Senior Vice President

0001533964-16-000021.txt : 20160816 0001533964-16-000021.hdr.sgml : 20160816 20160816163934 ACCESSION NUMBER: 0001533964-16-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160816 DATE AS OF CHANGE: 20160816 EFFECTIVENESS DATE: 20160816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial LLC CENTRAL INDEX KEY: 0001533964 IRS NUMBER: 452298174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14585 FILM NUMBER: 161836485 BUSINESS ADDRESS: STREET 1: 900 3RD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 900 3RD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533964 XXXXXXXX 06-30-2016 06-30-2016 Virtu Financial LLC

900 3RD AVENUE NEW YORK NY 10022

13F HOLDINGS REPORT 028-14585 N Venu Palaparthi Senior Vice President 212-418-0143 Venu Palaparthi, Senior Vice President New York NY 08-16-2016 2 385 750152 false 1 28-12744 VIRTU FINANCIAL CAPITAL MARKETS 2 28-13648 Virtu Financial BD LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AES CORP COM 00130H105 304 24398 SH DFND 2 24398 0 0 ALPS ETF TR MED BREAKTHGH 00162Q593 1370 60502 SH DFND 2 60502 0 0 AT%26T INC COM 00206R102 1934 44765 SH DFND 2 44765 0 0 AIR PRODS %26 CHEMS INC COM 009158106 240 1689 SH DFND 2 1689 0 0 ALCOA INC COM 013817101 121 13001 SH DFND 2 13001 0 0 ALLIANT ENERGY CORP COM 018802108 213 5367 SH DFND 2 5367 0 0 ALPHABET INC CAP STK CL A 02079K305 2967 4217 SH DFND 2 4217 0 0 ALTRIA GROUP INC COM 02209S103 779 11298 SH DFND 2 11298 0 0 AMEREN CORP COM 023608102 393 7335 SH DFND 2 7335 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 520 26253 SH DFND 2 26253 0 0 AMERICAN ELEC PWR INC COM 025537101 796 11351 SH DFND 2 11351 0 0 AMERICAN TOWER CORP NEW COM 03027X100 311 2738 SH DFND 2 2738 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 246 2905 SH DFND 2 2905 0 0 ANNALY CAP MGMT INC COM 035710409 806 72848 SH DFND 2 72848 0 0 ANTERO MIDSTREAM PARTNERS LP UNT LTD PARTN 03673L103 669 24003 SH DFND 2 24003 0 0 APPLE INC COM 037833100 1587 16600 SH DFND 2 16600 0 0 ATMOS ENERGY CORP COM 049560105 220 2709 SH DFND 2 2709 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 449 4891 SH DFND 2 4891 0 0 AVALONBAY CMNTYS INC COM 053484101 478 2648 SH DFND 2 2648 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 2034 325512 SH DFND 2 325512 0 0 BARCLAYS BK PLC ETN DJUBS IND MT 06738G407 455 21982 SH DFND 2 21982 0 0 BARCLAYS BANK PLC ETN DJUBS SGAR38 06739H214 734 15683 SH DFND 2 15683 0 0 BARCLAYS BANK PLC ETN DJUBSCOCO 38 06739H313 303 8017 SH DFND 2 8017 0 0 BARCLAYS BK PLC IPATH S%26P MLP 06742A750 1234 61620 SH DFND 2 61620 0 0 BARCLAYS BK PLC LKD PERF BCLY 06742W430 208 3818 SH DFND 2 3818 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 130402 601 SH DFND 2 601 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 218 7864 SH DFND 2 7864 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 888 50915 SH DFND 2 50915 0 0 BOEING CO COM 097023105 608 4678 SH DFND 2 4678 0 0 BOSTON PROPERTIES INC COM 101121101 347 2632 SH DFND 2 2632 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 3650 51899 SH DFND 2 51899 0 0 CME GROUP INC COM 12572Q105 252 2588 SH DFND 2 2588 0 0 CMS ENERGY CORP COM 125896100 256 5580 SH DFND 2 5580 0 0 CYS INVTS INC COM 12673A108 131 15680 SH DFND 2 15680 0 0 CA INC COM 12673P105 226 6883 SH DFND 2 6883 0 0 CALPINE CORP COM NEW 131347304 179 12115 SH DFND 2 12115 0 0 CATERPILLAR INC DEL COM 149123101 696 9185 SH DFND 2 9185 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 3857 625087 SH DFND 2 625087 0 0 CENTERPOINT ENERGY INC COM 15189T107 579 24129 SH DFND 2 24129 0 0 CENTURYLINK INC COM 156700106 554 19100 SH DFND 2 19100 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 530 17664 SH DFND 2 17664 0 0 CHEVRON CORP NEW COM 166764100 1992 19006 SH DFND 2 19006 0 0 CHIMERA INVT CORP COM NEW 16934Q208 226 14422 SH DFND 2 14422 0 0 CINCINNATI FINL CORP COM 172062101 226 3015 SH DFND 2 3015 0 0 CISCO SYS INC COM 17275R102 847 29538 SH DFND 2 29538 0 0 COACH INC COM 189754104 318 7795 SH DFND 2 7795 0 0 COCA COLA CO COM 191216100 572 12627 SH DFND 2 12627 0 0 COLONY CAP INC CL A 19624R106 173 11261 SH DFND 2 11261 0 0 COMCAST CORP NEW CL A 20030N101 207 3169 SH DFND 2 3169 0 0 CONOCOPHILLIPS COM 20825C104 344 7890 SH DFND 2 7890 0 0 CONSOLIDATED EDISON INC COM 209115104 769 9559 SH DFND 2 9559 0 0 CREDIT SUISSE AG NASSAU BRH EXCH TRAD SPVXSP 22539T100 409 34546 SH DFND 2 34546 0 0 CREDIT SUISSE AG NASSAU BRH VEL SH 3X LG CRD 22539T316 1938 59763 SH DFND 2 59763 0 0 CREDIT SUISSE AG NASSAU BRH VEL SH 3X LG NAT 22539T324 3094 66816 SH DFND 2 66816 0 0 CREDIT SUISSE AG NASSAU BRH NT BCOMCL 36 22539T332 1226 36437 SH DFND 2 36437 0 0 CREDIT SUISSE NASSAU BRH X LINK GOLD SHS 22542D480 350 32349 SH DFND 2 32349 0 0 CREDIT SUISSE NASSAU BRH VS 3XLNGNATGAS 22542D530 81 11957 SH DFND 2 11957 0 0 CREDIT SUISSE NASSAU BRH VS 3XINV CRUDE 22542D548 535 7312 SH DFND 2 7312 0 0 CREDIT SUISSE NASSAU BRH 3X INVERS GOLD 22542D670 631 14368 SH DFND 2 14368 0 0 CREDIT SUISSE NASSAU BRH VIX MID TERM 22542D787 277 18485 SH DFND 2 18485 0 0 CREDIT SUISSE NASSAU BRH X LINK CUSH MLP 22542D852 1961 92141 SH DFND 2 92141 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 248 2445 SH DFND 2 2445 0 0 CUMMINS INC COM 231021106 439 3901 SH DFND 2 3901 0 0 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 7221 94204 SH DFND 2 94204 0 0 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 11459 122455 SH DFND 2 122455 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 15825 146302 SH DFND 2 146302 0 0 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 1232 35726 SH DFND 2 35726 0 0 DTE ENERGY CO COM 233331107 424 4275 SH DFND 2 4275 0 0 DANAHER CORP DEL COM 235851102 6674 66079 SH DFND 2 66079 0 0 DEUTSCHE BK AG LDN BRH DB GOLD SHORT 25154H731 2185 164312 SH DFND 2 164312 0 0 DEUTSCHE BK AG LDN BRH GOLD DOUBLE SHOR 25154H756 2043 391778 SH DFND 2 391778 0 0 DIGITAL RLTY TR INC COM 253868103 267 2454 SH DFND 2 2454 0 0 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 1934 69396 SH DFND 2 69396 0 0 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 3184 27983 SH DFND 2 27983 0 0 DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 422 17185 SH DFND 2 17185 0 0 DIREXION SHS ETF TR DL FTSE BLL 3X 25459W771 517 35832 SH DFND 2 35832 0 0 DIREXION SHS ETF TR DLY DEV MKT BULL 25459W789 287 7079 SH DFND 2 7079 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 6040 95865 SH DFND 2 95865 0 0 DIREXION SHS ETF TR 7-10YR TR BEAR 25459Y108 303 11061 SH DFND 2 11061 0 0 DIREXION SHS ETF TR DLY S%26P500 2XS 25459Y165 284 8136 SH DFND 2 8136 0 0 DIREXION SHS ETF TR SML CP BULL 2X 25459Y181 1218 47308 SH DFND 2 47308 0 0 DIREXION SHS ETF TR IBILLION INDEX 25459Y264 745 30781 SH DFND 2 30781 0 0 DIREXION SHS ETF TR DLY FTS BUL 3X 25459Y280 222 11931 SH DFND 2 11931 0 0 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y363 568 47018 SH DFND 2 47018 0 0 DIREXION SHS ETF TR DLY JPN BULL 3X 25459Y413 525 14692 SH DFND 2 14692 0 0 DIREXION SHS ETF TR DRX DLYSOKOR3X 25459Y520 642 27776 SH DFND 2 27776 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 1653 64922 SH DFND 2 64922 0 0 DIREXION SHS ETF TR TOTAL MKT BEAR 25459Y819 439 24220 SH DFND 2 24220 0 0 DIREXION SHS ETF TR HEALTHCARE BUL 25459Y876 342 10812 SH DFND 2 10812 0 0 DIREXION SHS ETF TR DLY SP500 BULL 25490K109 302 11533 SH DFND 2 11533 0 0 DIREXION SHS ETF TR DLY SMCP BULL 25490K208 398 16336 SH DFND 2 16336 0 0 DIREXION SHS ETF TR FTSE DVMKT BUL 25490K307 1194 48601 SH DFND 2 48601 0 0 DIREXION SHS ETF TR BRZ BL 3X SH NEW 25490K315 4703 44749 SH DFND 2 44749 0 0 DIREXION SHS ETF TR SP BIOTCH BL NEW 25490K323 1032 36568 SH DFND 2 36568 0 0 DIREXION SHS ETF TR DLY NATRL GAS 3X 25490K349 542 13442 SH DFND 2 13442 0 0 DIREXION SHS ETF TR DAILY HEALTHCARE 25490K372 1016 29402 SH DFND 2 29402 0 0 DIREXION SHS ETF TR DAILY SP BIOTECH 25490K380 1888 40118 SH DFND 2 40118 0 0 DIREXION SHS ETF TR FTSE EM BULL 25490K406 970 47496 SH DFND 2 47496 0 0 DIREXION SHS ETF TR DAILY JR GOLD MI 25490K554 4221 21138 SH DFND 2 21138 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25490K570 15265 121038 SH DFND 2 121038 0 0 DIREXION SHS ETF TR TECH BEAR 3X SHS 25490K760 981 37527 SH DFND 2 37527 0 0 DIREXION SHS ETF TR MD CP BEAR 3X NW 25490K810 533 16575 SH DFND 2 16575 0 0 DIREXION SHS ETF TR CSI 300 BULL2X 25490K869 1052 61153 SH DFND 2 61153 0 0 DOMINION RES INC VA NEW COM 25746U109 816 10471 SH DFND 2 10471 0 0 DOW CHEM CO COM 260543103 806 16204 SH DFND 2 16204 0 0 DU PONT E I DE NEMOURS %26 CO COM 263534109 251 3875 SH DFND 2 3875 0 0 DUKE REALTY CORP COM NEW 264411505 217 8133 SH DFND 2 8133 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1519 17708 SH DFND 2 17708 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 1776 22123 SH DFND 2 22123 0 0 ETFS SILVER TR SILVER SHS 26922X107 600 32593 SH DFND 2 32593 0 0 ETFS GOLD TR SHS 26922Y105 2583 20034 SH DFND 2 20034 0 0 ETFS PALLADIUM TR SH BEN INT 26923A106 1403 24360 SH DFND 2 24360 0 0 EDISON INTL COM 281020107 511 6578 SH DFND 2 6578 0 0 EMERSON ELEC CO COM 291011104 645 12367 SH DFND 2 12367 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1944 83784 SH DFND 2 83784 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 5685 149320 SH DFND 2 149320 0 0 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 29336U107 901 54176 SH DFND 2 54176 0 0 ENTERGY CORP NEW COM 29364G103 616 7577 SH DFND 2 7577 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 6469 221081 SH DFND 2 221081 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 453 6579 SH DFND 2 6579 0 0 ESSEX PPTY TR INC COM 297178105 276 1211 SH DFND 2 1211 0 0 EVERSOURCE ENERGY COM 30040W108 417 6958 SH DFND 2 6958 0 0 EXELON CORP COM 30161N101 825 22679 SH DFND 2 22679 0 0 EXTRA SPACE STORAGE INC COM 30225T102 216 2334 SH DFND 2 2334 0 0 EXXON MOBIL CORP COM 30231G102 2900 30933 SH DFND 2 30933 0 0 FACEBOOK INC CL A 30303M102 607 5312 SH DFND 2 5312 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 281 1697 SH DFND 2 1697 0 0 FIDELITY MSCI HLTH CARE I 316092600 1572 46501 SH DFND 2 46501 0 0 FIRST TR US IPO INDEX FD SHS 336920103 718 14208 SH DFND 2 14208 0 0 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 991 23591 SH DFND 2 23591 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 215 7982 SH DFND 2 7982 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 2708 55982 SH DFND 2 55982 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 2169 65759 SH DFND 2 65759 0 0 FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 1541 51422 SH DFND 2 51422 0 0 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 397 14920 SH DFND 2 14920 0 0 FIRSTENERGY CORP COM 337932107 502 14375 SH DFND 2 14375 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 3138 33924 SH DFND 2 33924 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 287 22814 SH DFND 2 22814 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 277 56080 SH DFND 2 56080 0 0 GENERAL ELECTRIC CO COM 369604103 474 15072 SH DFND 2 15072 0 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 341 11426 SH DFND 2 11426 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 1365 35574 SH DFND 2 35574 0 0 GENUINE PARTS CO COM 372460105 299 2958 SH DFND 2 2958 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 757 54847 SH DFND 2 54847 0 0 GLOBAL X FDS GLB X GURU INDEX 37950E341 379 17087 SH DFND 2 17087 0 0 GREAT PLAINS ENERGY INC COM 391164100 301 9900 SH DFND 2 9900 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 2130 81786 SH DFND 2 81786 0 0 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 1976 12382 SH DFND 2 12382 0 0 HCP INC COM 40414L109 574 16210 SH DFND 2 16210 0 0 HP INC COM 40434L105 281 22375 SH DFND 2 22375 0 0 HOST HOTELS %26 RESORTS INC COM 44107P104 380 23428 SH DFND 2 23428 0 0 INDUSTRIAS BACHOCO S A B DE SPON ADR B 456463108 1173 23754 SH DFND 2 23754 0 0 INTEL CORP COM 458140100 1333 40639 SH DFND 2 40639 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1636 10779 SH DFND 2 10779 0 0 INTL PAPER CO COM 460146103 422 9946 SH DFND 2 9946 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 158 11552 SH DFND 2 11552 0 0 IRON MTN INC NEW COM 46284V101 384 9641 SH DFND 2 9641 0 0 ISHARES MSCI AUST ETF 464286103 775 39858 SH DFND 2 39858 0 0 ISHARES MSCI SINGAP ETF 464286673 177 16310 SH DFND 2 16310 0 0 ISHARES MSCI JAPAN ETF 464286848 5442 473221 SH DFND 2 473221 0 0 ISHARES MSCI HONG KG ETF 464286871 353 18029 SH DFND 2 18029 0 0 ISHARES TR MRNGSTR LG-CP GR 464287119 918 7844 SH DFND 2 7844 0 0 ISHARES TR TRANS AVG ETF 464287192 3502 26110 SH DFND 2 26110 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 12685 369173 SH DFND 2 369173 0 0 ISHARES TR NA NAT RES 464287374 602 18130 SH DFND 2 18130 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 304 2694 SH DFND 2 2694 0 0 ISHARES TR MSCI EAFE ETF 464287465 8699 155865 SH DFND 2 155865 0 0 ISHARES TR RUS MID-CAP ETF 464287499 796 4732 SH DFND 2 4732 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 777 7522 SH DFND 2 7522 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 1050 8470 SH DFND 2 8470 0 0 ISHARES TR U.S. UTILITS ETF 464287697 657 5005 SH DFND 2 5005 0 0 ISHARES TR U.S. CNSM GD ETF 464287812 3353 29069 SH DFND 2 29069 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 333 2135 SH DFND 2 2135 0 0 ISHARES TR MRGSTR MD CP VAL 464288406 508 4044 SH DFND 2 4044 0 0 ISHARES TR MRGSTR SM CP ETF 464288505 226 1673 SH DFND 2 1673 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1386 16366 SH DFND 2 16366 0 0 ISHARES TR MRGSTR SM CP GR 464288604 552 4118 SH DFND 2 4118 0 0 ISHARES TR US HOME CONS ETF 464288752 378 13653 SH DFND 2 13653 0 0 ISHARES TR U.S. MED DVC ETF 464288810 789 5822 SH DFND 2 5822 0 0 ISHARES TR US HLTHCR PR ETF 464288828 2471 19401 SH DFND 2 19401 0 0 ISHARES TR U.S. PHARMA ETF 464288836 2790 19320 SH DFND 2 19320 0 0 ISHARES TR US OIL%26GS EX ETF 464288851 250 4400 SH DFND 2 4400 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 1110 14525 SH DFND 2 14525 0 0 ISHARES INC MSCI RUSSIA CAP 46434G806 367 27381 SH DFND 2 27381 0 0 ISHARES TR CUR HD EURZN ETF 46434V639 285 11831 SH DFND 2 11831 0 0 ISHARES TR HDG MSCI GERMN 46434V704 349 15390 SH DFND 2 15390 0 0 ISHARES TR HDG MSCI EAFE 46434V803 785 32750 SH DFND 2 32750 0 0 ISHARES TR MSCI CDA ETF 46435G706 212 9302 SH DFND 2 9302 0 0 ISHARES TR MSCI SPAIN ETF 46435G813 192 10549 SH DFND 2 10549 0 0 ISHARES TR MSCI ITALY ETF 46435G821 275 15598 SH DFND 2 15598 0 0 ITC HLDGS CORP COM 465685105 261 5585 SH DFND 2 5585 0 0 JOHNSON %26 JOHNSON COM 478160104 1092 9002 SH DFND 2 9002 0 0 KIMBERLY CLARK CORP COM 494368103 276 2004 SH DFND 2 2004 0 0 KIMCO RLTY CORP COM 49446R109 293 9325 SH DFND 2 9325 0 0 KINDER MORGAN INC DEL COM 49456B101 299 15982 SH DFND 2 15982 0 0 LEGG MASON ETF EQUITY TR LOW DIVI ETF 52468L406 328 11602 SH DFND 2 11602 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 208 4045 SH DFND 2 4045 0 0 LOCKHEED MARTIN CORP COM 539830109 580 2339 SH DFND 2 2339 0 0 MDU RES GROUP INC COM 552690109 248 10342 SH DFND 2 10342 0 0 MFA FINL INC COM 55272X102 220 30243 SH DFND 2 30243 0 0 MPLX LP COM UNIT REP LTD 55336V100 3319 98694 SH DFND 2 98694 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 5866 77188 SH DFND 2 77188 0 0 MCDONALDS CORP COM 580135101 791 6571 SH DFND 2 6571 0 0 MERCK %26 CO INC COM 58933Y105 430 7463 SH DFND 2 7463 0 0 MICROSOFT CORP COM 594918104 2375 46422 SH DFND 2 46422 0 0 MORGAN STANLEY CUSHNG MLP ETN 61760E846 932 118554 SH DFND 2 118554 0 0 MOSAIC CO NEW COM 61945C103 390 14900 SH DFND 2 14900 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 725 37525 SH DFND 2 37525 0 0 NRG ENERGY INC COM NEW 629377508 177 11821 SH DFND 2 11821 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 257 18548 SH DFND 2 18548 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 64 10482 SH DFND 2 10482 0 0 NEXTERA ENERGY INC COM 65339F101 1042 7991 SH DFND 2 7991 0 0 NISOURCE INC COM 65473P105 262 9882 SH DFND 2 9882 0 0 NUCOR CORP COM 670346105 537 10877 SH DFND 2 10877 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 1245 25008 SH DFND 2 25008 0 0 OGE ENERGY CORP COM 670837103 254 7767 SH DFND 2 7767 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 389 5154 SH DFND 2 5154 0 0 OMNICOM GROUP INC COM 681919106 202 2477 SH DFND 2 2477 0 0 ONEOK INC NEW COM 682680103 414 8725 SH DFND 2 8725 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 2494 62267 SH DFND 2 62267 0 0 ORACLE CORP COM 68389X105 250 6109 SH DFND 2 6109 0 0 PG%26E CORP COM 69331C108 637 9969 SH DFND 2 9969 0 0 PPG INDS INC COM 693506107 253 2426 SH DFND 2 2426 0 0 PPL CORP COM 69351T106 750 19874 SH DFND 2 19874 0 0 PACCAR INC COM 693718108 244 4711 SH DFND 2 4711 0 0 PAYCHEX INC COM 704326107 204 3431 SH DFND 2 3431 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 291 19866 SH DFND 2 19866 0 0 PEPSICO INC COM 713448108 686 6480 SH DFND 2 6480 0 0 PFIZER INC COM 717081103 1090 30952 SH DFND 2 30952 0 0 PHILIP MORRIS INTL INC COM 718172109 213 2094 SH DFND 2 2094 0 0 PHILLIPS 66 COM 718546104 228 2874 SH DFND 2 2874 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 755 13521 SH DFND 2 13521 0 0 PINNACLE WEST CAP CORP COM 723484101 457 5641 SH DFND 2 5641 0 0 PITNEY BOWES INC COM 724479100 213 11965 SH DFND 2 11965 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 4159 151298 SH DFND 2 151298 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 487 10775 SH DFND 2 10775 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1034 16317 SH DFND 2 16317 0 0 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 768 25816 SH DFND 2 25816 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 339 36999 SH DFND 2 36999 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 154 11470 SH DFND 2 11470 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 5276 240139 SH DFND 2 240139 0 0 POWERSHARES ETF TR II S%26P SMCP C DIS 73937B506 377 7880 SH DFND 2 7880 0 0 POWERSHARES ETF TR II S%26P SMCP CONSU 73937B605 961 14591 SH DFND 2 14591 0 0 POWERSHARES ETF TR II S%26P600 LOVL PT 73937B639 321 8665 SH DFND 2 8665 0 0 POWERSHARES ETF TR II KBW BK PORT 73937B746 3712 111214 SH DFND 2 111214 0 0 POWERSHARES ETF TR II S%26P SMCP FIN P 73937B803 568 13627 SH DFND 2 13627 0 0 PROCTER %26 GAMBLE CO COM 742718109 1100 12986 SH DFND 2 12986 0 0 PROLOGIS INC COM 74340W103 443 9026 SH DFND 2 9026 0 0 PROSHARES TR SHORT S%26P 500 NE 74347B425 3022 76269 SH DFND 2 76269 0 0 PROSHARES TR ULTPRO NASBIO NW 74347B474 1966 92670 SH DFND 2 92670 0 0 PROSHARES TR ULTRA GLD MNR NW 74347B482 1177 16091 SH DFND 2 16091 0 0 PROSHARES TR ULTPRO SHT NAS 74347B623 1307 40408 SH DFND 2 40408 0 0 PROSHARES TR ULTSHT HMEBUIL 74347B649 230 13589 SH DFND 2 13589 0 0 PROSHARES TR ULT HOMEBUILDS 74347B656 452 24493 SH DFND 2 24493 0 0 PROSHARES TR SHORT QQQ NEW 74347B714 12069 228457 SH DFND 2 228457 0 0 PROSHARES TR ULTSHT FINLS NEW 74347B748 779 17445 SH DFND 2 17445 0 0 PROSHARES TR ULTSH NASD BIOT 74347B789 2724 65461 SH DFND 2 65461 0 0 PROSHARES TR PSHS ULT S%26P 500 74347R107 32313 487009 SH DFND 2 487009 0 0 PROSHARES TR SHRT HGH YIELD 74347R131 1387 52870 SH DFND 2 52870 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 5483 76953 SH DFND 2 76953 0 0 PROSHARES TR PSHS ULT NASB 74347R214 2242 57736 SH DFND 2 57736 0 0 PROSHARES TR PSHS SHTFINL ETF 74347R230 741 43954 SH DFND 2 43954 0 0 PROSHARES TR PSHS ULTRA DOW30 74347R305 567 8334 SH DFND 2 8334 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 2055 61164 SH DFND 2 61164 0 0 PROSHARES TR PSHS SH MSCI EMR 74347R396 3599 136894 SH DFND 2 136894 0 0 PROSHARES TR PSHS SHORT DOW30 74347R701 520 24341 SH DFND 2 24341 0 0 PROSHARES TR PSHS ULTRA O%26G 74347R719 2188 58537 SH DFND 2 58537 0 0 PROSHARES TR PSHS ULT BASMATL 74347R776 1459 35640 SH DFND 2 35640 0 0 PROSHARES TR PSHS SH MDCAP400 74347R800 937 63263 SH DFND 2 63263 0 0 PROSHARES TR II PSHS ULSSLVR NEW 74347W114 285 9017 SH DFND 2 9017 0 0 PROSHARES TR II ULTRA YEN NEW 74347W270 480 6600 SH DFND 2 6600 0 0 PROSHARES TR II ULT BLMBRG NT GS 74347W296 2018 114322 SH DFND 2 114322 0 0 PROSHARES TR II VIX MDTRM FUTR N 74347W338 2244 42718 SH DFND 2 42718 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W569 2277 35840 SH DFND 2 35840 0 0 PROSHARES TR II SHT VIX ST TRM 74347W627 16258 330843 SH DFND 2 330843 0 0 PROSHARES TR II ULSHT BLOOMB OIL 74347W668 1416 17347 SH DFND 2 17347 0 0 PROSHARES TR II PSH ULTRA EURO 74347W874 161 10123 SH DFND 2 10123 0 0 PROSHARES TR BASIC MAT NEW 74347X138 1806 67081 SH DFND 2 67081 0 0 PROSHARES TR SHT MSCI NEW 74347X575 871 47222 SH DFND 2 47222 0 0 PROSHARES TR ULT R/EST NEW 74347X625 6583 51428 SH DFND 2 51428 0 0 PROSHARES TR ULTRA FNCLS NEW 74347X633 4649 70208 SH DFND 2 70208 0 0 PROSHARES TR SHRT RL EST FD 74347X641 733 43186 SH DFND 2 43186 0 0 PROSHARES TR SHT FTSE CHIN 50 74347X658 751 26315 SH DFND 2 26315 0 0 PROSHARES TR ULTRPRO DOW30 74347X823 3418 49132 SH DFND 2 49132 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 2921 30327 SH DFND 2 30327 0 0 PROSHARES TR ULT FTSE CHIN 50 74347X880 1061 23999 SH DFND 2 23999 0 0 PROSHARES TR SHRT RUSSELL2000 74348A210 1566 26547 SH DFND 2 26547 0 0 PROSHARES TR ULTSHT REAL EST 74348A244 267 7847 SH DFND 2 7847 0 0 PROSHARES TR ULTSHT FT CH 50 74348A350 783 20305 SH DFND 2 20305 0 0 PROSHARES TR ULTPRO SHT MDCP 74348A392 709 28960 SH DFND 2 28960 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 6956 232246 SH DFND 2 232246 0 0 PROSHARES TR ULTSHT FTSE EURO 74348A434 2606 45728 SH DFND 2 45728 0 0 PROSHARES TR ULTSHT MSCI JAP 74348A459 1761 35666 SH DFND 2 35666 0 0 PROSHARES TR ULSH MSCIEAF NEW 74348A475 1169 29085 SH DFND 2 29085 0 0 PROSHARES TR ULSHOIL%26GASNEW13 74348A525 1741 36314 SH DFND 2 36314 0 0 PROSHARES TR ULT MSCIBZL CAPP 74348A673 349 13109 SH DFND 2 13109 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 758 16255 SH DFND 2 16255 0 0 PUBLIC STORAGE COM 74460D109 721 2820 SH DFND 2 2820 0 0 QUALCOMM INC COM 747525103 696 12991 SH DFND 2 12991 0 0 REALTY INCOME CORP COM 756109104 441 6354 SH DFND 2 6354 0 0 REGENCY CTRS CORP COM 758849103 210 2511 SH DFND 2 2511 0 0 SPDR GOLD TRUST CALL 78463V107 354 2800 SH Call DFND 2 2800 0 0 SPDR SERIES TRUST S%26P TRANSN ETF 78464A532 655 15012 SH DFND 2 15012 0 0 SPDR SERIES TRUST HLTH CARE SVCS 78464A573 667 11647 SH DFND 2 11647 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 1751 31364 SH DFND 2 31364 0 0 SPDR SERIES TRUST S%26P REGL BKG 78464A698 707 18428 SH DFND 2 18428 0 0 SPDR SERIES TRUST S%26P OILGAS EXP 78464A730 371 10653 SH DFND 2 10653 0 0 SPDR SERIES TRUST OILGAS EQUIP 78464A748 710 37884 SH DFND 2 37884 0 0 SPDR SERIES TRUST S%26P INS ETF 78464A789 3452 48550 SH DFND 2 48550 0 0 SPDR SERIES TRUST S%26P SEMICNDCTR 78464A862 1451 32699 SH DFND 2 32699 0 0 SPDR S%26P MIDCAP 400 ETF TR UTSER1 S%26PDCRP 78467Y107 41225 151350 SH DFND 2 151350 0 0 SPDR SER TR S%26P 500 BUYBCK 78468R820 1825 39718 SH DFND 2 39718 0 0 SCANA CORP NEW COM 80589M102 576 7612 SH DFND 2 7612 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 218 4341 SH DFND 2 4341 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1563 29788 SH DFND 2 29788 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 220 3140 SH DFND 2 3140 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1664 23206 SH DFND 2 23206 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4280 77603 SH DFND 2 77603 0 0 SEMPRA ENERGY COM 816851109 615 5396 SH DFND 2 5396 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 1104 32679 SH DFND 2 32679 0 0 SIMON PPTY GROUP INC NEW COM 828806109 1203 5547 SH DFND 2 5547 0 0 SOUTHERN CO COM 842587107 1250 23305 SH DFND 2 23305 0 0 SPECTRA ENERGY CORP COM 847560109 547 14943 SH DFND 2 14943 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 1297 27485 SH DFND 2 27485 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 1803 164220 SH DFND 2 164220 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 1151 158762 SH DFND 2 158762 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 506 72265 SH DFND 2 72265 0 0 SPRINT CORP COM SER 1 85207U105 221 48720 SH DFND 2 48720 0 0 STARWOOD PPTY TR INC COM 85571B105 389 18759 SH DFND 2 18759 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 2489 86589 SH DFND 2 86589 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 1097 19162 SH DFND 2 19162 0 0 TAHOE RES INC COM 873868103 167 11145 SH DFND 2 11145 0 0 TALLGRASS ENERGY PARTNERS LP COM UNIT 874697105 592 12863 SH DFND 2 12863 0 0 TELEPHONE %26 DATA SYS INC COM NEW 879433829 218 7364 SH DFND 2 7364 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 1091 22020 SH DFND 2 22020 0 0 TEXAS INSTRS INC COM 882508104 354 5656 SH DFND 2 5656 0 0 3M CO COM 88579Y101 744 4248 SH DFND 2 4248 0 0 TWO HBRS INVT CORP COM 90187B101 231 26933 SH DFND 2 26933 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 15289 540790 SH DFND 2 540790 0 0 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 304 15229 SH DFND 2 15229 0 0 UGI CORP NEW COM 902681105 277 6118 SH DFND 2 6118 0 0 UBS AG LONDON BRH SER B LKD 46 90270L354 213 6467 SH DFND 2 6467 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 938 63068 SH DFND 2 63068 0 0 UNITED STS COMMODITY IDX FDT CM REP COPP FD 911718104 399 27529 SH DFND 2 27529 0 0 UNITED STS COMMODITY IDX FDT COM UTS US AGR 911718203 1192 59323 SH DFND 2 59323 0 0 UNITED STS GASOLINE FD LP UNITS 91201T102 567 21815 SH DFND 2 21815 0 0 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 3619 418874 SH DFND 2 418874 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 2285 197522 SH DFND 2 197522 0 0 UNITED STS SHORT OIL FD LP UNITS 912613205 559 8268 SH DFND 2 8268 0 0 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 305 15782 SH DFND 2 15782 0 0 UNITED TECHNOLOGIES CORP COM 913017109 262 2553 SH DFND 2 2553 0 0 VALERO ENERGY CORP NEW COM 91913Y100 282 5522 SH DFND 2 5522 0 0 VANECK MERK GOLD TRUST GOLD TRUST 921078101 1856 141365 SH DFND 2 141365 0 0 VANECK VECTORS ETF TR STEEL ETF 92189F205 529 19156 SH DFND 2 19156 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 878 27009 SH DFND 2 27009 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 619 10776 SH DFND 2 10776 0 0 VANECK VECTORS ETF TR RETAIL ETF 92189F684 6012 77715 SH DFND 2 77715 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 6303 215491 SH DFND 2 215491 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 3377 32958 SH DFND 2 32958 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 229 2092 SH DFND 2 2092 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 921932844 1880 19309 SH DFND 2 19309 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 816 8138 SH DFND 2 8138 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 4453 95443 SH DFND 2 95443 0 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 2118 21529 SH DFND 2 21529 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 464 4669 SH DFND 2 4669 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 286 2783 SH DFND 2 2783 0 0 VECTREN CORP COM 92240G101 345 6557 SH DFND 2 6557 0 0 VENTAS INC COM 92276F100 605 8312 SH DFND 2 8312 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2624 29590 SH DFND 2 29590 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2043 19054 SH DFND 2 19054 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1533 14302 SH DFND 2 14302 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2103 37656 SH DFND 2 37656 0 0 VORNADO RLTY TR SH BEN INT 929042109 300 2999 SH DFND 2 2999 0 0 WEC ENERGY GROUP INC COM 92939U106 442 6765 SH DFND 2 6765 0 0 WAL-MART STORES INC COM 931142103 301 4128 SH DFND 2 4128 0 0 WELLTOWER INC COM 95040Q104 614 8055 SH DFND 2 8055 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 1523 30225 SH DFND 2 30225 0 0 WEYERHAEUSER CO COM 962166104 256 8598 SH DFND 2 8598 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 3366 97160 SH DFND 2 97160 0 0 WISDOMTREE TR LARGECAP DIVID 97717W307 4033 53232 SH DFND 2 53232 0 0 XCEL ENERGY INC COM 98389B100 519 11592 SH DFND 2 11592 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 215 1902 SH DFND 2 1902 0 0 EATON CORP PLC SHS G29183103 470 7868 SH DFND 2 7868 0 0 GARMIN LTD SHS H2906T109 369 8710 SH DFND 2 8710 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 298 3998 SH DFND 2 3998 0 0