213
5367
SH
DFND
2
5367
0
0
ALPHABET INC
CAP STK CL A
02079K305
2967
4217
SH
DFND
2
4217
0
0
ALTRIA GROUP INC
COM
02209S103
779
11298
SH
DFND
2
11298
0
0
AMEREN CORP
COM
023608102
393
7335
SH
DFND
2
7335
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
520
26253
SH
DFND
2
26253
0
0
AMERICAN ELEC PWR INC
COM
025537101
796
11351
SH
DFND
2
11351
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
311
2738
SH
DFND
2
2738
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
246
2905
SH
DFND
2
2905
0
0
ANNALY CAP MGMT INC
COM
035710409
806
72848
SH
DFND
2
72848
0
0
ANTERO MIDSTREAM PARTNERS LP
UNT LTD PARTN
03673L103
669
24003
SH
DFND
2
24003
0
0
APPLE INC
COM
037833100
1587
16600
SH
DFND
2
16600
0
0
ATMOS ENERGY CORP
COM
049560105
220
2709
SH
DFND
2
2709
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
449
4891
SH
DFND
2
4891
0
0
AVALONBAY CMNTYS INC
COM
053484101
478
2648
SH
DFND
2
2648
0
0
BARCLAYS BK PLC
IPSP CROIL ETN
06738C786
2034
325512
SH
DFND
2
325512
0
0
BARCLAYS BK PLC
ETN DJUBS IND MT
06738G407
455
21982
SH
DFND
2
21982
0
0
BARCLAYS BANK PLC
ETN DJUBS SGAR38
06739H214
734
15683
SH
DFND
2
15683
0
0
BARCLAYS BANK PLC
ETN DJUBSCOCO 38
06739H313
303
8017
SH
DFND
2
8017
0
0
BARCLAYS BK PLC
IPATH S%26P MLP
06742A750
1234
61620
SH
DFND
2
61620
0
0
BARCLAYS BK PLC
LKD PERF BCLY
06742W430
208
3818
SH
DFND
2
3818
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
130402
601
SH
DFND
2
601
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
218
7864
SH
DFND
2
7864
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
888
50915
SH
DFND
2
50915
0
0
BOEING CO
COM
097023105
608
4678
SH
DFND
2
4678
0
0
BOSTON PROPERTIES INC
COM
101121101
347
2632
SH
DFND
2
2632
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
3650
51899
SH
DFND
2
51899
0
0
CME GROUP INC
COM
12572Q105
252
2588
SH
DFND
2
2588
0
0
CMS ENERGY CORP
COM
125896100
256
5580
SH
DFND
2
5580
0
0
CYS INVTS INC
COM
12673A108
131
15680
SH
DFND
2
15680
0
0
CA INC
COM
12673P105
226
6883
SH
DFND
2
6883
0
0
CALPINE CORP
COM NEW
131347304
179
12115
SH
DFND
2
12115
0
0
CATERPILLAR INC DEL
COM
149123101
696
9185
SH
DFND
2
9185
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
3857
625087
SH
DFND
2
625087
0
0
CENTERPOINT ENERGY INC
COM
15189T107
579
24129
SH
DFND
2
24129
0
0
CENTURYLINK INC
COM
156700106
554
19100
SH
DFND
2
19100
0
0
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
530
17664
SH
DFND
2
17664
0
0
CHEVRON CORP NEW
COM
166764100
1992
19006
SH
DFND
2
19006
0
0
CHIMERA INVT CORP
COM NEW
16934Q208
226
14422
SH
DFND
2
14422
0
0
CINCINNATI FINL CORP
COM
172062101
226
3015
SH
DFND
2
3015
0
0
CISCO SYS INC
COM
17275R102
847
29538
SH
DFND
2
29538
0
0
COACH INC
COM
189754104
318
7795
SH
DFND
2
7795
0
0
COCA COLA CO
COM
191216100
572
12627
SH
DFND
2
12627
0
0
COLONY CAP INC
CL A
19624R106
173
11261
SH
DFND
2
11261
0
0
COMCAST CORP NEW
CL A
20030N101
207
3169
SH
DFND
2
3169
0
0
CONOCOPHILLIPS
COM
20825C104
344
7890
SH
DFND
2
7890
0
0
CONSOLIDATED EDISON INC
COM
209115104
769
9559
SH
DFND
2
9559
0
0
CREDIT SUISSE AG NASSAU BRH
EXCH TRAD SPVXSP
22539T100
409
34546
SH
DFND
2
34546
0
0
CREDIT SUISSE AG NASSAU BRH
VEL SH 3X LG CRD
22539T316
1938
59763
SH
DFND
2
59763
0
0
CREDIT SUISSE AG NASSAU BRH
VEL SH 3X LG NAT
22539T324
3094
66816
SH
DFND
2
66816
0
0
CREDIT SUISSE AG NASSAU BRH
NT BCOMCL 36
22539T332
1226
36437
SH
DFND
2
36437
0
0
CREDIT SUISSE NASSAU BRH
X LINK GOLD SHS
22542D480
350
32349
SH
DFND
2
32349
0
0
CREDIT SUISSE NASSAU BRH
VS 3XLNGNATGAS
22542D530
81
11957
SH
DFND
2
11957
0
0
CREDIT SUISSE NASSAU BRH
VS 3XINV CRUDE
22542D548
535
7312
SH
DFND
2
7312
0
0
CREDIT SUISSE NASSAU BRH
3X INVERS GOLD
22542D670
631
14368
SH
DFND
2
14368
0
0
CREDIT SUISSE NASSAU BRH
VIX MID TERM
22542D787
277
18485
SH
DFND
2
18485
0
0
CREDIT SUISSE NASSAU BRH
X LINK CUSH MLP
22542D852
1961
92141
SH
DFND
2
92141
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
248
2445
SH
DFND
2
2445
0
0
CUMMINS INC
COM
231021106
439
3901
SH
DFND
2
3901
0
0
CURRENCYSHARES CDN DLR TR
CDN DOLLAR SHS
23129X105
7221
94204
SH
DFND
2
94204
0
0
CURRENCYSHS JAPANESE YEN TR
JAPANESE YEN
23130A102
11459
122455
SH
DFND
2
122455
0
0
CURRENCYSHARES EURO TR
EURO SHS
23130C108
15825
146302
SH
DFND
2
146302
0
0
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
1232
35726
SH
DFND
2
35726
0
0
DTE ENERGY CO
COM
233331107
424
4275
SH
DFND
2
4275
0
0
DANAHER CORP DEL
COM
235851102
6674
66079
SH
DFND
2
66079
0
0
DEUTSCHE BK AG LDN BRH
DB GOLD SHORT
25154H731
2185
164312
SH
DFND
2
164312
0
0
DEUTSCHE BK AG LDN BRH
GOLD DOUBLE SHOR
25154H756
2043
391778
SH
DFND
2
391778
0
0
DIGITAL RLTY TR INC
COM
253868103
267
2454
SH
DFND
2
2454
0
0
DIREXION SHS ETF TR
DLY SCOND 3XBU
25459W458
1934
69396
SH
DFND
2
69396
0
0
DIREXION SHS ETF TR
20YR TRES BULL
25459W540
3184
27983
SH
DFND
2
27983
0
0
DIREXION SHS ETF TR
DLY MIDCAP ETF3X
25459W730
422
17185
SH
DFND
2
17185
0
0
DIREXION SHS ETF TR
DL FTSE BLL 3X
25459W771
517
35832
SH
DFND
2
35832
0
0
DIREXION SHS ETF TR
DLY DEV MKT BULL
25459W789
287
7079
SH
DFND
2
7079
0
0
DIREXION SHS ETF TR
DLY SMCAP BULL3X
25459W847
6040
95865
SH
DFND
2
95865
0
0
DIREXION SHS ETF TR
7-10YR TR BEAR
25459Y108
303
11061
SH
DFND
2
11061
0
0
DIREXION SHS ETF TR
DLY S%26P500 2XS
25459Y165
284
8136
SH
DFND
2
8136
0
0
DIREXION SHS ETF TR
SML CP BULL 2X
25459Y181
1218
47308
SH
DFND
2
47308
0
0
DIREXION SHS ETF TR
IBILLION INDEX
25459Y264
745
30781
SH
DFND
2
30781
0
0
DIREXION SHS ETF TR
DLY FTS BUL 3X
25459Y280
222
11931
SH
DFND
2
11931
0
0
DIREXION SHS ETF TR
DLY R/E BEAR3X
25459Y363
568
47018
SH
DFND
2
47018
0
0
DIREXION SHS ETF TR
DLY JPN BULL 3X
25459Y413
525
14692
SH
DFND
2
14692
0
0
DIREXION SHS ETF TR
DRX DLYSOKOR3X
25459Y520
642
27776
SH
DFND
2
27776
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
1653
64922
SH
DFND
2
64922
0
0
DIREXION SHS ETF TR
TOTAL MKT BEAR
25459Y819
439
24220
SH
DFND
2
24220
0
0
DIREXION SHS ETF TR
HEALTHCARE BUL
25459Y876
342
10812
SH
DFND
2
10812
0
0
DIREXION SHS ETF TR
DLY SP500 BULL
25490K109
302
11533
SH
DFND
2
11533
0
0
DIREXION SHS ETF TR
DLY SMCP BULL
25490K208
398
16336
SH
DFND
2
16336
0
0
DIREXION SHS ETF TR
FTSE DVMKT BUL
25490K307
1194
48601
SH
DFND
2
48601
0
0
DIREXION SHS ETF TR
BRZ BL 3X SH NEW
25490K315
4703
44749
SH
DFND
2
44749
0
0
DIREXION SHS ETF TR
SP BIOTCH BL NEW
25490K323
1032
36568
SH
DFND
2
36568
0
0
DIREXION SHS ETF TR
DLY NATRL GAS 3X
25490K349
542
13442
SH
DFND
2
13442
0
0
DIREXION SHS ETF TR
DAILY HEALTHCARE
25490K372
1016
29402
SH
DFND
2
29402
0
0
DIREXION SHS ETF TR
DAILY SP BIOTECH
25490K380
1888
40118
SH
DFND
2
40118
0
0
DIREXION SHS ETF TR
FTSE EM BULL
25490K406
970
47496
SH
DFND
2
47496
0
0
DIREXION SHS ETF TR
DAILY JR GOLD MI
25490K554
4221
21138
SH
DFND
2
21138
0
0
DIREXION SHS ETF TR
DAILY GOLD MINER
25490K570
15265
121038
SH
DFND
2
121038
0
0
DIREXION SHS ETF TR
TECH BEAR 3X SHS
25490K760
981
37527
SH
DFND
2
37527
0
0
DIREXION SHS ETF TR
MD CP BEAR 3X NW
25490K810
533
16575
SH
DFND
2
16575
0
0
DIREXION SHS ETF TR
CSI 300 BULL2X
25490K869
1052
61153
SH
DFND
2
61153
0
0
DOMINION RES INC VA NEW
COM
25746U109
816
10471
SH
DFND
2
10471
0
0
DOW CHEM CO
COM
260543103
806
16204
SH
DFND
2
16204
0
0
DU PONT E I DE NEMOURS %26 CO
COM
263534109
251
3875
SH
DFND
2
3875
0
0
DUKE REALTY CORP
COM NEW
264411505
217
8133
SH
DFND
2
8133
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1519
17708
SH
DFND
2
17708
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
1776
22123
SH
DFND
2
22123
0
0
ETFS SILVER TR
SILVER SHS
26922X107
600
32593
SH
DFND
2
32593
0
0
ETFS GOLD TR
SHS
26922Y105
2583
20034
SH
DFND
2
20034
0
0
ETFS PALLADIUM TR
SH BEN INT
26923A106
1403
24360
SH
DFND
2
24360
0
0
EDISON INTL
COM
281020107
511
6578
SH
DFND
2
6578
0
0
EMERSON ELEC CO
COM
291011104
645
12367
SH
DFND
2
12367
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
1944
83784
SH
DFND
2
83784
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
5685
149320
SH
DFND
2
149320
0
0
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
901
54176
SH
DFND
2
54176
0
0
ENTERGY CORP NEW
COM
29364G103
616
7577
SH
DFND
2
7577
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
6469
221081
SH
DFND
2
221081
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
453
6579
SH
DFND
2
6579
0
0
ESSEX PPTY TR INC
COM
297178105
276
1211
SH
DFND
2
1211
0
0
EVERSOURCE ENERGY
COM
30040W108
417
6958
SH
DFND
2
6958
0
0
EXELON CORP
COM
30161N101
825
22679
SH
DFND
2
22679
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
216
2334
SH
DFND
2
2334
0
0
EXXON MOBIL CORP
COM
30231G102
2900
30933
SH
DFND
2
30933
0
0
FACEBOOK INC
CL A
30303M102
607
5312
SH
DFND
2
5312
0
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
281
1697
SH
DFND
2
1697
0
0
FIDELITY
MSCI HLTH CARE I
316092600
1572
46501
SH
DFND
2
46501
0
0
FIRST TR US IPO INDEX FD
SHS
336920103
718
14208
SH
DFND
2
14208
0
0
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
991
23591
SH
DFND
2
23591
0
0
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
215
7982
SH
DFND
2
7982
0
0
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
2708
55982
SH
DFND
2
55982
0
0
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
2169
65759
SH
DFND
2
65759
0
0
FIRST TR EXCHANGE TRADED FD
ISE CLOUD COMP
33734X192
1541
51422
SH
DFND
2
51422
0
0
FIRST TR EXCHANGE TRADED FD
NASD TECH DIV
33738R118
397
14920
SH
DFND
2
14920
0
0
FIRSTENERGY CORP
COM
337932107
502
14375
SH
DFND
2
14375
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
3138
33924
SH
DFND
2
33924
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
287
22814
SH
DFND
2
22814
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
277
56080
SH
DFND
2
56080
0
0
GENERAL ELECTRIC CO
COM
369604103
474
15072
SH
DFND
2
15072
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
341
11426
SH
DFND
2
11426
0
0
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
1365
35574
SH
DFND
2
35574
0
0
GENUINE PARTS CO
COM
372460105
299
2958
SH
DFND
2
2958
0
0
GLOBAL X FDS
GLB X MLP ENRG I
37950E226
757
54847
SH
DFND
2
54847
0
0
GLOBAL X FDS
GLB X GURU INDEX
37950E341
379
17087
SH
DFND
2
17087
0
0
GREAT PLAINS ENERGY INC
COM
391164100
301
9900
SH
DFND
2
9900
0
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
2130
81786
SH
DFND
2
81786
0
0
GRUPO AEROPORTUARIO DEL SURE
SPON ADR SER B
40051E202
1976
12382
SH
DFND
2
12382
0
0
HCP INC
COM
40414L109
574
16210
SH
DFND
2
16210
0
0
HP INC
COM
40434L105
281
22375
SH
DFND
2
22375
0
0
HOST HOTELS %26 RESORTS INC
COM
44107P104
380
23428
SH
DFND
2
23428
0
0
INDUSTRIAS BACHOCO S A B DE
SPON ADR B
456463108
1173
23754
SH
DFND
2
23754
0
0
INTEL CORP
COM
458140100
1333
40639
SH
DFND
2
40639
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1636
10779
SH
DFND
2
10779
0
0
INTL PAPER CO
COM
460146103
422
9946
SH
DFND
2
9946
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
158
11552
SH
DFND
2
11552
0
0
IRON MTN INC NEW
COM
46284V101
384
9641
SH
DFND
2
9641
0
0
ISHARES
MSCI AUST ETF
464286103
775
39858
SH
DFND
2
39858
0
0
ISHARES
MSCI SINGAP ETF
464286673
177
16310
SH
DFND
2
16310
0
0
ISHARES
MSCI JAPAN ETF
464286848
5442
473221
SH
DFND
2
473221
0
0
ISHARES
MSCI HONG KG ETF
464286871
353
18029
SH
DFND
2
18029
0
0
ISHARES TR
MRNGSTR LG-CP GR
464287119
918
7844
SH
DFND
2
7844
0
0
ISHARES TR
TRANS AVG ETF
464287192
3502
26110
SH
DFND
2
26110
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
12685
369173
SH
DFND
2
369173
0
0
ISHARES TR
NA NAT RES
464287374
602
18130
SH
DFND
2
18130
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
304
2694
SH
DFND
2
2694
0
0
ISHARES TR
MSCI EAFE ETF
464287465
8699
155865
SH
DFND
2
155865
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
796
4732
SH
DFND
2
4732
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
777
7522
SH
DFND
2
7522
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
1050
8470
SH
DFND
2
8470
0
0
ISHARES TR
U.S. UTILITS ETF
464287697
657
5005
SH
DFND
2
5005
0
0
ISHARES TR
U.S. CNSM GD ETF
464287812
3353
29069
SH
DFND
2
29069
0
0
ISHARES TR
MRGSTR MD CP GRW
464288307
333
2135
SH
DFND
2
2135
0
0
ISHARES TR
MRGSTR MD CP VAL
464288406
508
4044
SH
DFND
2
4044
0
0
ISHARES TR
MRGSTR SM CP ETF
464288505
226
1673
SH
DFND
2
1673
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
1386
16366
SH
DFND
2
16366
0
0
ISHARES TR
MRGSTR SM CP GR
464288604
552
4118
SH
DFND
2
4118
0
0
ISHARES TR
US HOME CONS ETF
464288752
378
13653
SH
DFND
2
13653
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
789
5822
SH
DFND
2
5822
0
0
ISHARES TR
US HLTHCR PR ETF
464288828
2471
19401
SH
DFND
2
19401
0
0
ISHARES TR
U.S. PHARMA ETF
464288836
2790
19320
SH
DFND
2
19320
0
0
ISHARES TR
US OIL%26GS EX ETF
464288851
250
4400
SH
DFND
2
4400
0
0
ISHARES TR
USA MOMENTUM FCT
46432F396
1110
14525
SH
DFND
2
14525
0
0
ISHARES INC
MSCI RUSSIA CAP
46434G806
367
27381
SH
DFND
2
27381
0
0
ISHARES TR
CUR HD EURZN ETF
46434V639
285
11831
SH
DFND
2
11831
0
0
ISHARES TR
HDG MSCI GERMN
46434V704
349
15390
SH
DFND
2
15390
0
0
ISHARES TR
HDG MSCI EAFE
46434V803
785
32750
SH
DFND
2
32750
0
0
ISHARES TR
MSCI CDA ETF
46435G706
212
9302
SH
DFND
2
9302
0
0
ISHARES TR
MSCI SPAIN ETF
46435G813
192
10549
SH
DFND
2
10549
0
0
ISHARES TR
MSCI ITALY ETF
46435G821
275
15598
SH
DFND
2
15598
0
0
ITC HLDGS CORP
COM
465685105
261
5585
SH
DFND
2
5585
0
0
JOHNSON %26 JOHNSON
COM
478160104
1092
9002
SH
DFND
2
9002
0
0
KIMBERLY CLARK CORP
COM
494368103
276
2004
SH
DFND
2
2004
0
0
KIMCO RLTY CORP
COM
49446R109
293
9325
SH
DFND
2
9325
0
0
KINDER MORGAN INC DEL
COM
49456B101
299
15982
SH
DFND
2
15982
0
0
LEGG MASON ETF EQUITY TR
LOW DIVI ETF
52468L406
328
11602
SH
DFND
2
11602
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
208
4045
SH
DFND
2
4045
0
0
LOCKHEED MARTIN CORP
COM
539830109
580
2339
SH
DFND
2
2339
0
0
MDU RES GROUP INC
COM
552690109
248
10342
SH
DFND
2
10342
0
0
MFA FINL INC
COM
55272X102
220
30243
SH
DFND
2
30243
0
0
MPLX LP
COM UNIT REP LTD
55336V100
3319
98694
SH
DFND
2
98694
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
5866
77188
SH
DFND
2
77188
0
0
MCDONALDS CORP
COM
580135101
791
6571
SH
DFND
2
6571
0
0
MERCK %26 CO INC
COM
58933Y105
430
7463
SH
DFND
2
7463
0
0
MICROSOFT CORP
COM
594918104
2375
46422
SH
DFND
2
46422
0
0
MORGAN STANLEY
CUSHNG MLP ETN
61760E846
932
118554
SH
DFND
2
118554
0
0
MOSAIC CO NEW
COM
61945C103
390
14900
SH
DFND
2
14900
0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
725
37525
SH
DFND
2
37525
0
0
NRG ENERGY INC
COM NEW
629377508
177
11821
SH
DFND
2
11821
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
257
18548
SH
DFND
2
18548
0
0
NEW YORK MTG TR INC
COM PAR $.02
649604501
64
10482
SH
DFND
2
10482
0
0
NEXTERA ENERGY INC
COM
65339F101
1042
7991
SH
DFND
2
7991
0
0
NISOURCE INC
COM
65473P105
262
9882
SH
DFND
2
9882
0
0
NUCOR CORP
COM
670346105
537
10877
SH
DFND
2
10877
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
1245
25008
SH
DFND
2
25008
0
0
OGE ENERGY CORP
COM
670837103
254
7767
SH
DFND
2
7767
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
389
5154
SH
DFND
2
5154
0
0
OMNICOM GROUP INC
COM
681919106
202
2477
SH
DFND
2
2477
0
0
ONEOK INC NEW
COM
682680103
414
8725
SH
DFND
2
8725
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
2494
62267
SH
DFND
2
62267
0
0
ORACLE CORP
COM
68389X105
250
6109
SH
DFND
2
6109
0
0
PG%26E CORP
COM
69331C108
637
9969
SH
DFND
2
9969
0
0
PPG INDS INC
COM
693506107
253
2426
SH
DFND
2
2426
0
0
PPL CORP
COM
69351T106
750
19874
SH
DFND
2
19874
0
0
PACCAR INC
COM
693718108
244
4711
SH
DFND
2
4711
0
0
PAYCHEX INC
COM
704326107
204
3431
SH
DFND
2
3431
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
291
19866
SH
DFND
2
19866
0
0
PEPSICO INC
COM
713448108
686
6480
SH
DFND
2
6480
0
0
PFIZER INC
COM
717081103
1090
30952
SH
DFND
2
30952
0
0
PHILIP MORRIS INTL INC
COM
718172109
213
2094
SH
DFND
2
2094
0
0
PHILLIPS 66
COM
718546104
228
2874
SH
DFND
2
2874
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
755
13521
SH
DFND
2
13521
0
0
PINNACLE WEST CAP CORP
COM
723484101
457
5641
SH
DFND
2
5641
0
0
PITNEY BOWES INC
COM
724479100
213
11965
SH
DFND
2
11965
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
4159
151298
SH
DFND
2
151298
0
0
POWERSHARES ETF TRUST
DYNA BUYBK ACH
73935X286
487
10775
SH
DFND
2
10775
0
0
POWERSHARES ETF TRUST
DYN PHRMA PORT
73935X799
1034
16317
SH
DFND
2
16317
0
0
POWERSHS DB MULTI SECT COMM
DB SILVER FUND
73936B309
768
25816
SH
DFND
2
25816
0
0
POWERSHS DB MULTI SECT COMM
DB OIL FUND
73936B507
339
36999
SH
DFND
2
36999
0
0
POWERSHS DB MULTI SECT COMM
DB BASE METALS
73936B705
154
11470
SH
DFND
2
11470
0
0
POWERSHS DB US DOLLAR INDEX
DOLL INDX BEAR
73936D206
5276
240139
SH
DFND
2
240139
0
0
POWERSHARES ETF TR II
S%26P SMCP C DIS
73937B506
377
7880
SH
DFND
2
7880
0
0
POWERSHARES ETF TR II
S%26P SMCP CONSU
73937B605
961
14591
SH
DFND
2
14591
0
0
POWERSHARES ETF TR II
S%26P600 LOVL PT
73937B639
321
8665
SH
DFND
2
8665
0
0
POWERSHARES ETF TR II
KBW BK PORT
73937B746
3712
111214
SH
DFND
2
111214
0
0
POWERSHARES ETF TR II
S%26P SMCP FIN P
73937B803
568
13627
SH
DFND
2
13627
0
0
PROCTER %26 GAMBLE CO
COM
742718109
1100
12986
SH
DFND
2
12986
0
0
PROLOGIS INC
COM
74340W103
443
9026
SH
DFND
2
9026
0
0
PROSHARES TR
SHORT S%26P 500 NE
74347B425
3022
76269
SH
DFND
2
76269
0
0
PROSHARES TR
ULTPRO NASBIO NW
74347B474
1966
92670
SH
DFND
2
92670
0
0
PROSHARES TR
ULTRA GLD MNR NW
74347B482
1177
16091
SH
DFND
2
16091
0
0
PROSHARES TR
ULTPRO SHT NAS
74347B623
1307
40408
SH
DFND
2
40408
0
0
PROSHARES TR
ULTSHT HMEBUIL
74347B649
230
13589
SH
DFND
2
13589
0
0
PROSHARES TR
ULT HOMEBUILDS
74347B656
452
24493
SH
DFND
2
24493
0
0
PROSHARES TR
SHORT QQQ NEW
74347B714
12069
228457
SH
DFND
2
228457
0
0
PROSHARES TR
ULTSHT FINLS NEW
74347B748
779
17445
SH
DFND
2
17445
0
0
PROSHARES TR
ULTSH NASD BIOT
74347B789
2724
65461
SH
DFND
2
65461
0
0
PROSHARES TR
PSHS ULT S%26P 500
74347R107
32313
487009
SH
DFND
2
487009
0
0
PROSHARES TR
SHRT HGH YIELD
74347R131
1387
52870
SH
DFND
2
52870
0
0
PROSHARES TR
PSHS ULTRA QQQ
74347R206
5483
76953
SH
DFND
2
76953
0
0
PROSHARES TR
PSHS ULT NASB
74347R214
2242
57736
SH
DFND
2
57736
0
0
PROSHARES TR
PSHS SHTFINL ETF
74347R230
741
43954
SH
DFND
2
43954
0
0
PROSHARES TR
PSHS ULTRA DOW30
74347R305
567
8334
SH
DFND
2
8334
0
0
PROSHARES TR
PSHS SH MSCI EAF
74347R370
2055
61164
SH
DFND
2
61164
0
0
PROSHARES TR
PSHS SH MSCI EMR
74347R396
3599
136894
SH
DFND
2
136894
0
0
PROSHARES TR
PSHS SHORT DOW30
74347R701
520
24341
SH
DFND
2
24341
0
0
PROSHARES TR
PSHS ULTRA O%26G
74347R719
2188
58537
SH
DFND
2
58537
0
0
PROSHARES TR
PSHS ULT BASMATL
74347R776
1459
35640
SH
DFND
2
35640
0
0
PROSHARES TR
PSHS SH MDCAP400
74347R800
937
63263
SH
DFND
2
63263
0
0
PROSHARES TR II
PSHS ULSSLVR NEW
74347W114
285
9017
SH
DFND
2
9017
0
0
PROSHARES TR II
ULTRA YEN NEW
74347W270
480
6600
SH
DFND
2
6600
0
0
PROSHARES TR II
ULT BLMBRG NT GS
74347W296
2018
114322
SH
DFND
2
114322
0
0
PROSHARES TR II
VIX MDTRM FUTR N
74347W338
2244
42718
SH
DFND
2
42718
0
0
PROSHARES TR II
ULTRASHORT YEN N
74347W569
2277
35840
SH
DFND
2
35840
0
0
PROSHARES TR II
SHT VIX ST TRM
74347W627
16258
330843
SH
DFND
2
330843
0
0
PROSHARES TR II
ULSHT BLOOMB OIL
74347W668
1416
17347
SH
DFND
2
17347
0
0
PROSHARES TR II
PSH ULTRA EURO
74347W874
161
10123
SH
DFND
2
10123
0
0
PROSHARES TR
BASIC MAT NEW
74347X138
1806
67081
SH
DFND
2
67081
0
0
PROSHARES TR
SHT MSCI NEW
74347X575
871
47222
SH
DFND
2
47222
0
0
PROSHARES TR
ULT R/EST NEW
74347X625
6583
51428
SH
DFND
2
51428
0
0
PROSHARES TR
ULTRA FNCLS NEW
74347X633
4649
70208
SH
DFND
2
70208
0
0
PROSHARES TR
SHRT RL EST FD
74347X641
733
43186
SH
DFND
2
43186
0
0
PROSHARES TR
SHT FTSE CHIN 50
74347X658
751
26315
SH
DFND
2
26315
0
0
PROSHARES TR
ULTRPRO DOW30
74347X823
3418
49132
SH
DFND
2
49132
0
0
PROSHARES TR
ULTRAPRO QQQ
74347X831
2921
30327
SH
DFND
2
30327
0
0
PROSHARES TR
ULT FTSE CHIN 50
74347X880
1061
23999
SH
DFND
2
23999
0
0
PROSHARES TR
SHRT RUSSELL2000
74348A210
1566
26547
SH
DFND
2
26547
0
0
PROSHARES TR
ULTSHT REAL EST
74348A244
267
7847
SH
DFND
2
7847
0
0
PROSHARES TR
ULTSHT FT CH 50
74348A350
783
20305
SH
DFND
2
20305
0
0
PROSHARES TR
ULTPRO SHT MDCP
74348A392
709
28960
SH
DFND
2
28960
0
0
PROSHARES TR
ULTSHRT QQQ
74348A426
6956
232246
SH
DFND
2
232246
0
0
PROSHARES TR
ULTSHT FTSE EURO
74348A434
2606
45728
SH
DFND
2
45728
0
0
PROSHARES TR
ULTSHT MSCI JAP
74348A459
1761
35666
SH
DFND
2
35666
0
0
PROSHARES TR
ULSH MSCIEAF NEW
74348A475
1169
29085
SH
DFND
2
29085
0
0
PROSHARES TR
ULSHOIL%26GASNEW13
74348A525
1741
36314
SH
DFND
2
36314
0
0
PROSHARES TR
ULT MSCIBZL CAPP
74348A673
349
13109
SH
DFND
2
13109
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
758
16255
SH
DFND
2
16255
0
0
PUBLIC STORAGE
COM
74460D109
721
2820
SH
DFND
2
2820
0
0
QUALCOMM INC
COM
747525103
696
12991
SH
DFND
2
12991
0
0
REALTY INCOME CORP
COM
756109104
441
6354
SH
DFND
2
6354
0
0
REGENCY CTRS CORP
COM
758849103
210
2511
SH
DFND
2
2511
0
0
SPDR GOLD TRUST
CALL
78463V107
354
2800
SH
Call
DFND
2
2800
0
0
SPDR SERIES TRUST
S%26P TRANSN ETF
78464A532
655
15012
SH
DFND
2
15012
0
0
SPDR SERIES TRUST
HLTH CARE SVCS
78464A573
667
11647
SH
DFND
2
11647
0
0
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
1751
31364
SH
DFND
2
31364
0
0
SPDR SERIES TRUST
S%26P REGL BKG
78464A698
707
18428
SH
DFND
2
18428
0
0
SPDR SERIES TRUST
S%26P OILGAS EXP
78464A730
371
10653
SH
DFND
2
10653
0
0
SPDR SERIES TRUST
OILGAS EQUIP
78464A748
710
37884
SH
DFND
2
37884
0
0
SPDR SERIES TRUST
S%26P INS ETF
78464A789
3452
48550
SH
DFND
2
48550
0
0
SPDR SERIES TRUST
S%26P SEMICNDCTR
78464A862
1451
32699
SH
DFND
2
32699
0
0
SPDR S%26P MIDCAP 400 ETF TR
UTSER1 S%26PDCRP
78467Y107
41225
151350
SH
DFND
2
151350
0
0
SPDR SER TR
S%26P 500 BUYBCK
78468R820
1825
39718
SH
DFND
2
39718
0
0
SCANA CORP NEW
COM
80589M102
576
7612
SH
DFND
2
7612
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
218
4341
SH
DFND
2
4341
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
1563
29788
SH
DFND
2
29788
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
220
3140
SH
DFND
2
3140
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1664
23206
SH
DFND
2
23206
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
4280
77603
SH
DFND
2
77603
0
0
SEMPRA ENERGY
COM
816851109
615
5396
SH
DFND
2
5396
0
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
1104
32679
SH
DFND
2
32679
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
1203
5547
SH
DFND
2
5547
0
0
SOUTHERN CO
COM
842587107
1250
23305
SH
DFND
2
23305
0
0
SPECTRA ENERGY CORP
COM
847560109
547
14943
SH
DFND
2
14943
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
1297
27485
SH
DFND
2
27485
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
1803
164220
SH
DFND
2
164220
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
1151
158762
SH
DFND
2
158762
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
506
72265
SH
DFND
2
72265
0
0
SPRINT CORP
COM SER 1
85207U105
221
48720
SH
DFND
2
48720
0
0
STARWOOD PPTY TR INC
COM
85571B105
389
18759
SH
DFND
2
18759
0
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
2489
86589
SH
DFND
2
86589
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
1097
19162
SH
DFND
2
19162
0
0
TAHOE RES INC
COM
873868103
167
11145
SH
DFND
2
11145
0
0
TALLGRASS ENERGY PARTNERS LP
COM UNIT
874697105
592
12863
SH
DFND
2
12863
0
0
TELEPHONE %26 DATA SYS INC
COM NEW
879433829
218
7364
SH
DFND
2
7364
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
1091
22020
SH
DFND
2
22020
0
0
TEXAS INSTRS INC
COM
882508104
354
5656
SH
DFND
2
5656
0
0
3M CO
COM
88579Y101
744
4248
SH
DFND
2
4248
0
0
TWO HBRS INVT CORP
COM
90187B101
231
26933
SH
DFND
2
26933
0
0
UBS AG JERSEY BRH
ALERIAN INFRST
902641646
15289
540790
SH
DFND
2
540790
0
0
UBS AG LONDON BRH
ETRAC ALER MLP
90267B682
304
15229
SH
DFND
2
15229
0
0
UGI CORP NEW
COM
902681105
277
6118
SH
DFND
2
6118
0
0
UBS AG LONDON BRH
SER B LKD 46
90270L354
213
6467
SH
DFND
2
6467
0
0
UNITED STS BRENT OIL FD LP
UNIT
91167Q100
938
63068
SH
DFND
2
63068
0
0
UNITED STS COMMODITY IDX FDT
CM REP COPP FD
911718104
399
27529
SH
DFND
2
27529
0
0
UNITED STS COMMODITY IDX FDT
COM UTS US AGR
911718203
1192
59323
SH
DFND
2
59323
0
0
UNITED STS GASOLINE FD LP
UNITS
91201T102
567
21815
SH
DFND
2
21815
0
0
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
3619
418874
SH
DFND
2
418874
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
2285
197522
SH
DFND
2
197522
0
0
UNITED STS SHORT OIL FD LP
UNITS
912613205
559
8268
SH
DFND
2
8268
0
0
UNITED STS 12 MONTH OIL FD L
UNIT BEN INT
91288V103
305
15782
SH
DFND
2
15782
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
262
2553
SH
DFND
2
2553
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
282
5522
SH
DFND
2
5522
0
0
VANECK MERK GOLD TRUST
GOLD TRUST
921078101
1856
141365
SH
DFND
2
141365
0
0
VANECK VECTORS ETF TR
STEEL ETF
92189F205
529
19156
SH
DFND
2
19156
0
0
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
878
27009
SH
DFND
2
27009
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
619
10776
SH
DFND
2
10776
0
0
VANECK VECTORS ETF TR
RETAIL ETF
92189F684
6012
77715
SH
DFND
2
77715
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
6303
215491
SH
DFND
2
215491
0
0
VANECK VECTORS ETF TR
BIOTECH ETF
92189F726
3377
32958
SH
DFND
2
32958
0
0
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932794
229
2092
SH
DFND
2
2092
0
0
VANGUARD ADMIRAL FDS INC
MIDCP 400 VAL
921932844
1880
19309
SH
DFND
2
19309
0
0
VANGUARD ADMIRAL FDS INC
MIDCP 400 IDX
921932885
816
8138
SH
DFND
2
8138
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
4453
95443
SH
DFND
2
95443
0
0
VANGUARD WORLD FDS
TELCOMM ETF
92204A884
2118
21529
SH
DFND
2
21529
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS2000GRW
92206C623
464
4669
SH
DFND
2
4669
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C680
286
2783
SH
DFND
2
2783
0
0
VECTREN CORP
COM
92240G101
345
6557
SH
DFND
2
6557
0
0
VENTAS INC
COM
92276F100
605
8312
SH
DFND
2
8312
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
2624
29590
SH
DFND
2
29590
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
2043
19054
SH
DFND
2
19054
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1533
14302
SH
DFND
2
14302
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2103
37656
SH
DFND
2
37656
0
0
VORNADO RLTY TR
SH BEN INT
929042109
300
2999
SH
DFND
2
2999
0
0
WEC ENERGY GROUP INC
COM
92939U106
442
6765
SH
DFND
2
6765
0
0
WAL-MART STORES INC
COM
931142103
301
4128
SH
DFND
2
4128
0
0
WELLTOWER INC
COM
95040Q104
614
8055
SH
DFND
2
8055
0
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
1523
30225
SH
DFND
2
30225
0
0
WEYERHAEUSER CO
COM
962166104
256
8598
SH
DFND
2
8598
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
3366
97160
SH
DFND
2
97160
0
0
WISDOMTREE TR
LARGECAP DIVID
97717W307
4033
53232
SH
DFND
2
53232
0
0
XCEL ENERGY INC
COM
98389B100
519
11592
SH
DFND
2
11592
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
215
1902
SH
DFND
2
1902
0
0
EATON CORP PLC
SHS
G29183103
470
7868
SH
DFND
2
7868
0
0
GARMIN LTD
SHS
H2906T109
369
8710
SH
DFND
2
8710
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
298
3998
SH
DFND
2
3998
0
0