Senior Vice President

0001533964-15-000014.txt : 20151007 0001533964-15-000014.hdr.sgml : 20151007 20151007160753 ACCESSION NUMBER: 0001533964-15-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151007 DATE AS OF CHANGE: 20151007 EFFECTIVENESS DATE: 20151007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial LLC CENTRAL INDEX KEY: 0001533964 IRS NUMBER: 452298174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14585 FILM NUMBER: 151149038 BUSINESS ADDRESS: STREET 1: 900 3RD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 900 3RD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533964 XXXXXXXX 09-30-2015 09-30-2015 Virtu Financial LLC

900 3RD AVENUE NEW YORK NY 10022

13F HOLDINGS REPORT 028-14585 N Venu Palaparthi Senior Vice President 212-418-0143 Venu Palaparthi, Senior Vice President New York NY 10-07-2015 2 308 770886 false 1 28-12744 VIRTU FINANCIAL CAPITAL MARKETS 2 28-13648 Virtu Financial BD LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALPS ETF TR SPROTT GL MINE 00162Q643 927 73301 SH DFND 2 73301 0 0 ALPS ETF TR SECTR DIV DOGS 00162Q858 877 25895 SH DFND 2 25895 0 0 ALASKA AIR GROUP INC COM 011659109 208 2622 SH DFND 2 2622 0 0 AMAZON COM INC PUT 023135106 1638 3200 SH Put DFND 2 3200 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 7964 481186 SH DFND 2 481186 0 0 APPLE INC CALL 037833100 2934 26600 SH Call DFND 2 26600 0 0 APPLE INC PUT 037833100 1522 13800 SH Put DFND 2 13800 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 123 14531 SH DFND 2 14531 0 0 BARCLAYS BANK PLC ETN DJUBS AGRI37 06739H206 201 5683 SH DFND 2 5683 0 0 BARCLAYS BANK PLC ETN DJUBSSOFT 38 06739H230 892 29510 SH DFND 2 29510 0 0 BARCLAYS BANK PLC ETN DJUBSCOTTN38 06739H271 209 5201 SH DFND 2 5201 0 0 BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 201 6034 SH DFND 2 6034 0 0 BARCLAYS BANK PLC ETN DJUBSLVSTK37 06739H743 411 16591 SH DFND 2 16591 0 0 BARCLAYS BK PLC IPATH S%26P MT ETN 06740C519 1376 105773 SH DFND 2 105773 0 0 BARCLAYS BK PLC US TRES STEEP 06740L477 331 9412 SH DFND 2 9412 0 0 BARCLAYS BK PLC 10 YR TREAS BULL 06740L493 357 4568 SH DFND 2 4568 0 0 BARCLAYS BK PLC 2 YR TREAS BEAR 06740L519 256 8543 SH DFND 2 8543 0 0 BARCLAYS BK PLC 30 YR TREAS BULL 06740L527 631 8379 SH DFND 2 8379 0 0 BARCLAYS BK PLC IPATH S%26P MLP 06742A750 369 18605 SH DFND 2 18605 0 0 BARCLAYS BK PLC ETN+ SEL MLP 06742C723 1433 69171 SH DFND 2 69171 0 0 BARCLAYS BK PLC OFI STEELPATH 06742K618 284 17740 SH DFND 2 17740 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2538 13 SH DFND 2 13 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 868 14643 SH DFND 2 14643 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 969 138603 SH DFND 2 138603 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 1464 21094 SH DFND 2 21094 0 0 CREDIT SUISSE AG NASSAU BRH EXCH TRAD SPVXSP 22539T100 1004 50835 SH DFND 2 50835 0 0 CREDIT SUISSE AG NASSAU BRH VELSHS DLY SHTRM 22539T423 17248 1416130 SH DFND 2 1416130 0 0 CREDIT SUISSE NASSAU BRH NT LKD 32 22542D399 14210 1338010 SH DFND 2 1338010 0 0 CREDIT SUISSE NASSAU BRH X LINK SILVER SH 22542D449 167 16775 SH DFND 2 16775 0 0 CREDIT SUISSE NASSAU BRH X LINK GOLD SHS 22542D480 519 47367 SH DFND 2 47367 0 0 CREDIT SUISSE NASSAU BRH VS 3XLNGNATGAS 22542D530 3317 424190 SH DFND 2 424190 0 0 CREDIT SUISSE NASSAU BRH VS 3XINV CRUDE 22542D548 11815 110945 SH DFND 2 110945 0 0 CREDIT SUISSE NASSAU BRH 3X INVERS SILV 22542D654 616 9031 SH DFND 2 9031 0 0 CREDIT SUISSE NASSAU BRH 3X INVERS GOLD 22542D670 235 2792 SH DFND 2 2792 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 17156 704542 SH DFND 2 704542 0 0 CREDIT SUISSE NASSAU BRH X LINK CUSH MLP 22542D852 824 40039 SH DFND 2 40039 0 0 CRESTWOOD MIDSTREAM PARTNERS UNIT LTD PARTNER 226378107 2518 407377 SH DFND 2 407377 0 0 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 4783 32269 SH DFND 2 32269 0 0 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 3433 34533 SH DFND 2 34533 0 0 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 1682 22607 SH DFND 2 22607 0 0 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 2381 29460 SH DFND 2 29460 0 0 DBX ETF TR XTRAK MSCI EAFE 233051200 298 11444 SH DFND 2 11444 0 0 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 370 15310 SH DFND 2 15310 0 0 DEPOMED INC COM 249908104 235 12478 SH DFND 2 12478 0 0 DEUTSCHE BK AG LDN BRH GOLD DOUBLE SHOR 25154H756 988 121466 SH DFND 2 121466 0 0 DEUTSCHE BK AG LONDON BRH DB CRUDE OIL DBL 25154K809 9609 94181 SH DFND 2 94181 0 0 DIREXION SHS ETF TR GLD MNRS BEAR 3X 25459W235 2813 112937 SH DFND 2 112937 0 0 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 763 9593 SH DFND 2 9593 0 0 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 222 3509 SH DFND 2 3509 0 0 DIREXION SHS ETF TR DL FTSE BLL 3X 25459W771 1490 84540 SH DFND 2 84540 0 0 DIREXION SHS ETF TR DLY DEV MKT BULL 25459W789 397 8608 SH DFND 2 8608 0 0 DIREXION SHS ETF TR DRX S%26P500BULL 25459W862 12800 185319 SH DFND 2 185319 0 0 DIREXION SHS ETF TR 7-10YR TR BEAR 25459Y108 609 20695 SH DFND 2 20695 0 0 DIREXION SHS ETF TR DLY RUSSIA BUL14 25459Y140 1026 75594 SH DFND 2 75594 0 0 DIREXION SHS ETF TR DLYJR GL MNR3X N 25459Y157 2858 380010 SH DFND 2 380010 0 0 DIREXION SHS ETF TR DLY S%26P500 2XS 25459Y165 807 27750 SH DFND 2 27750 0 0 DIREXION SHS ETF TR DLY MID CP BULL 25459Y173 1134 41392 SH DFND 2 41392 0 0 DIREXION SHS ETF TR SML CP BULL 2X 25459Y181 1171 43510 SH DFND 2 43510 0 0 DIREXION SHS ETF TR DAILY 7-10 YR TR 25459Y199 1072 23653 SH DFND 2 23653 0 0 DIREXION SHS ETF TR IBILLION INDEX 25459Y264 1256 55737 SH DFND 2 55737 0 0 DIREXION SHS ETF TR DLY S%26P 500 BEAR 25459Y371 14952 692865 SH DFND 2 692865 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25459Y389 4814 1665874 SH DFND 2 1665874 0 0 DIREXION SHS ETF TR DLY ENERBR3X NEW 25459Y454 1173 35698 SH DFND 2 35698 0 0 DIREXION SHS ETF TR DLY EMKT 3X NEW 25459Y470 1195 23844 SH DFND 2 23844 0 0 DIREXION SHS ETF TR DLY SC BEAR3XNEW 25459Y488 12148 916121 SH DFND 2 916121 0 0 DIREXION SHS ETF TR DLY JR GMNR BEAR 25459Y561 4478 464552 SH DFND 2 464552 0 0 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459Y686 630 52176 SH DFND 2 52176 0 0 DIREXION SHS ETF TR TOTAL MKT BEAR 25459Y819 426 20656 SH DFND 2 20656 0 0 DIREXION SHS ETF TR DLY SP500 BULL 25490K109 730 30705 SH DFND 2 30705 0 0 DIREXION SHS ETF TR DLY SMCP BULL 25490K208 1107 47174 SH DFND 2 47174 0 0 DIREXION SHS ETF TR FTSE DVMKT BUL 25490K307 1207 48808 SH DFND 2 48808 0 0 DIREXION SHS ETF TR FTSE EM BULL 25490K406 1016 48520 SH DFND 2 48520 0 0 DIREXION SHS ETF TR OIL GAS BEAR3X 25490K729 449 4834 SH DFND 2 4834 0 0 DIREXION SHS ETF TR SP BIOTCH BR3X 25490K745 2398 42032 SH DFND 2 42032 0 0 DIREXION SHS ETF TR SEMICONDUCT BEAR 25490K778 319 5430 SH DFND 2 5430 0 0 DIREXION SHS ETF TR MD CP BEAR 3X NW 25490K810 3133 61912 SH DFND 2 61912 0 0 DIREXION SHS ETF TR NT GS BLL 3X NEW 25490K828 233 68663 SH DFND 2 68663 0 0 DIREXION SHS ETF TR CSI 300 BULL2X 25490K869 1118 62422 SH DFND 2 62422 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 585 8827 SH DFND 2 8827 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 309 3519 SH DFND 2 3519 0 0 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 1280 23133 SH DFND 2 23133 0 0 ETFS GOLD TR SHS 26922Y105 5894 54062 SH DFND 2 54062 0 0 ETFS PALLADIUM TR SH BEN INT 26923A106 794 12614 SH DFND 2 12614 0 0 ETFS WHITE METALS BASKET TR PHY WM BSK SHS 26923B104 339 12124 SH DFND 2 12124 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 854 34534 SH DFND 2 34534 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1603 39042 SH DFND 2 39042 0 0 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 29336U107 370 23500 SH DFND 2 23500 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2495 100193 SH DFND 2 100193 0 0 FEDEX CORP COM 31428X106 473 3286 SH DFND 2 3286 0 0 FIDELITY MSCI HLTH CARE I 316092600 2041 64130 SH DFND 2 64130 0 0 FIDELITY MSCI INFO TECH I 316092808 5109 168839 SH DFND 2 168839 0 0 FIDELITY MSCI UTILS INDEX 316092865 506 18338 SH DFND 2 18338 0 0 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 1899 18743 SH DFND 2 18743 0 0 FIRST TR S%26P REIT INDEX FD COM 33734G108 727 34800 SH DFND 2 34800 0 0 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3230 77229 SH DFND 2 77229 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 2344 68397 SH DFND 2 68397 0 0 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1222 84828 SH DFND 2 84828 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4286 190915 SH DFND 2 190915 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1075 18465 SH DFND 2 18465 0 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 242 9358 SH DFND 2 9358 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 688 21750 SH DFND 2 21750 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 1415 62536 SH DFND 2 62536 0 0 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 1685 35037 SH DFND 2 35037 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 4915 55068 SH DFND 2 55068 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 692 18044 SH DFND 2 18044 0 0 GLOBAL X FDS GLOBX SUPDV US 37950E291 1962 81526 SH DFND 2 81526 0 0 GOOGLE INC CALL 38259P508 511 800 SH Call DFND 2 800 0 0 GOOGLE INC PUT 38259P508 830 1300 SH Put DFND 2 1300 0 0 GOOGLE INC CALL 38259P706 973 1600 SH Call DFND 2 1600 0 0 GOOGLE INC PUT 38259P706 1764 2900 SH Put DFND 2 2900 0 0 GRUPO SIMEC S A B DE C V ADR 400491106 86 11576 SH DFND 2 11576 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 2776 106684 SH DFND 2 106684 0 0 GRUPO AEROPORTUARIO CTR NORT SPON ADR 400501102 1442 36356 SH DFND 2 36356 0 0 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 1291 14867 SH DFND 2 14867 0 0 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 2668 17519 SH DFND 2 17519 0 0 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 551 75039 SH DFND 2 75039 0 0 ISHARES GOLD TRUST ISHARES 464285105 163 15116 SH DFND 2 15116 0 0 ISHARES MSCI CDA ETF 464286509 3793 164915 SH DFND 2 164915 0 0 ISHARES MSCI EURZONE ETF 464286608 1538 44784 SH DFND 2 44784 0 0 ISHARES MSCI PAC JP ETF 464286665 953 25995 SH DFND 2 25995 0 0 ISHARES TR S%26P 100 ETF 464287101 7086 83581 SH DFND 2 83581 0 0 ISHARES TR SELECT DIVID ETF 464287168 972 13363 SH DFND 2 13363 0 0 ISHARES TR CORE S%26P500 ETF 464287200 3056 15859 SH DFND 2 15859 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 3428 104564 SH DFND 2 104564 0 0 ISHARES TR MSCI EAFE ETF 464287465 1687 29428 SH DFND 2 29428 0 0 ISHARES TR RUS MD CP GR ETF 464287481 672 7589 SH DFND 2 7589 0 0 ISHARES TR PHLX SEMICND ETF 464287523 3999 49093 SH DFND 2 49093 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 11696 38560 SH DFND 2 38560 0 0 ISHARES TR U.S. UTILITS ETF 464287697 1099 10184 SH DFND 2 10184 0 0 ISHARES TR U.S. TELECOM ETF 464287713 215 7950 SH DFND 2 7950 0 0 ISHARES TR U.S. TECH ETF 464287721 1210 12236 SH DFND 2 12236 0 0 ISHARES TR U.S. INDS ETF 464287754 2847 29535 SH DFND 2 29535 0 0 ISHARES TR US HLTHCARE ETF 464287762 4077 29140 SH DFND 2 29140 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 1306 15280 SH DFND 2 15280 0 0 ISHARES TR U.S. FINLS ETF 464287788 2746 32652 SH DFND 2 32652 0 0 ISHARES TR U.S. ENERGY ETF 464287796 1538 44810 SH DFND 2 44810 0 0 ISHARES TR EUROPE ETF 464287861 527 13248 SH DFND 2 13248 0 0 ISHARES TR MRGSTR SM CP ETF 464288505 450 3560 SH DFND 2 3560 0 0 ISHARES TR MRGSTR SM CP GR 464288604 263 2042 SH DFND 2 2042 0 0 ISHARES TR MRNING SM CP ETF 464288703 316 2812 SH DFND 2 2812 0 0 ISHARES TR U.S. MED DVC ETF 464288810 1142 10262 SH DFND 2 10262 0 0 ISHARES TR US HLTHCR PR ETF 464288828 1369 11055 SH DFND 2 11055 0 0 ISHARES TR US OIL EQ%26SV ETF 464288844 496 13638 SH DFND 2 13638 0 0 ISHARES TR US OIL%26GS EX ETF 464288851 367 6613 SH DFND 2 6613 0 0 ISHARES SILVER TRUST CALL 46428Q109 200 14400 SH Call DFND 2 14400 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 849 12196 SH DFND 2 12196 0 0 ISHARES TR HDG MSCI GERMN 46434V704 439 19360 SH DFND 2 19360 0 0 ISHARES TR HDG MSCI EAFE 46434V803 1584 64445 SH DFND 2 64445 0 0 ISHARES TR MSCI CDA ETF 46435G706 788 34975 SH DFND 2 34975 0 0 ISHARES TR MSCI ITALY ETF 46435G821 562 24594 SH DFND 2 24594 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 286 3151 SH DFND 2 3151 0 0 LINKEDIN CORP COM CL A 53578A108 766 4027 SH DFND 2 4027 0 0 LINKEDIN CORP CALL 53578A108 228 1200 SH Call DFND 2 1200 0 0 LINKEDIN CORP PUT 53578A108 1008 5300 SH Put DFND 2 5300 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1461 24306 SH DFND 2 24306 0 0 MANNKIND CORP COM 56400P201 37 11562 SH DFND 2 11562 0 0 MARKET VECTORS ETF TR MKT VECTR WIDE 57060U134 1132 40539 SH DFND 2 40539 0 0 MARKET VECTORS ETF TR PHARMACEUTICAL 57060U217 2209 35076 SH DFND 2 35076 0 0 MARKET VECTORS ETF TR RETAIL ETF 57060U225 1239 16854 SH DFND 2 16854 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 5847 298459 SH DFND 2 298459 0 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 1332 31044 SH DFND 2 31044 0 0 MERK GOLD TR SHS BEN INT 590055109 3366 303436 SH DFND 2 303436 0 0 MORGAN STANLEY CUSHNG MLP ETN 61760E846 226 26055 SH DFND 2 26055 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 327 16350 SH DFND 2 16350 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 550 12263 SH DFND 2 12263 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 886 30278 SH DFND 2 30278 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1442 47451 SH DFND 2 47451 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 70309 690929 SH DFND 2 690929 0 0 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 839 20886 SH DFND 2 20886 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 377 8615 SH DFND 2 8615 0 0 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 1411 111222 SH DFND 2 111222 0 0 POWERSHARES ETF TRUST TECH SECT PORT 73935X344 1072 27787 SH DFND 2 27787 0 0 POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 1011 18769 SH DFND 2 18769 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 438 4795 SH DFND 2 4795 0 0 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 745 25439 SH DFND 2 25439 0 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 2575 91931 SH DFND 2 91931 0 0 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 1882 78622 SH DFND 2 78622 0 0 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 575 25921 SH DFND 2 25921 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 1270 37273 SH DFND 2 37273 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 390 18661 SH DFND 2 18661 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 1142 100655 SH DFND 2 100655 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 4923 134586 SH DFND 2 134586 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 11160 444638 SH DFND 2 444638 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 387 17589 SH DFND 2 17589 0 0 POWERSHARES ETF TRUST II KBW HG YLD FIN 73936Q793 207 9417 SH DFND 2 9417 0 0 POWERSHARES ETF TR II S%26P SMCP C DIS 73937B506 267 5580 SH DFND 2 5580 0 0 POWERSHARES ETF TR II S%26P SMCP CONSU 73937B605 706 12899 SH DFND 2 12899 0 0 POWERSHARES ETF TR II S%26P600 LOVL PT 73937B639 450 13900 SH DFND 2 13900 0 0 POWERSHARES ETF TR II S%26P400 LOVL PT 73937B647 564 17393 SH DFND 2 17393 0 0 POWERSHARES ETF TR II S%26P SMCP FIN P 73937B803 411 10180 SH DFND 2 10180 0 0 POWERSHARES ETF TR II S%26P500 HGH BET 73937B829 2432 85509 SH DFND 2 85509 0 0 PRICELINE GRP INC COM NEW 741503403 832 673 SH DFND 2 673 0 0 PRICELINE GRP INC PUT 741503403 1237 1000 SH Put DFND 2 1000 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 22677 974102 SH DFND 2 974102 0 0 PROSHARES TR ULTPRO SHT NAS 74347B623 1084 33063 SH DFND 2 33063 0 0 PROSHARES TR ULT HOMEBUILDS 74347B656 610 34846 SH DFND 2 34846 0 0 PROSHARES TR ULT OIL GAS EX 74347B672 332 38158 SH DFND 2 38158 0 0 PROSHARES TR ULTSHT FINLS NEW 74347B748 536 10161 SH DFND 2 10161 0 0 PROSHARES TR ULTSH NASD BIOT 74347B789 5611 145550 SH DFND 2 145550 0 0 PROSHARES TR PSHS ULT S%26P 500 74347R107 14192 255246 SH DFND 2 255246 0 0 PROSHARES TR ULTR 7-10 TREA 74347R180 511 8784 SH DFND 2 8784 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 672 10335 SH DFND 2 10335 0 0 PROSHARES TR PSHS ULT NASB 74347R214 3236 55533 SH DFND 2 55533 0 0 PROSHARES TR PSHS SHTFINL ETF 74347R230 660 36510 SH DFND 2 36510 0 0 PROSHARES TR PSHS ULTRA DOW30 74347R305 370 6612 SH DFND 2 6612 0 0 PROSHARES TR PSHS ULT MCAP400 74347R404 4621 71065 SH DFND 2 71065 0 0 PROSHARES TR PSHS SHRT S%26P500 74347R503 2885 128147 SH DFND 2 128147 0 0 PROSHARES TR PSHS ULT BASMATL 74347R776 2554 84014 SH DFND 2 84014 0 0 PROSHARES TR PSHS ULTRUSS2000 74347R842 2024 27118 SH DFND 2 27118 0 0 PROSHARES TR II ULT BLMBRG NT GS 74347W296 826 25650 SH DFND 2 25650 0 0 PROSHARES TR II ULT VIX SHRT 74347W312 3180 56833 SH DFND 2 56833 0 0 PROSHARES TR II VIX MDTRM FUTR N 74347W338 2243 35364 SH DFND 2 35364 0 0 PROSHARES TR II ULTRA SILVER NEW 74347W353 846 27705 SH DFND 2 27705 0 0 PROSHARES TR II ULSHT BLOOMB GAS 74347W387 2670 27572 SH DFND 2 27572 0 0 PROSHARES TR II ULTRASHRT NEW 74347W395 4609 43220 SH DFND 2 43220 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W569 1276 14528 SH DFND 2 14528 0 0 PROSHARES TR II ULTRA GOLD 74347W601 1715 51622 SH DFND 2 51622 0 0 PROSHARES TR II SHT VIX ST TRM 74347W627 32881 690207 SH DFND 2 690207 0 0 PROSHARES TR II ULSHT BLOOMB OIL 74347W668 393 4556 SH DFND 2 4556 0 0 PROSHARES TR ULTRA SH DOW30 74347X112 4477 195597 SH DFND 2 195597 0 0 PROSHARES TR ULT R/EST NEW 74347X625 5631 61029 SH DFND 2 61029 0 0 PROSHARES TR ULTRA FNCLS NEW 74347X633 357 5553 SH DFND 2 5553 0 0 PROSHARES TR SHRT RL EST FD 74347X641 812 38778 SH DFND 2 38778 0 0 PROSHARES TR UL MSCI JP ETF 74347X708 2054 26554 SH DFND 2 26554 0 0 PROSHARES TR ULTRPRO DOW30 74347X823 1589 30089 SH DFND 2 30089 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 1631 66516 SH DFND 2 66516 0 0 PROSHARES TR ULTRPRO S%26P500 74347X864 15788 302111 SH DFND 2 302111 0 0 PROSHARES TR ULT FTSE CHIN 50 74347X880 992 20974 SH DFND 2 20974 0 0 PROSHARES TR SHRT RUSSELL2000 74348A210 9458 145424 SH DFND 2 145424 0 0 PROSHARES TR ULTSHT REAL EST 74348A244 810 15373 SH DFND 2 15373 0 0 PROSHARES TR ULTSHT GLD MIN 74348A269 569 17074 SH DFND 2 17074 0 0 PROSHARES TR ULTRA JR MINER 74348A277 332 35963 SH DFND 2 35963 0 0 PROSHARES TR ULTSHT JR MIN 74348A285 837 33630 SH DFND 2 33630 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 1843 42480 SH DFND 2 42480 0 0 PROSHARES TR ULTPRO SHT RUSS 74348A335 7320 212795 SH DFND 2 212795 0 0 PROSHARES TR ULTPRO SHT MDCP 74348A392 847 22037 SH DFND 2 22037 0 0 PROSHARES TR ULTRAPRO SH NW14 74348A418 13404 510238 SH DFND 2 510238 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 4320 116672 SH DFND 2 116672 0 0 PROSHARES TR ULSH MSCIEAF NEW 74348A475 1818 40620 SH DFND 2 40620 0 0 PROSHARES TR PSHS ULDOW30 NEW 74348A590 3098 130006 SH DFND 2 130006 0 0 RYDER SYS INC COM 783549108 211 2849 SH DFND 2 2849 0 0 RYDEX ETF TRUST GUG S%26P500 EQ WT 78355W106 1684 22891 SH DFND 2 22891 0 0 RYDEX ETF TRUST GUG S%26P500 PU VA 78355W304 3277 68576 SH DFND 2 68576 0 0 SPDR GOLD TRUST CALL 78463V107 513 4800 SH Call DFND 2 4800 0 0 SPDR SERIES TRUST S%26P REGL BKG 78464A698 339 8239 SH DFND 2 8239 0 0 SPDR SERIES TRUST S%26P OILGAS EXP 78464A730 706 21498 SH DFND 2 21498 0 0 SPDR SERIES TRUST OILGAS EQUIP 78464A748 309 17363 SH DFND 2 17363 0 0 SPDR SERIES TRUST S%26P METALS MNG 78464A755 1356 81103 SH DFND 2 81103 0 0 SPDR SERIES TRUST S%26P DIVID ETF 78464A763 1080 14972 SH DFND 2 14972 0 0 SPDR SERIES TRUST S%26P SEMICNDCTR 78464A862 638 16917 SH DFND 2 16917 0 0 SPDR SERIES TRUST S%26P BIOTECH 78464A870 7681 123382 SH DFND 2 123382 0 0 SPDR SERIES TRUST S%26P HOMEBUILD 78464A888 554 16186 SH DFND 2 16186 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 3010 18511 SH DFND 2 18511 0 0 SPDR S%26P MIDCAP 400 ETF TR UTSER1 S%26PDCRP 78467Y107 5227 21002 SH DFND 2 21002 0 0 SPDR SER TR S%26P 500 BUYBCK 78468R820 752 16708 SH DFND 2 16708 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 627 13527 SH DFND 2 13527 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 262 5726 SH DFND 2 5726 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1235 24713 SH DFND 2 24713 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 314 15537 SH DFND 2 15537 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9654 145765 SH DFND 2 145765 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2077 44008 SH DFND 2 44008 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 12284 200722 SH DFND 2 200722 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 319 10828 SH DFND 2 10828 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 416 10352 SH DFND 2 10352 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 7809 851598 SH DFND 2 851598 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 383 67542 SH DFND 2 67542 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 2263 331265 SH DFND 2 331265 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 855 29832 SH DFND 2 29832 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 364 7645 SH DFND 2 7645 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 551 26564 SH DFND 2 26564 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 913 31435 SH DFND 2 31435 0 0 TESLA MTRS INC COM 88160R101 272 1096 SH DFND 2 1096 0 0 TESLA MTRS INC CALL 88160R101 1341 5400 SH Call DFND 2 5400 0 0 TESLA MTRS INC PUT 88160R101 1764 7100 SH Put DFND 2 7100 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 485 10768 SH DFND 2 10768 0 0 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 452 19175 SH DFND 2 19175 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 308 11392 SH DFND 2 11392 0 0 UBS AG LONDON BRH ETRACS MTH2XRE 90269A302 847 58868 SH DFND 2 58868 0 0 UNITED PARCEL SERVICE INC CL B 911312106 274 2781 SH DFND 2 2781 0 0 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 234 5597 SH DFND 2 5597 0 0 UNITED STS COMMODITY IDX FDT CM REP COPP FD 911718104 580 37168 SH DFND 2 37168 0 0 UNITED STS COMMODITY IDX FDT COM UTS US AGR 911718203 1159 58907 SH DFND 2 58907 0 0 UNITED STS DIESEL HEATING OI UNIT 911783108 491 26731 SH DFND 2 26731 0 0 UNITED STS GASOLINE FD LP UNITS 91201T102 888 28058 SH DFND 2 28058 0 0 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 1650 142149 SH DFND 2 142149 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 19411 1322282 SH DFND 2 1322282 0 0 UNITED STS SHORT OIL FD LP UNITS 912613205 1416 22191 SH DFND 2 22191 0 0 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 469 22794 SH DFND 2 22794 0 0 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 309 27448 SH DFND 2 27448 0 0 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 273 2816 SH DFND 2 2816 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 921932844 590 6703 SH DFND 2 6703 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1721 18727 SH DFND 2 18727 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 215 3437 SH DFND 2 3437 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 528 9544 SH DFND 2 9544 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 300 3536 SH DFND 2 3536 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 3226 69694 SH DFND 2 69694 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 393 4504 SH DFND 2 4504 0 0 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 442 5000 SH DFND 2 5000 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 286 2944 SH DFND 2 2944 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 561 7193 SH DFND 2 7193 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 344 3608 SH DFND 2 3608 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 686 7760 SH DFND 2 7760 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1125 14893 SH DFND 2 14893 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4872 49352 SH DFND 2 49352 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 615 13128 SH DFND 2 13128 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 1220 38207 SH DFND 2 38207 0 0 WISDOMTREE TR LARGECAP DIVID 97717W307 4407 65568 SH DFND 2 65568 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 220 2503 SH DFND 2 2503 0 0