Senior Vice President

0001533964-16-000019.txt : 20160513 0001533964-16-000019.hdr.sgml : 20160513 20160513074601 ACCESSION NUMBER: 0001533964-16-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 EFFECTIVENESS DATE: 20160513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial LLC CENTRAL INDEX KEY: 0001533964 IRS NUMBER: 452298174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14585 FILM NUMBER: 161645892 BUSINESS ADDRESS: STREET 1: 900 3RD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 900 3RD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533964 XXXXXXXX 03-31-2016 03-31-2016 Virtu Financial LLC

900 3RD AVENUE NEW YORK NY 10022

13F HOLDINGS REPORT 028-14585 N Venu Palaparthi Senior Vice President 212-418-0143 Venu Palaparthi, Senior Vice President New York NY 05-13-2016 2 389 719270 false 1 28-12744 VIRTU FINANCIAL CAPITAL MARKETS 2 28-13648 Virtu Financial BD LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AFLAC INC COM 001055102 211 3344 SH DFND 2 3344 0 0 AK STL HLDG CORP COM 001547108 154 37360 SH DFND 2 37360 0 0 ALPS ETF TR SPROTT GL MINE 00162Q643 810 43552 SH DFND 2 43552 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 7457 684126 SH DFND 2 684126 0 0 AT%26T INC COM 00206R102 3364 85877 SH DFND 2 85877 0 0 ADOBE SYS INC COM 00724F101 447 4769 SH DFND 2 4769 0 0 AIR PRODS %26 CHEMS INC COM 009158106 213 1476 SH DFND 2 1476 0 0 ALCOA INC COM 013817101 205 21409 SH DFND 2 21409 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 163 10025 SH DFND 2 10025 0 0 ALPHABET INC CAP STK CL C 02079K107 1865 2503 SH DFND 2 2503 0 0 ALPHABET INC CAP STK CL A 02079K305 3929 5150 SH DFND 2 5150 0 0 ALTRIA GROUP INC COM 02209S103 879 14024 SH DFND 2 14024 0 0 AMAZON COM INC COM 023135106 350 590 SH DFND 2 590 0 0 ANALOG DEVICES INC COM 032654105 282 4765 SH DFND 2 4765 0 0 APPLE INC COM 037833100 7756 71166 SH DFND 2 71166 0 0 APPLIED MATLS INC COM 038222105 352 16625 SH DFND 2 16625 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 46 10055 SH DFND 2 10055 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 410 11282 SH DFND 2 11282 0 0 ATLANTIC TELE NETWORK INC COM NEW 049079205 280 3692 SH DFND 2 3692 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 754 8409 SH DFND 2 8409 0 0 AVALONBAY CMNTYS INC COM 053484101 596 3131 SH DFND 2 3131 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 316 14678 SH DFND 2 14678 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 1937 378299 SH DFND 2 378299 0 0 BARCLAYS BK PLC ETN DJUBS IND MT 06738G407 463 23684 SH DFND 2 23684 0 0 BARCLAYS BANK PLC ETN DJUBS AGRI37 06739H206 908 26334 SH DFND 2 26334 0 0 BARCLAYS BK PLC IPATH S%26P500 VIX 06742E711 2120 120400 SH DFND 2 120400 0 0 BARCLAYS BK PLC LKD PERF BCLY 06742W430 328 6167 SH DFND 2 6167 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 25187 118 SH DFND 2 118 0 0 BOSTON PROPERTIES INC COM 101121101 312 2459 SH DFND 2 2459 0 0 BROWN FORMAN CORP CL B 115637209 243 2470 SH DFND 2 2470 0 0 CVS HEALTH CORP COM 126650100 893 8612 SH DFND 2 8612 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 12026 179358 SH DFND 2 179358 0 0 CARDINAL HEALTH INC COM 14149Y108 296 3609 SH DFND 2 3609 0 0 CATERPILLAR INC DEL COM 149123101 427 5574 SH DFND 2 5574 0 0 CENTURYLINK INC COM 156700106 554 17325 SH DFND 2 17325 0 0 CHEVRON CORP NEW COM 166764100 344 3608 SH DFND 2 3608 0 0 CINCINNATI BELL INC NEW COM 171871106 265 68400 SH DFND 2 68400 0 0 CINCINNATI FINL CORP COM 172062101 293 4480 SH DFND 2 4480 0 0 CISCO SYS INC COM 17275R102 1912 67172 SH DFND 2 67172 0 0 CINTAS CORP COM 172908105 239 2662 SH DFND 2 2662 0 0 CLIFFS NAT RES INC COM 18683K101 187 62420 SH DFND 2 62420 0 0 CLOROX CO DEL COM 189054109 480 3811 SH DFND 2 3811 0 0 COCA COLA CO COM 191216100 1921 41405 SH DFND 2 41405 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 1021 12297 SH DFND 2 12297 0 0 COEUR MNG INC COM NEW 192108504 150 26745 SH DFND 2 26745 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 484 7720 SH DFND 2 7720 0 0 COLGATE PALMOLIVE CO COM 194162103 778 11009 SH DFND 2 11009 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 28 14315 SH DFND 2 14315 0 0 CONSOL ENERGY INC COM 20854P109 174 15445 SH DFND 2 15445 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 301 11680 SH DFND 2 11680 0 0 CONSOLIDATED EDISON INC COM 209115104 494 6450 SH DFND 2 6450 0 0 CONTROLADORA VUELA CIA DE AV SPON ADR RP 10 21240E105 1221 57943 SH DFND 2 57943 0 0 COSTCO WHSL CORP NEW COM 22160K105 792 5028 SH DFND 2 5028 0 0 CREDIT SUISSE AG NASSAU BRH EXCH TRAD SPVXSP 22539T100 359 28672 SH DFND 2 28672 0 0 CREDIT SUISSE AG NASSAU BRH VEL SH 3X LG NAT 22539T324 1126 46307 SH DFND 2 46307 0 0 CREDIT SUISSE AG NASSAU BRH NT BCOMCL 36 22539T332 661 23283 SH DFND 2 23283 0 0 CREDIT SUISSE AG NASSAU BRH VELOCITY SHS EXC 22539T597 184 14374 SH DFND 2 14374 0 0 CREDIT SUISSE NASSAU BRH VS 3XINV CRUDE 22542D548 2768 17360 SH DFND 2 17360 0 0 CREDIT SUISSE NASSAU BRH 3X LONG GOLD 22542D688 509 45518 SH DFND 2 45518 0 0 CREDIT SUISSE NASSAU BRH VIX MID TERM 22542D787 272 18085 SH DFND 2 18085 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX MDTERM 22542D829 1088 26761 SH DFND 2 26761 0 0 CREDIT SUISSE NASSAU BRH X LINK CUSH MLP 22542D852 3018 182602 SH DFND 2 182602 0 0 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 321 4180 SH DFND 2 4180 0 0 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 5805 57955 SH DFND 2 57955 0 0 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 1260 16508 SH DFND 2 16508 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 4415 39709 SH DFND 2 39709 0 0 DEUTSCHE BK AG LDN BRH DB GOLD SHORT 25154H731 3797 262238 SH DFND 2 262238 0 0 DEUTSCHE BK AG LDN BRH GOLD DOUBLE SHOR 25154H756 79 12068 SH DFND 2 12068 0 0 DEUTSCHE BK AG LONDON BRH DB CRUDE OIL DBL 25154K809 6581 35613 SH DFND 2 35613 0 0 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 567 20960 SH DFND 2 20960 0 0 DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 1033 45870 SH DFND 2 45870 0 0 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 1744 19960 SH DFND 2 19960 0 0 DIREXION SHS ETF TR DLY DEV MKT BULL 25459W789 2494 56614 SH DFND 2 56614 0 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 370 15718 SH DFND 2 15718 0 0 DIREXION SHS ETF TR 7-10YR TR BEAR 25459Y108 571 20191 SH DFND 2 20191 0 0 DIREXION SHS ETF TR DLY S%26P500 2XS 25459Y165 1303 38825 SH DFND 2 38825 0 0 DIREXION SHS ETF TR SML CP BULL 2X 25459Y181 1223 44449 SH DFND 2 44449 0 0 DIREXION SHS ETF TR IBILLION INDEX 25459Y264 1660 68315 SH DFND 2 68315 0 0 DIREXION SHS ETF TR DLY FTS BUL 3X 25459Y280 582 26535 SH DFND 2 26535 0 0 DIREXION SHS ETF TR DLY DEV MKT BEAR 25459Y355 1204 38292 SH DFND 2 38292 0 0 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y363 229 15069 SH DFND 2 15069 0 0 DIREXION SHS ETF TR DRX DLYSOKOR3X 25459Y520 795 31081 SH DFND 2 31081 0 0 DIREXION SHS ETF TR TOTAL MKT BEAR 25459Y819 225 12078 SH DFND 2 12078 0 0 DIREXION SHS ETF TR HEALTHCARE BUL 25459Y876 1128 41553 SH DFND 2 41553 0 0 DIREXION SHS ETF TR DLY SP500 BULL 25490K109 1332 51737 SH DFND 2 51737 0 0 DIREXION SHS ETF TR DLY SMCP BULL 25490K208 283 11853 SH DFND 2 11853 0 0 DIREXION SHS ETF TR FTSE DVMKT BUL 25490K307 1203 48602 SH DFND 2 48602 0 0 DIREXION SHS ETF TR BRZ BL 3X SH NEW 25490K315 1030 13292 SH DFND 2 13292 0 0 DIREXION SHS ETF TR SP BIOTCH BL NEW 25490K323 1457 53149 SH DFND 2 53149 0 0 DIREXION SHS ETF TR DLY NATRL GAS 3X 25490K349 1248 47768 SH DFND 2 47768 0 0 DIREXION SHS ETF TR DAILY HEALTHCARE 25490K372 1459 34293 SH DFND 2 34293 0 0 DIREXION SHS ETF TR DAILY SP BIOTECH 25490K380 330 6437 SH DFND 2 6437 0 0 DIREXION SHS ETF TR FTSE EM BULL 25490K406 1031 47544 SH DFND 2 47544 0 0 DIREXION SHS ETF TR DAILY JR GOLD MI 25490K547 3776 662418 SH DFND 2 662418 0 0 DIREXION SHS ETF TR TECH BEAR 3X SHS 25490K760 1465 56906 SH DFND 2 56906 0 0 DIREXION SHS ETF TR SEMICONDUCT BEAR 25490K778 290 8742 SH DFND 2 8742 0 0 DIREXION SHS ETF TR DL RUSS BEAR 3X 25490K786 1259 64688 SH DFND 2 64688 0 0 DIREXION SHS ETF TR MD CP BEAR 3X NW 25490K810 320 8420 SH DFND 2 8420 0 0 DIREXION SHS ETF TR CSI 300 BULL2X 25490K869 937 50734 SH DFND 2 50734 0 0 DOVER CORP COM 260003108 236 3665 SH DFND 2 3665 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 306 3787 SH DFND 2 3787 0 0 E M C CORP MASS COM 268648102 388 14543 SH DFND 2 14543 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 1765 18771 SH DFND 2 18771 0 0 ETFS SILVER TR SILVER SHS 26922X107 663 43821 SH DFND 2 43821 0 0 ETFS PALLADIUM TR SH BEN INT 26923A106 2017 37156 SH DFND 2 37156 0 0 EBAY INC COM 278642103 376 15763 SH DFND 2 15763 0 0 8X8 INC NEW COM 282914100 244 24240 SH DFND 2 24240 0 0 EMERSON ELEC CO COM 291011104 267 4901 SH DFND 2 4901 0 0 EQUINIX INC COM PAR $0.001 29444U700 227 686 SH DFND 2 686 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 495 6598 SH DFND 2 6598 0 0 ESSEX PPTY TR INC COM 297178105 349 1493 SH DFND 2 1493 0 0 EXXON MOBIL CORP COM 30231G102 548 6560 SH DFND 2 6560 0 0 FACEBOOK INC CL A 30303M102 3346 29329 SH DFND 2 29329 0 0 FACTORSHARES TR ISE CYBER SEC 30304R407 679 28330 SH DFND 2 28330 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 326 2086 SH DFND 2 2086 0 0 FIDELITY MSCI HLTH CARE I 316092600 2654 82946 SH DFND 2 82946 0 0 FIDELITY MSCI INFO TECH I 316092808 787 23726 SH DFND 2 23726 0 0 FIDELITY MSCI UTILS INDEX 316092865 222 6962 SH DFND 2 6962 0 0 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 2541 29018 SH DFND 2 29018 0 0 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 1762 41710 SH DFND 2 41710 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 295 8379 SH DFND 2 8379 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5530 244597 SH DFND 2 244597 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 2887 51798 SH DFND 2 51798 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 499 15137 SH DFND 2 15137 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 227 8746 SH DFND 2 8746 0 0 FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 1060 35861 SH DFND 2 35861 0 0 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2846 57347 SH DFND 2 57347 0 0 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 1995 92327 SH DFND 2 92327 0 0 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R886 742 43340 SH DFND 2 43340 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 1208 12543 SH DFND 2 12543 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 406 72610 SH DFND 2 72610 0 0 GENERAL COMMUNICATION INC CL A 369385109 220 12015 SH DFND 2 12015 0 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 283 9530 SH DFND 2 9530 0 0 GENERAL MLS INC COM 370334104 500 7897 SH DFND 2 7897 0 0 GENUINE PARTS CO COM 372460105 332 3338 SH DFND 2 3338 0 0 GERDAU S A SPON ADR REP PFD 373737105 34 18890 SH DFND 2 18890 0 0 GLOBALSTAR INC COM 378973408 214 145675 SH DFND 2 145675 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 3538 308175 SH DFND 2 308175 0 0 GLOBAL X FDS GLB X GURU INDEX 37950E341 1279 57998 SH DFND 2 57998 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 600 61439 SH DFND 2 61439 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 246 1565 SH DFND 2 1565 0 0 GRUPO SIMEC S A B DE C V ADR 400491106 235 28885 SH DFND 2 28885 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 1055 38405 SH DFND 2 38405 0 0 GRUPO AEROPORTUARIO CTR NORT SPON ADR 400501102 561 12295 SH DFND 2 12295 0 0 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 497 55090 SH DFND 2 55090 0 0 HCP INC COM 40414L109 521 15984 SH DFND 2 15984 0 0 HP INC COM 40434L105 186 15121 SH DFND 2 15121 0 0 HALLIBURTON CO COM 406216101 486 13596 SH DFND 2 13596 0 0 HECLA MNG CO COM 422704106 142 51025 SH DFND 2 51025 0 0 HELMERICH %26 PAYNE INC COM 423452101 226 3848 SH DFND 2 3848 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 288 16229 SH DFND 2 16229 0 0 HORMEL FOODS CORP COM 440452100 273 6316 SH DFND 2 6316 0 0 HOST HOTELS %26 RESORTS INC COM 44107P104 197 11772 SH DFND 2 11772 0 0 ILLINOIS TOOL WKS INC COM 452308109 271 2641 SH DFND 2 2641 0 0 INCONTACT INC COM 45336E109 198 22270 SH DFND 2 22270 0 0 INTEL CORP COM 458140100 2382 73631 SH DFND 2 73631 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1983 13094 SH DFND 2 13094 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 243 30860 SH DFND 2 30860 0 0 ISHARES MSCI BRZ CAP ETF 464286400 3555 135172 SH DFND 2 135172 0 0 ISHARES MSCI EURZONE ETF 464286608 3193 92851 SH DFND 2 92851 0 0 ISHARES MSCI SINGAP ETF 464286673 239 22005 SH DFND 2 22005 0 0 ISHARES MSCI HONG KG ETF 464286871 482 24376 SH DFND 2 24376 0 0 ISHARES TR SELECT DIVID ETF 464287168 2334 28573 SH DFND 2 28573 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 3024 89557 SH DFND 2 89557 0 0 ISHARES TR TRANS AVG ETF 464287192 3856 27076 SH DFND 2 27076 0 0 ISHARES TR NA NAT RES 464287374 3823 128605 SH DFND 2 128605 0 0 ISHARES TR 20 YR TR BD ETF 464287432 7029 53818 SH DFND 2 53818 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 575 5212 SH DFND 2 5212 0 0 ISHARES TR MSCI EAFE ETF 464287465 14138 247465 SH DFND 2 247465 0 0 ISHARES TR RUS MD CP GR ETF 464287481 437 4742 SH DFND 2 4742 0 0 ISHARES TR RUS MID-CAP ETF 464287499 448 2750 SH DFND 2 2750 0 0 ISHARES TR CORE S%26P MCP ETF 464287507 28692 198985 SH DFND 2 198985 0 0 ISHARES TR NA TEC-SFTWR ETF 464287515 2007 19937 SH DFND 2 19937 0 0 ISHARES TR PHLX SEMICND ETF 464287523 251 2740 SH DFND 2 2740 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 6717 25754 SH DFND 2 25754 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 3848 38944 SH DFND 2 38944 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 8154 87478 SH DFND 2 87478 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 7245 54603 SH DFND 2 54603 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 9448 78177 SH DFND 2 78177 0 0 ISHARES TR U.S. UTILITS ETF 464287697 627 5069 SH DFND 2 5069 0 0 ISHARES TR U.S. REAL ES ETF 464287739 30599 393002 SH DFND 2 393002 0 0 ISHARES TR U.S. INDS ETF 464287754 4541 42404 SH DFND 2 42404 0 0 ISHARES TR US HLTHCARE ETF 464287762 11142 79277 SH DFND 2 79277 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 4843 59674 SH DFND 2 59674 0 0 ISHARES TR EUROPE ETF 464287861 839 21461 SH DFND 2 21461 0 0 ISHARES TR SP SMCP600VL ETF 464287879 514 4532 SH DFND 2 4532 0 0 ISHARES TR MSCI ACWI EX US 464288240 865 21903 SH DFND 2 21903 0 0 ISHARES TR MSCI ACWI ETF 464288257 634 11317 SH DFND 2 11317 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1305 15973 SH DFND 2 15973 0 0 ISHARES TR US HOME CONS ETF 464288752 4071 150333 SH DFND 2 150333 0 0 ISHARES TR U.S. MED DVC ETF 464288810 3160 25802 SH DFND 2 25802 0 0 ISHARES TR US OIL%26GS EX ETF 464288851 2135 41069 SH DFND 2 41069 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 4130 281354 SH DFND 2 281354 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 875 11217 SH DFND 2 11217 0 0 ISHARES TR CORE TL USD BD 46434V613 321 3150 SH DFND 2 3150 0 0 ISHARES TR HDG MSCI GERMN 46434V704 4743 206147 SH DFND 2 206147 0 0 ISHARES TR CORE MSCI EURO 46434V738 222 5400 SH DFND 2 5400 0 0 ISHARES TR HDG MSCI JAPAN 46434V886 4107 162595 SH DFND 2 162595 0 0 ISHARES TR MSCI AUSTRALIA 46435G607 1079 51754 SH DFND 2 51754 0 0 ISHARES TR MSCI CDA ETF 46435G706 222 10144 SH DFND 2 10144 0 0 ISHARES TR MSCI ITALY ETF 46435G821 461 24640 SH DFND 2 24640 0 0 KELLOGG CO COM 487836108 300 3916 SH DFND 2 3916 0 0 KIMBERLY CLARK CORP COM 494368103 715 5315 SH DFND 2 5315 0 0 KIMCO RLTY CORP COM 49446R109 208 7230 SH DFND 2 7230 0 0 KRAFT HEINZ CO COM 500754106 589 7495 SH DFND 2 7495 0 0 KROGER CO COM 501044101 241 6291 SH DFND 2 6291 0 0 LAKE SHORE GOLD CORP COM 510728108 501 342921 SH DFND 2 342921 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 568 10739 SH DFND 2 10739 0 0 LINEAR TECHNOLOGY CORP COM 535678106 203 4564 SH DFND 2 4564 0 0 MARKET VECTORS ETF TR MKT VECTR WIDE 57060U134 2708 88117 SH DFND 2 88117 0 0 MARKET VECTORS ETF TR BIOTECH ETF 57060U183 2797 26976 SH DFND 2 26976 0 0 MARKET VECTORS ETF TR PHARMACEUTICAL 57060U217 4353 75736 SH DFND 2 75736 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 6473 395669 SH DFND 2 395669 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 15861 569510 SH DFND 2 569510 0 0 MCCORMICK %26 CO INC COM NON VTG 579780206 351 3524 SH DFND 2 3524 0 0 MCDONALDS CORP COM 580135101 356 2836 SH DFND 2 2836 0 0 MICROSOFT CORP COM 594918104 5891 106661 SH DFND 2 106661 0 0 MICRON TECHNOLOGY INC COM 595112103 161 15355 SH DFND 2 15355 0 0 MONDELEZ INTL INC CL A 609207105 516 12852 SH DFND 2 12852 0 0 MORGAN STANLEY CUSHNG MLP ETN 61760E846 189 30290 SH DFND 2 30290 0 0 NII HLDGS INC COM PAR $0.001 62913F508 187 33835 SH DFND 2 33835 0 0 NEWMONT MINING CORP COM 651639106 351 13218 SH DFND 2 13218 0 0 NEXTERA ENERGY INC COM 65339F101 355 2999 SH DFND 2 2999 0 0 NIKE INC CL B 654106103 233 3787 SH DFND 2 3787 0 0 NUCOR CORP COM 670346105 681 14398 SH DFND 2 14398 0 0 NVIDIA CORP COM 67066G104 291 8172 SH DFND 2 8172 0 0 ORACLE CORP COM 68389X105 952 23273 SH DFND 2 23273 0 0 PPG INDS INC COM 693506107 230 2060 SH DFND 2 2060 0 0 PAYCHEX INC COM 704326107 313 5786 SH DFND 2 5786 0 0 PAYPAL HLDGS INC COM 70450Y103 293 7594 SH DFND 2 7594 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 251 15747 SH DFND 2 15747 0 0 PEPSICO INC COM 713448108 1421 13862 SH DFND 2 13862 0 0 PHILIP MORRIS INTL INC COM 718172109 950 9684 SH DFND 2 9684 0 0 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 1514 37115 SH DFND 2 37115 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 2371 52311 SH DFND 2 52311 0 0 POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 2115 37125 SH DFND 2 37125 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 230 2436 SH DFND 2 2436 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 683 31122 SH DFND 2 31122 0 0 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 719 23245 SH DFND 2 23245 0 0 POWERSHARES ETF TRUST DYN LSR %26 ENT 73935X757 547 14800 SH DFND 2 14800 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 4073 67796 SH DFND 2 67796 0 0 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 277 11366 SH DFND 2 11366 0 0 POWERSHARES ETF TRUST DYN BIOT %26 GEN 73935X856 1276 33323 SH DFND 2 33323 0 0 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 885 37879 SH DFND 2 37879 0 0 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 800 32678 SH DFND 2 32678 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 1147 55687 SH DFND 2 55687 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 88 11283 SH DFND 2 11283 0 0 POWERSHARES ETF TR II S%26P SMCP C DIS 73937B506 2494 51024 SH DFND 2 51024 0 0 POWERSHARES ETF TR II S%26P SMCP CONSU 73937B605 2031 33992 SH DFND 2 33992 0 0 POWERSHARES ETF TR II KBW BK PORT 73937B746 2555 77247 SH DFND 2 77247 0 0 POWERSHARES ETF TR II S%26P SMCP FIN P 73937B803 445 10891 SH DFND 2 10891 0 0 POWERSHARES ETF TR II S%26P500 HGH BET 73937B829 903 31391 SH DFND 2 31391 0 0 PRICE T ROWE GROUP INC COM 74144T108 277 3774 SH DFND 2 3774 0 0 PROCTER %26 GAMBLE CO COM 742718109 2285 27758 SH DFND 2 27758 0 0 PROLOGIS INC COM 74340W103 360 8155 SH DFND 2 8155 0 0 PROSHARES TR ULTRA JR MNRS NW 74347B466 1304 26460 SH DFND 2 26460 0 0 PROSHARES TR ULTPRO NASBIO NW 74347B474 1488 62870 SH DFND 2 62870 0 0 PROSHARES TR ULTRA MSCI BRAZI 74347B490 454 11749 SH DFND 2 11749 0 0 PROSHARES TR ULTPRO SHT NAS 74347B623 1138 31411 SH DFND 2 31411 0 0 PROSHARES TR ULTSHT HMEBUIL 74347B649 377 21449 SH DFND 2 21449 0 0 PROSHARES TR ULTSHT OIL GAS 74347B664 545 20198 SH DFND 2 20198 0 0 PROSHARES TR SHORT QQQ NEW 74347B714 1159 22037 SH DFND 2 22037 0 0 PROSHARES TR ULTSHT FINLS NEW 74347B748 1823 38188 SH DFND 2 38188 0 0 PROSHARES TR ULTSH NASD BIOT 74347B789 4485 102959 SH DFND 2 102959 0 0 PROSHARES TR PSHS ULT S%26P 500 74347R107 2330 36504 SH DFND 2 36504 0 0 PROSHARES TR SHRT HGH YIELD 74347R131 1304 47014 SH DFND 2 47014 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 3109 42125 SH DFND 2 42125 0 0 PROSHARES TR PSHS ULT NASB 74347R214 4477 109513 SH DFND 2 109513 0 0 PROSHARES TR PSHS ULTRA DOW30 74347R305 8183 123648 SH DFND 2 123648 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 1885 55494 SH DFND 2 55494 0 0 PROSHARES TR PSHS SHRT S%26P500 74347R503 423 20712 SH DFND 2 20712 0 0 PROSHARES TR PSHS ULTRA O%26G 74347R719 1619 52363 SH DFND 2 52363 0 0 PROSHARES TR PSHS ULT BASMATL 74347R776 878 22915 SH DFND 2 22915 0 0 PROSHARES TR PSHS SH MDCAP400 74347R800 928 59925 SH DFND 2 59925 0 0 PROSHARES TR PSHS ULTRUSS2000 74347R842 4228 55907 SH DFND 2 55907 0 0 PROSHARES TR II PSHS ULSSLVR NEW 74347W114 1541 31170 SH DFND 2 31170 0 0 PROSHARES TR II ULT BLMBRG NT GS 74347W296 280 25777 SH DFND 2 25777 0 0 PROSHARES TR II VIX MDTRM FUTR N 74347W338 1397 26432 SH DFND 2 26432 0 0 PROSHARES TR II ULSHT BLOOMB GAS 74347W387 988 4993 SH DFND 2 4993 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W569 3879 50708 SH DFND 2 50708 0 0 PROSHARES TR II ULTRA GOLD 74347W601 396 9982 SH DFND 2 9982 0 0 PROSHARES TR II ULSHT BLOOMB OIL 74347W668 2986 22792 SH DFND 2 22792 0 0 PROSHARES TR II PSH ULTRA EURO 74347W874 196 11619 SH DFND 2 11619 0 0 PROSHARES TR II ULTRASHRT EURO 74347W882 2619 112957 SH DFND 2 112957 0 0 PROSHARES TR ULTRA SH DOW30 74347X112 541 34008 SH DFND 2 34008 0 0 PROSHARES TR BASIC MAT NEW 74347X138 765 25496 SH DFND 2 25496 0 0 PROSHARES TR SHT MSCI NEW 74347X575 213 10746 SH DFND 2 10746 0 0 PROSHARES TR ULT R/EST NEW 74347X625 2011 17736 SH DFND 2 17736 0 0 PROSHARES TR ULTRA FNCLS NEW 74347X633 1405 21827 SH DFND 2 21827 0 0 PROSHARES TR UL MSCI JP ETF 74347X708 294 3850 SH DFND 2 3850 0 0 PROSHARES TR ULTR RUSSL2000 74347X799 2722 40150 SH DFND 2 40150 0 0 PROSHARES TR ULTRPRO DOW30 74347X823 1842 27568 SH DFND 2 27568 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 1409 13764 SH DFND 2 13764 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 6427 283765 SH DFND 2 283765 0 0 PROSHARES TR ULTRPRO S%26P500 74347X864 12460 196841 SH DFND 2 196841 0 0 PROSHARES TR ULT FTSE CHIN 50 74347X880 947 21951 SH DFND 2 21951 0 0 PROSHARES TR SHRT RUSSELL2000 74348A210 607 9780 SH DFND 2 9780 0 0 PROSHARES TR ULTSHT REAL EST 74348A244 986 25082 SH DFND 2 25082 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 9167 236620 SH DFND 2 236620 0 0 PROSHARES TR ULTPRO SHT RUSS 74348A335 1302 46290 SH DFND 2 46290 0 0 PROSHARES TR ULTSHT FT CH 50 74348A350 864 20321 SH DFND 2 20321 0 0 PROSHARES TR ULTPRO SHT MDCP 74348A392 1143 39694 SH DFND 2 39694 0 0 PROSHARES TR ULTSHT FTSE EURO 74348A434 819 13898 SH DFND 2 13898 0 0 PROSHARES TR ULTSHT MSCI JAP 74348A459 434 8278 SH DFND 2 8278 0 0 PROSHARES TR ULSH MSCIEAF NEW 74348A475 2685 64313 SH DFND 2 64313 0 0 PROSHARES TR ULT MSCIBZL CAPP 74348A673 3734 91867 SH DFND 2 91867 0 0 PUBLIC STORAGE COM 74460D109 788 2856 SH DFND 2 2856 0 0 QUALCOMM INC COM 747525103 1066 20853 SH DFND 2 20853 0 0 REALTY INCOME CORP COM 756109104 456 7296 SH DFND 2 7296 0 0 RELIANCE STEEL %26 ALUMINUM CO COM 759509102 339 4895 SH DFND 2 4895 0 0 REYNOLDS AMERICAN INC COM 761713106 315 6258 SH DFND 2 6258 0 0 RUCKUS WIRELESS INC COM 781220108 192 19530 SH DFND 2 19530 0 0 RYDEX ETF TRUST GUG S%26P500 PU VA 78355W304 775 15338 SH DFND 2 15338 0 0 SBA COMMUNICATIONS CORP COM 78388J106 535 5345 SH DFND 2 5345 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 44537 378718 SH DFND 2 378718 0 0 SPDR SERIES TRUST S%26P REGL BKG 78464A698 1968 52280 SH DFND 2 52280 0 0 SPDR SERIES TRUST OILGAS EQUIP 78464A748 1316 76071 SH DFND 2 76071 0 0 SPDR SERIES TRUST S%26P INS ETF 78464A789 568 8203 SH DFND 2 8203 0 0 SPDR SERIES TRUST S%26P SEMICNDCTR 78464A862 645 14474 SH DFND 2 14474 0 0 SPDR SER TR S%26P 500 BUYBCK 78468R820 1721 36647 SH DFND 2 36647 0 0 SALESFORCE COM INC COM 79466L302 240 3244 SH DFND 2 3244 0 0 SANDISK CORP COM 80004C101 255 3350 SH DFND 2 3350 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 6174 78106 SH DFND 2 78106 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3037 134939 SH DFND 2 134939 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1518 27358 SH DFND 2 27358 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3196 64409 SH DFND 2 64409 0 0 SHENANDOAH TELECOMMUNICATION COM 82312B106 257 9610 SH DFND 2 9610 0 0 SIMON PPTY GROUP INC NEW COM 828806109 655 3153 SH DFND 2 3153 0 0 SOUTHERN CO COM 842587107 311 6019 SH DFND 2 6019 0 0 SPOK HLDGS INC COM 84863T106 199 11370 SH DFND 2 11370 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 4739 468312 SH DFND 2 468312 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 1315 203308 SH DFND 2 203308 0 0 SPRINT CORP COM SER 1 85207U105 273 78575 SH DFND 2 78575 0 0 STANLEY BLACK %26 DECKER INC COM 854502101 303 2880 SH DFND 2 2880 0 0 STEEL DYNAMICS INC COM 858119100 256 11383 SH DFND 2 11383 0 0 STILLWATER MNG CO COM 86074Q102 155 14580 SH DFND 2 14580 0 0 SYSCO CORP COM 871829107 521 11142 SH DFND 2 11142 0 0 T MOBILE US INC COM 872590104 508 13259 SH DFND 2 13259 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 318 12147 SH DFND 2 12147 0 0 TARGET CORP COM 87612E106 292 3549 SH DFND 2 3549 0 0 TELEPHONE %26 DATA SYS INC COM NEW 879433829 331 10989 SH DFND 2 10989 0 0 TENARIS S A SPONSORED ADR 88031M109 229 9250 SH DFND 2 9250 0 0 TESLA MTRS INC CALL 88160R101 2573 11200 SH Call DFND 2 11200 0 0 TEXAS INSTRS INC COM 882508104 814 14175 SH DFND 2 14175 0 0 3M CO COM 88579Y101 860 5164 SH DFND 2 5164 0 0 TRAVELERS COMPANIES INC COM 89417E109 399 3421 SH DFND 2 3421 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 11565 480879 SH DFND 2 480879 0 0 UDR INC COM 902653104 206 5336 SH DFND 2 5336 0 0 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 3072 180170 SH DFND 2 180170 0 0 UBS AG LONDON BRH SER B LKD 46 90270L354 384 13862 SH DFND 2 13862 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 236 19256 SH DFND 2 19256 0 0 UNITED STATES CELLULAR CORP COM 911684108 229 5015 SH DFND 2 5015 0 0 UNITED STS COMMODITY IDX FDT CM REP COPP FD 911718104 587 40306 SH DFND 2 40306 0 0 UNITED STS COMMODITY IDX FDT COM UTS US AGR 911718203 1105 57923 SH DFND 2 57923 0 0 UNITED STS DIESEL HEATING OI UNIT 911783108 149 11777 SH DFND 2 11777 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 3858 397774 SH DFND 2 397774 0 0 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 420 25780 SH DFND 2 25780 0 0 UNITED STATES STL CORP NEW COM 912909108 399 24880 SH DFND 2 24880 0 0 UNITED TECHNOLOGIES CORP COM 913017109 534 5331 SH DFND 2 5331 0 0 UNITEDHEALTH GROUP INC COM 91324P102 219 1698 SH DFND 2 1698 0 0 V F CORP COM 918204108 250 3866 SH DFND 2 3866 0 0 VALE S A ADR 91912E105 72 17200 SH DFND 2 17200 0 0 VAN ECK MERK GOLD TR GOLD SHS 921078101 1868 152862 SH DFND 2 152862 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 220 2063 SH DFND 2 2063 0 0 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 258 2534 SH DFND 2 2534 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 255 2548 SH DFND 2 2548 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 493 7148 SH DFND 2 7148 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2444 70678 SH DFND 2 70678 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 236 5091 SH DFND 2 5091 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 598 6212 SH DFND 2 6212 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 487 5496 SH DFND 2 5496 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 2731 28959 SH DFND 2 28959 0 0 VENTAS INC COM 92276F100 396 6292 SH DFND 2 6292 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2917 27407 SH DFND 2 27407 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2902 53655 SH DFND 2 53655 0 0 VISA INC COM CL A 92826C839 670 8755 SH DFND 2 8755 0 0 VONAGE HLDGS CORP COM 92886T201 210 46045 SH DFND 2 46045 0 0 VORNADO RLTY TR SH BEN INT 929042109 289 3060 SH DFND 2 3060 0 0 WAL-MART STORES INC COM 931142103 1019 14877 SH DFND 2 14877 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 918 10896 SH DFND 2 10896 0 0 WELLTOWER INC COM 95040Q104 451 6511 SH DFND 2 6511 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 201 26208 SH DFND 2 26208 0 0 WISDOMTREE TR LARGECAP DIVID 97717W307 4530 61721 SH DFND 2 61721 0 0 YAHOO INC COM 984332106 371 10085 SH DFND 2 10085 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 578 5012 SH DFND 2 5012 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 132 16915 SH DFND 2 16915 0 0 SEADRILL LIMITED SHS G7945E105 65 19660 SH DFND 2 19660 0 0 CHUBB LIMITED COM H1467J104 213 1790 SH DFND 2 1790 0 0 BROADCOM LTD SHS Y09827109 603 3903 SH DFND 2 3903 0 0