0001533964-14-000008.txt : 20140522 0001533964-14-000008.hdr.sgml : 20140522 20140522152110 ACCESSION NUMBER: 0001533964-14-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140522 DATE AS OF CHANGE: 20140522 EFFECTIVENESS DATE: 20140522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial LLC CENTRAL INDEX KEY: 0001533964 IRS NUMBER: 452298174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14585 FILM NUMBER: 14863471 BUSINESS ADDRESS: STREET 1: 645 MADISON AVE. STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 645 MADISON AVE. STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533964 XXXXXXXX 03-31-2014 03-31-2014 Virtu Financial LLC

645 MADISON AVE. NEW YORK NY 10022

13F HOLDINGS REPORT 028-14585 N Chris Concannon 212-418-0116 Chris Concannon, Partner New York NY 05-22-2014 2 384 726699 false 1 28-12744 VIRTU FINANCIAL CAPITAL MARKETS 2 28-13648 Virtu Financial BD LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AGL RES INC COM 001204106 255 5202 SH DFND 2 5202 0 0 ALPS ETF TR EQUAL SEC ETF 00162Q205 4606 88381 SH DFND 2 88381 0 0 AT%26T INC COM 00206R102 733 20890 SH DFND 2 20890 0 0 ADVISORSHARES TR RANGER EQUITY BE 00768Y883 694 54479 SH DFND 2 54479 0 0 ADVANCED MICRO DEVICES INC COM 007903107 69 17256 SH DFND 2 17256 0 0 ALCOA INC COM 013817101 149 11569 SH DFND 2 11569 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 533 3506 SH DFND 2 3506 0 0 ALLSTATE CORP COM 020002101 216 3820 SH DFND 2 3820 0 0 ALTERA CORP COM 021441100 249 6858 SH DFND 2 6858 0 0 ALTRIA GROUP INC COM 02209S103 346 9256 SH DFND 2 9256 0 0 AMAZON COM INC COM 023135106 3935 11694 SH DFND 2 11694 0 0 AMAZON COM INC PUT 023135106 4307 12800 SH Put DFND 2 12800 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 12932 650505 SH DFND 2 650505 0 0 AMERICAN ELEC PWR INC COM 025537101 324 6394 SH DFND 2 6394 0 0 AMGEN INC COM 031162100 839 6804 SH DFND 2 6804 0 0 ANADARKO PETE CORP COM 032511107 288 3397 SH DFND 2 3397 0 0 ANALOG DEVICES INC COM 032654105 356 6707 SH DFND 2 6707 0 0 APACHE CORP COM 037411105 341 4110 SH DFND 2 4110 0 0 APPLE INC COM 037833100 926 1725 SH DFND 2 1725 0 0 APPLE INC CALL 037833100 644 1200 SH Call DFND 2 1200 0 0 APPLE INC PUT 037833100 2201 4100 SH Put DFND 2 4100 0 0 APPLIED MATLS INC COM 038222105 334 16333 SH DFND 2 16333 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 467 9164 SH DFND 2 9164 0 0 ATWOOD OCEANICS INC COM 050095108 205 4070 SH DFND 2 4070 0 0 BB%26T CORP COM 054937107 453 11272 SH DFND 2 11272 0 0 BGC PARTNERS INC CL A 05541T101 109 16686 SH DFND 2 16686 0 0 BAKER HUGHES INC COM 057224107 828 12732 SH DFND 2 12732 0 0 BARCLAYS BK PLC ETN DJUBS IND MT 06738G407 555 19724 SH DFND 2 19724 0 0 BARCLAYS BANK PLC ETN DJUBS AGRI37 06739H206 549 10076 SH DFND 2 10076 0 0 BARCLAYS BANK PLC ETN DJUBSCOTTN38 06739H271 714 12269 SH DFND 2 12269 0 0 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 1159 33048 SH DFND 2 33048 0 0 BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 569 11283 SH DFND 2 11283 0 0 BARCLAYS BK PLC S%26P 500 VEQTOR 06740C337 560 3800 SH DFND 2 3800 0 0 BARCLAYS BK PLC US TRES STEEP 06740L477 396 10039 SH DFND 2 10039 0 0 BARCLAYS BK PLC US TRES FLATT 06740L485 913 15988 SH DFND 2 15988 0 0 BARCLAYS BK PLC 10 YR TREAS BULL 06740L493 441 6580 SH DFND 2 6580 0 0 BARCLAYS BK PLC IPATH INVS%26P STF 06740L592 1409 36668 SH DFND 2 36668 0 0 BARCLAYS BK PLC IPTH PURE COCA 06740P130 235 5432 SH DFND 2 5432 0 0 BARCLAYS BK PLC IPTH CRUDE OIL 06740P221 1039 23954 SH DFND 2 23954 0 0 BARCLAYS BK PLC IPTH NAT GAS 06740P239 597 19421 SH DFND 2 19421 0 0 BARCLAYS BK PLC BARC ETN+SHILL 06742A669 317 4624 SH DFND 2 4624 0 0 BAXTER INTL INC COM 071813109 254 3456 SH DFND 2 3456 0 0 BECTON DICKINSON %26 CO COM 075887109 226 1929 SH DFND 2 1929 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 55643 297 SH DFND 2 297 0 0 BIOGEN IDEC INC COM 09062X103 714 2334 SH DFND 2 2334 0 0 BOEING CO COM 097023105 624 4973 SH DFND 2 4973 0 0 BROADCOM CORP CL A 111320107 367 11656 SH DFND 2 11656 0 0 CMS ENERGY CORP COM 125896100 229 7827 SH DFND 2 7827 0 0 CVS CAREMARK CORPORATION COM 126650100 455 6083 SH DFND 2 6083 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 646 10466 SH DFND 2 10466 0 0 CATERPILLAR INC DEL COM 149123101 426 4286 SH DFND 2 4286 0 0 CELGENE CORP COM 151020104 828 5932 SH DFND 2 5932 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 9334 739005 SH DFND 2 739005 0 0 CENTURYLINK INC COM 156700106 308 9391 SH DFND 2 9391 0 0 CHEVRON CORP NEW COM 166764100 1416 11906 SH DFND 2 11906 0 0 CHUBB CORP COM 171232101 245 2749 SH DFND 2 2749 0 0 CIMAREX ENERGY CO COM 171798101 204 1714 SH DFND 2 1714 0 0 CINCINNATI BELL INC NEW COM 171871106 75 21597 SH DFND 2 21597 0 0 CINCINNATI FINL CORP COM 172062101 232 4764 SH DFND 2 4764 0 0 CITIGROUP INC COM NEW 172967424 1615 33921 SH DFND 2 33921 0 0 CLOROX CO DEL COM 189054109 270 3072 SH DFND 2 3072 0 0 COCA COLA CO COM 191216100 490 12678 SH DFND 2 12678 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 2557 24230 SH DFND 2 24230 0 0 COLGATE PALMOLIVE CO COM 194162103 203 3123 SH DFND 2 3123 0 0 COMERICA INC COM 200340107 210 4053 SH DFND 2 4053 0 0 CONOCOPHILLIPS COM 20825C104 858 12200 SH DFND 2 12200 0 0 CONSOLIDATED EDISON INC COM 209115104 211 3942 SH DFND 2 3942 0 0 CONSTELLATION BRANDS INC CL A 21036P108 242 2851 SH DFND 2 2851 0 0 CONTROLADORA VUELA CIA DE AV SPON ADR RP 10 21240E105 558 67229 SH DFND 2 67229 0 0 CREDIT SUISSE AG NASSAU BRH EXCHTRADE MIDTER 22539T621 723 12686 SH DFND 2 12686 0 0 CREDIT SUISSE NASSAU BRH ETN LKD 32 22542D571 999 42429 SH DFND 2 42429 0 0 CREDIT SUISSE NASSAU BRH 3X INVERS SILV 22542D654 715 15126 SH DFND 2 15126 0 0 CREDIT SUISSE NASSAU BRH 3X INVERS GOLD 22542D670 435 6550 SH DFND 2 6550 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 8651 273694 SH DFND 2 273694 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX MDTERM 22542D829 1617 41045 SH DFND 2 41045 0 0 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 445 2713 SH DFND 2 2713 0 0 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 5854 63035 SH DFND 2 63035 0 0 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 1278 14207 SH DFND 2 14207 0 0 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 12810 135514 SH DFND 2 135514 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 7191 52862 SH DFND 2 52862 0 0 CURRENCYSHARES EURO TR CALL 23130C108 6026 44300 SH Call DFND 2 44300 0 0 CURRENCYSHARES EURO TR PUT 23130C108 6013 44200 SH Put DFND 2 44200 0 0 DTE ENERGY CO COM 233331107 309 4165 SH DFND 2 4165 0 0 DENBURY RES INC COM NEW 247916208 172 10487 SH DFND 2 10487 0 0 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 1152 40682 SH DFND 2 40682 0 0 DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 904 136310 SH DFND 2 136310 0 0 DEUTSCHE BK AG LONDON BRH PS CRD OIL ETN 25154K809 3404 105015 SH DFND 2 105015 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 410 8404 SH DFND 2 8404 0 0 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 682 7149 SH DFND 2 7149 0 0 DIREXION SHS ETF TR GLD MNRS BEAR 3X 25459W235 3396 131428 SH DFND 2 131428 0 0 DIREXION SHS ETF TR DL RUSSIA BEAR 25459W284 463 28306 SH DFND 2 28306 0 0 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 1091 20256 SH DFND 2 20256 0 0 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 2230 45033 SH DFND 2 45033 0 0 DIREXION SHS ETF TR DL FTSE BLL 3X 25459W771 1759 75766 SH DFND 2 75766 0 0 DIREXION SHS ETF TR DLY DEV MKT BULL 25459W789 2014 27519 SH DFND 2 27519 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 847 10843 SH DFND 2 10843 0 0 DIREXION SHS ETF TR DRX S%26P500BULL 25459W862 11717 177204 SH DFND 2 177204 0 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 448 4895 SH DFND 2 4895 0 0 DIREXION SHS ETF TR DL FTSE BEA 3X 25459Y272 251 6796 SH DFND 2 6796 0 0 DIREXION SHS ETF TR DLY FTS BUL 3X 25459Y280 251 6180 SH DFND 2 6180 0 0 DIREXION SHS ETF TR DLY SEMICONDUCT 25459Y314 1242 46033 SH DFND 2 46033 0 0 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y363 743 15811 SH DFND 2 15811 0 0 DIREXION SHS ETF TR DLY JPN BULL 3X 25459Y413 423 10116 SH DFND 2 10116 0 0 DIREXION SHS ETF TR DLY TECBEARX NEW 25459Y439 507 26599 SH DFND 2 26599 0 0 DIREXION SHS ETF TR DLYFINBEAR3X NEW 25459Y447 1349 69229 SH DFND 2 69229 0 0 DIREXION SHS ETF TR DLY EMKT 3X NEW 25459Y470 2042 51692 SH DFND 2 51692 0 0 DIREXION SHS ETF TR DLY SC BEAR3XNEW 25459Y488 17493 1120622 SH DFND 2 1120622 0 0 DIREXION SHS ETF TR DRX DLYBRZB 3X 25459Y546 346 17704 SH DFND 2 17704 0 0 DIREXION SHS ETF TR DLY JR GMNR BEAR 25459Y561 424 16327 SH DFND 2 16327 0 0 DIREXION SHS ETF TR DLY RUSSIA BUL 25459Y645 863 53013 SH DFND 2 53013 0 0 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 582 10224 SH DFND 2 10224 0 0 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459Y686 5632 215718 SH DFND 2 215718 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 1668 17637 SH DFND 2 17637 0 0 DIREXION SHS ETF TR HEALTHCARE BUL 25459Y876 1723 21490 SH DFND 2 21490 0 0 DISNEY WALT CO COM DISNEY 254687106 455 5680 SH DFND 2 5680 0 0 DOMINION RES INC VA NEW COM 25746U109 426 5998 SH DFND 2 5998 0 0 DOW CHEM CO COM 260543103 412 8474 SH DFND 2 8474 0 0 DU PONT E I DE NEMOURS %26 CO COM 263534109 756 11263 SH DFND 2 11263 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 386 5418 SH DFND 2 5418 0 0 EOG RES INC COM 26875P101 279 1421 SH DFND 2 1421 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 725 5250 SH DFND 2 5250 0 0 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 3420 49522 SH DFND 2 49522 0 0 ETFS SILVER TR SILVER SHS 26922X107 1419 72674 SH DFND 2 72674 0 0 ETFS GOLD TR SHS 26922Y105 1922 15249 SH DFND 2 15249 0 0 ETFS PALLADIUM TR SH BEN INT 26923A106 3848 50928 SH DFND 2 50928 0 0 ETFS WHITE METALS BASKET TR PHY WM BSK SHS 26923B104 1302 33064 SH DFND 2 33064 0 0 EDISON INTL COM 281020107 309 5455 SH DFND 2 5455 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 220 4700 SH DFND 2 4700 0 0 EXELON CORP COM 30161N101 219 6537 SH DFND 2 6537 0 0 EXXON MOBIL CORP COM 30231G102 1685 17250 SH DFND 2 17250 0 0 FMC TECHNOLOGIES INC COM 30249U101 489 9353 SH DFND 2 9353 0 0 FIFTH THIRD BANCORP COM 316773100 293 12758 SH DFND 2 12758 0 0 FIRST TR US IPO INDEX FD SHS 336920103 4831 105267 SH DFND 2 105267 0 0 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 3986 51973 SH DFND 2 51973 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 2396 40585 SH DFND 2 40585 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1529 30023 SH DFND 2 30023 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 3011 32297 SH DFND 2 32297 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 166 10662 SH DFND 2 10662 0 0 FREEPORT-MCMORAN COPPER %26 GO COM 35671D857 265 8006 SH DFND 2 8006 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 214 37578 SH DFND 2 37578 0 0 GENERAL ELECTRIC CO COM 369604103 435 16788 SH DFND 2 16788 0 0 GENERAL MLS INC COM 370334104 276 5319 SH DFND 2 5319 0 0 GILEAD SCIENCES INC COM 375558103 629 8877 SH DFND 2 8877 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 39 10500 SH DFND 2 10500 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 527 3216 SH DFND 2 3216 0 0 GOOGLE INC CL A 38259P508 330 296 SH DFND 2 296 0 0 GRUPO SIMEC S A B DE C V ADR 400491106 644 56240 SH DFND 2 56240 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 3090 92812 SH DFND 2 92812 0 0 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 4378 35700 SH DFND 2 35700 0 0 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 598 48644 SH DFND 2 48644 0 0 HALLIBURTON CO COM 406216101 1571 26674 SH DFND 2 26674 0 0 HELMERICH %26 PAYNE INC COM 423452101 760 7067 SH DFND 2 7067 0 0 HESS CORP COM 42809H107 224 2700 SH DFND 2 2700 0 0 HOLLYFRONTIER CORP COM 436106108 260 5467 SH DFND 2 5467 0 0 HOME DEPOT INC COM 437076102 512 6465 SH DFND 2 6465 0 0 HONEYWELL INTL INC COM 438516106 274 2949 SH DFND 2 2949 0 0 HUNTINGTON BANCSHARES INC COM 446150104 224 22493 SH DFND 2 22493 0 0 INDUSTRIAS BACHOCO S A B DE SPON ADR B 456463108 280 6416 SH DFND 2 6416 0 0 INTEL CORP COM 458140100 1674 64868 SH DFND 2 64868 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 274 4598 SH DFND 2 4598 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 852 4427 SH DFND 2 4427 0 0 ISHARES GOLD TRUST ISHARES 464285105 10222 821694 SH DFND 2 821694 0 0 ISHARES MSCI CDA ETF 464286509 9927 335937 SH DFND 2 335937 0 0 ISHARES MSCI PAC JP ETF 464286665 288 5990 SH DFND 2 5990 0 0 ISHARES MSCI EMG MKT ETF 464287234 1256 30645 SH DFND 2 30645 0 0 ISHARES NA NAT RES 464287374 2287 51606 SH DFND 2 51606 0 0 ISHARES 7-10 Y TR BD ETF 464287440 350 3445 SH DFND 2 3445 0 0 ISHARES PHLX SEMICND ETF 464287523 8145 102209 SH DFND 2 102209 0 0 ISHARES RUS 1000 VAL ETF 464287598 434 4493 SH DFND 2 4493 0 0 ISHARES RUS 1000 GRW ETF 464287614 1998 23084 SH DFND 2 23084 0 0 ISHARES RUS 1000 ETF 464287622 225 2152 SH DFND 2 2152 0 0 ISHARES RUS 2000 VAL ETF 464287630 5595 55480 SH DFND 2 55480 0 0 ISHARES RUS 2000 GRW ETF 464287648 7815 57439 SH DFND 2 57439 0 0 ISHARES RUSSELL 2000 ETF 464287655 19754 169796 SH DFND 2 169796 0 0 ISHARES U.S. REAL ES ETF 464287739 313 4632 SH DFND 2 4632 0 0 ISHARES U.S. INDS ETF 464287754 1316 13079 SH DFND 2 13079 0 0 ISHARES U.S. FIN SVC ETF 464287770 1801 21214 SH DFND 2 21214 0 0 ISHARES CORE S%26P SCP ETF 464287804 445 4036 SH DFND 2 4036 0 0 ISHARES RESID RL EST CAP 464288562 1472 29389 SH DFND 2 29389 0 0 ISHARES MRNING SM CP ETF 464288703 247 2000 SH DFND 2 2000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 795 41728 SH DFND 2 41728 0 0 ISHARES INC CORE MSCI EMKT 46434G103 226 4611 SH DFND 2 4611 0 0 JPMORGAN CHASE %26 CO COM 46625H100 400 6595 SH DFND 2 6595 0 0 JPMORGAN CHASE %26 CO ALERIAN ML ETN 46625H365 15232 327279 SH DFND 2 327279 0 0 JOHNSON %26 JOHNSON COM 478160104 985 10029 SH DFND 2 10029 0 0 KLA-TENCOR CORP COM 482480100 240 3478 SH DFND 2 3478 0 0 KEYCORP NEW COM 493267108 238 16681 SH DFND 2 16681 0 0 KIMBERLY CLARK CORP COM 494368103 324 2939 SH DFND 2 2939 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 222 3100 SH DFND 2 3100 0 0 LAM RESEARCH CORP COM 512807108 202 3668 SH DFND 2 3668 0 0 LEXICON PHARMACEUTICALS INC COM 528872104 29 16788 SH DFND 2 16788 0 0 LILLY ELI %26 CO COM 532457108 220 3740 SH DFND 2 3740 0 0 LOCKHEED MARTIN CORP COM 539830109 420 2572 SH DFND 2 2572 0 0 LORILLARD INC COM 544147101 202 3739 SH DFND 2 3739 0 0 M %26 T BK CORP COM 55261F104 424 3492 SH DFND 2 3492 0 0 MANNKIND CORP COM 56400P201 49 12078 SH DFND 2 12078 0 0 MARATHON OIL CORP COM 565849106 254 7162 SH DFND 2 7162 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 27042 1145861 SH DFND 2 1145861 0 0 MARKET VECTORS ETF TR PHARMACEUTICAL 57060U217 1496 25629 SH DFND 2 25629 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 2931 81112 SH DFND 2 81112 0 0 MCDERMOTT INTL INC COM 580037109 100 12826 SH DFND 2 12826 0 0 MCDONALDS CORP COM 580135101 797 8132 SH DFND 2 8132 0 0 MEDTRONIC INC COM 585055106 205 3329 SH DFND 2 3329 0 0 MERCK %26 CO INC NEW COM 58933Y105 590 10401 SH DFND 2 10401 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 220 4616 SH DFND 2 4616 0 0 MICRON TECHNOLOGY INC COM 595112103 320 13510 SH DFND 2 13510 0 0 MONSANTO CO NEW COM 61166W101 323 2843 SH DFND 2 2843 0 0 MORGAN STANLEY CUSHNG MLP ETN 61760E846 303 17020 SH DFND 2 17020 0 0 MURPHY OIL CORP COM 626717102 237 3763 SH DFND 2 3763 0 0 MYLAN INC COM 628530107 456 9342 SH DFND 2 9342 0 0 NII HLDGS INC CL B NEW 62913F201 50 41952 SH DFND 2 41952 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1158 14868 SH DFND 2 14868 0 0 NETFLIX INC COM 64110L106 1031 2928 SH DFND 2 2928 0 0 NETFLIX INC PUT 64110L106 1197 3400 SH Put DFND 2 3400 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 178 11071 SH DFND 2 11071 0 0 NEWMONT MINING CORP COM 651639106 255 10883 SH DFND 2 10883 0 0 NEXTERA ENERGY INC COM 65339F101 494 5168 SH DFND 2 5168 0 0 NIKE INC CL B 654106103 332 4500 SH DFND 2 4500 0 0 NISOURCE INC COM 65473P105 221 6212 SH DFND 2 6212 0 0 NORTHEAST UTILS COM 664397106 311 6838 SH DFND 2 6838 0 0 NORTHROP GRUMMAN CORP COM 666807102 295 2395 SH DFND 2 2395 0 0 NVIDIA CORP COM 67066G104 217 12139 SH DFND 2 12139 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 318 3336 SH DFND 2 3336 0 0 OCEANEERING INTL INC COM 675232102 384 5342 SH DFND 2 5342 0 0 OIL STS INTL INC COM 678026105 282 2858 SH DFND 2 2858 0 0 PG%26E CORP COM 69331C108 260 6016 SH DFND 2 6016 0 0 PNC FINL SVCS GROUP INC COM 693475105 381 4384 SH DFND 2 4384 0 0 PPL CORP COM 69351T106 314 9461 SH DFND 2 9461 0 0 PATTERSON UTI ENERGY INC COM 703481101 389 12278 SH DFND 2 12278 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 244 16403 SH DFND 2 16403 0 0 PEPSICO INC COM 713448108 347 4150 SH DFND 2 4150 0 0 PFIZER INC COM 717081103 499 15550 SH DFND 2 15550 0 0 PHILIP MORRIS INTL INC COM 718172109 437 5335 SH DFND 2 5335 0 0 PINNACLE WEST CAP CORP COM 723484101 248 4539 SH DFND 2 4539 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 23503 268051 SH DFND 2 268051 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 551 21083 SH DFND 2 21083 0 0 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 2435 65374 SH DFND 2 65374 0 0 POWERSHARES ETF TRUST DYN LSR %26 ENT 73935X757 916 26810 SH DFND 2 26810 0 0 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 353 14213 SH DFND 2 14213 0 0 POWERSHARES ETF TRUST DYN BIOT %26 GEN 73935X856 1892 45444 SH DFND 2 45444 0 0 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 213 8127 SH DFND 2 8127 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 1330 45425 SH DFND 2 45425 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 6021 145505 SH DFND 2 145505 0 0 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 4615 141003 SH DFND 2 141003 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 3371 117771 SH DFND 2 117771 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 3923 91219 SH DFND 2 91219 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 1997 73825 SH DFND 2 73825 0 0 POWERSHARES ETF TR II S%26P SMCP C DIS 73937B506 349 7240 SH DFND 2 7240 0 0 POWERSHARES ETF TR II S%26P SMCP CONSU 73937B605 388 7752 SH DFND 2 7752 0 0 POWERSHARES ETF TR II S%26P600 LOVL PT 73937B639 1656 52131 SH DFND 2 52131 0 0 POWERSHARES ETF TR II S%26P SMCP FIN P 73937B803 879 22283 SH DFND 2 22283 0 0 POWERSHARES ETF TR II S%26P500 HGH BET 73937B829 970 31178 SH DFND 2 31178 0 0 POWERSHARES ETF TR II S%26P SMCP IT PO 73937B860 461 10185 SH DFND 2 10185 0 0 PRAXAIR INC COM 74005P104 342 2608 SH DFND 2 2608 0 0 PRECIDIAN ETFS TR MAXIS NIKKEI 74016W106 646 37769 SH DFND 2 37769 0 0 PRICELINE COM INC CALL 741503403 1311 1100 SH Call DFND 2 1100 0 0 PRICELINE COM INC PUT 741503403 1311 1100 SH Put DFND 2 1100 0 0 PROCTER %26 GAMBLE CO COM 742718109 867 10758 SH DFND 2 10758 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 9019 318125 SH DFND 2 318125 0 0 PROSHARES TR PSHS SHTFINL ETF 74347R230 783 39129 SH DFND 2 39129 0 0 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 265 9325 SH DFND 2 9325 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 2850 86691 SH DFND 2 86691 0 0 PROSHARES TR PSHS SH MSCI EMR 74347R396 2626 99276 SH DFND 2 99276 0 0 PROSHARES TR PSHS ULT MCAP400 74347R404 3467 52232 SH DFND 2 52232 0 0 PROSHARES TR PSHS SHORT DOW30 74347R701 791 30420 SH DFND 2 30420 0 0 PROSHARES TR PSHS ULTRA O%26G 74347R719 5557 78341 SH DFND 2 78341 0 0 PROSHARES TR PSHS ULT BASMATL 74347R776 1918 37787 SH DFND 2 37787 0 0 PROSHARES TR PSHS SH MDCAP400 74347R800 2160 121349 SH DFND 2 121349 0 0 PROSHARES TR PSHS ULTRUSS2000 74347R842 3383 39225 SH DFND 2 39225 0 0 PROSHARES TR II PSHS ULSSLVR NEW 74347W114 344 4084 SH DFND 2 4084 0 0 PROSHARES TR II PSHS ULDJUBS NEW 74347W122 2068 45636 SH DFND 2 45636 0 0 PROSHARES TR II VIX STRMFUT ETF 74347W361 3287 116989 SH DFND 2 116989 0 0 PROSHARES TR II UL DJUBSNATG NEW 74347W387 819 18741 SH DFND 2 18741 0 0 PROSHARES TR II ULTRASHRT NEW 74347W395 574 6421 SH DFND 2 6421 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W569 7260 107361 SH DFND 2 107361 0 0 PROSHARES TR II ULTRA GOLD 74347W601 1869 40336 SH DFND 2 40336 0 0 PROSHARES TR II SHT VIX ST TRM 74347W627 3598 58061 SH DFND 2 58061 0 0 PROSHARES TR II ULT DJ UBS CRUDE 74347W650 858 24824 SH DFND 2 24824 0 0 PROSHARES TR II VIX MDTRM FUTR 74347W684 2503 135316 SH DFND 2 135316 0 0 PROSHARES TR BASIC MAT NEW 74347X138 1066 33393 SH DFND 2 33393 0 0 PROSHARES TR PSHS ULTSHT FINL 74347X146 569 34758 SH DFND 2 34758 0 0 PROSHARES TR SHT MSCI NEW 74347X575 1603 79385 SH DFND 2 79385 0 0 PROSHARES TR ULT R/EST NEW 74347X625 4609 58108 SH DFND 2 58108 0 0 PROSHARES TR ULTRA FNCLS NEW 74347X633 779 6377 SH DFND 2 6377 0 0 PROSHARES TR UL MSCI JP ETF 74347X708 870 11104 SH DFND 2 11104 0 0 PROSHARES TR ULTR RUSSL2000 74347X799 5997 66860 SH DFND 2 66860 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 419 13812 SH DFND 2 13812 0 0 PROSHARES TR ULTRPRO S%26P500 74347X864 594 5945 SH DFND 2 5945 0 0 PROSHARES TR ULT FTSE CHINA25 74347X880 696 14023 SH DFND 2 14023 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 6115 133314 SH DFND 2 133314 0 0 PROSHARES TR ULTPRO SHT RUSS 74348A335 3046 76950 SH DFND 2 76950 0 0 PROSHARES TR ULTSHT FTSE CHN 74348A350 1899 28426 SH DFND 2 28426 0 0 PROSHARES TR ULTPRO SHT MDCP 74348A392 2349 48357 SH DFND 2 48357 0 0 PROSHARES TR ULTRAPRO SH NW14 74348A418 5278 95766 SH DFND 2 95766 0 0 PROSHARES TR ULTSHT FTSE EURO 74348A434 2152 38028 SH DFND 2 38028 0 0 PROSHARES TR ULSH MSCIEAF NEW 74348A475 233 5641 SH DFND 2 5641 0 0 PROSHARES TR ULSH 20YRTRE NEW 74348A491 886 11886 SH DFND 2 11886 0 0 PROSHARES TR ULSHOIL%26GASNEW13 74348A525 4445 94474 SH DFND 2 94474 0 0 PROSHARES TR REAL EST NEW 11 74348A871 1668 92569 SH DFND 2 92569 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 334 8756 SH DFND 2 8756 0 0 RAYTHEON CO COM NEW 755111507 207 2098 SH DFND 2 2098 0 0 REGIONS FINL CORP NEW COM 7591EP100 252 22690 SH DFND 2 22690 0 0 REYNOLDS AMERICAN INC COM 761713106 251 4693 SH DFND 2 4693 0 0 SPDR S%26P 500 ETF TR TR UNIT 78462F103 42205 225645 SH DFND 2 225645 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 5854 47357 SH DFND 2 47357 0 0 SPDR SERIES TRUST S%26P OILGAS EXP 78464A730 1094 15224 SH DFND 2 15224 0 0 SPDR SERIES TRUST S%26P DIVID ETF 78464A763 802 10906 SH DFND 2 10906 0 0 SPDR SERIES TRUST S%26P HOMEBUILD 78464A888 445 13676 SH DFND 2 13676 0 0 SPDR S%26P MIDCAP 400 ETF TR UTSER1 S%26PDCRP 78467Y107 29834 119064 SH DFND 2 119064 0 0 SALIX PHARMACEUTICALS INC COM 795435106 202 1953 SH DFND 2 1953 0 0 SCANA CORP NEW COM 80589M102 283 5519 SH DFND 2 5519 0 0 SCHLUMBERGER LTD COM 806857108 2683 27517 SH DFND 2 27517 0 0 SEARS HLDGS CORP COM 812350106 915 19163 SH DFND 2 19163 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 564 13088 SH DFND 2 13088 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2357 105516 SH DFND 2 105516 0 0 SEMPRA ENERGY COM 816851109 289 2982 SH DFND 2 2982 0 0 SOUTHERN CO COM 842587107 401 9127 SH DFND 2 9127 0 0 SPECTRA ENERGY CORP COM 847560109 245 6623 SH DFND 2 6623 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 1528 143167 SH DFND 2 143167 0 0 SPRINT CORP COM SER 1 85207U105 128 13906 SH DFND 2 13906 0 0 SUNTRUST BKS INC COM 867914103 274 6893 SH DFND 2 6893 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 410 13332 SH DFND 2 13332 0 0 SYNOVUS FINL CORP COM 87161C105 57 16887 SH DFND 2 16887 0 0 TECO ENERGY INC COM 872375100 210 12272 SH DFND 2 12272 0 0 TJX COS INC NEW COM 872540109 227 3750 SH DFND 2 3750 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1163 58116 SH DFND 2 58116 0 0 TARGET CORP COM 87612E106 240 3961 SH DFND 2 3961 0 0 TENARIS S A SPONSORED ADR 88031M109 482 10900 SH DFND 2 10900 0 0 TESLA MTRS INC CALL 88160R101 688 3300 SH Call DFND 2 3300 0 0 TESLA MTRS INC PUT 88160R101 563 2700 SH Put DFND 2 2700 0 0 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 639 18445 SH DFND 2 18445 0 0 TEUCRIUM COMMODITY TR SOYBEAN FD 88166A607 524 21308 SH DFND 2 21308 0 0 TEXAS INSTRS INC COM 882508104 306 6482 SH DFND 2 6482 0 0 3M CO COM 88579Y101 735 5417 SH DFND 2 5417 0 0 TORCHMARK CORP COM 891027104 210 2674 SH DFND 2 2674 0 0 TRAVELERS COMPANIES INC COM 89417E109 500 5872 SH DFND 2 5872 0 0 TYSON FOODS INC CL A 902494103 240 5447 SH DFND 2 5447 0 0 US BANCORP DEL COM NEW 902973304 678 15820 SH DFND 2 15820 0 0 UNITED PARCEL SERVICE INC CL B 911312106 309 3175 SH DFND 2 3175 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 413 9600 SH DFND 2 9600 0 0 UNITED STS COMMODITY IDX FDT COM UTS US AGR 911718203 1449 56712 SH DFND 2 56712 0 0 UNITED STS COMMODITY IDX FDT COM UNIT US ML 911718302 1675 77489 SH DFND 2 77489 0 0 UNITED STS DIESEL HEATING OI UNIT 911783108 1582 47851 SH DFND 2 47851 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 2089 57079 SH DFND 2 57079 0 0 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 932 21141 SH DFND 2 21141 0 0 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 606 30925 SH DFND 2 30925 0 0 UNITED TECHNOLOGIES CORP COM 913017109 663 5678 SH DFND 2 5678 0 0 UNITEDHEALTH GROUP INC COM 91324P102 429 5233 SH DFND 2 5233 0 0 VALERO ENERGY CORP NEW COM 91913Y100 297 5601 SH DFND 2 5601 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 921932844 265 2914 SH DFND 2 2914 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 970 10471 SH DFND 2 10471 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2609 44255 SH DFND 2 44255 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1240 11724 SH DFND 2 11724 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 479 4759 SH DFND 2 4759 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 555 6066 SH DFND 2 6066 0 0 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 529 6070 SH DFND 2 6070 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 1015 11591 SH DFND 2 11591 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 501 5822 SH DFND 2 5822 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 555 11669 SH DFND 2 11669 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 329 4659 SH DFND 2 4659 0 0 VISA INC COM CL A 92826C839 845 3915 SH DFND 2 3915 0 0 VONAGE HLDGS CORP COM 92886T201 73 17016 SH DFND 2 17016 0 0 WAL-MART STORES INC COM 931142103 720 9414 SH DFND 2 9414 0 0 WALGREEN CO COM 931422109 256 3878 SH DFND 2 3878 0 0 WASTE MGMT INC DEL COM 94106L109 234 5573 SH DFND 2 5573 0 0 WELLS FARGO %26 CO NEW COM 949746101 362 7281 SH DFND 2 7281 0 0 WILLIAMS COS INC DEL COM 969457100 207 5089 SH DFND 2 5089 0 0 WINDSTREAM HLDGS INC COM 97382A101 158 19117 SH DFND 2 19117 0 0 WISCONSIN ENERGY CORP COM 976657106 281 6040 SH DFND 2 6040 0 0 XCEL ENERGY INC COM 98389B100 264 8698 SH DFND 2 8698 0 0 XILINX INC COM 983919101 341 6291 SH DFND 2 6291 0 0 ENDO INTL PLC SHS G30401106 230 3352 SH DFND 2 3352 0 0 ENSCO PLC SHS CLASS A G3157S106 674 12775 SH DFND 2 12775 0 0 NABORS INDUSTRIES LTD SHS G6359F103 517 20989 SH DFND 2 20989 0 0 NOBLE CORP PLC SHS USD G65431101 425 12994 SH DFND 2 12994 0 0 ROWAN COMPANIES PLC SHS CL A G7665A101 366 10864 SH DFND 2 10864 0 0 SEADRILL LIMITED SHS G7945E105 577 16400 SH DFND 2 16400 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 212 5080 SH DFND 2 5080 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 424 24418 SH DFND 2 24418 0 0 TRANSOCEAN LTD REG SHS H8817H100 597 14444 SH DFND 2 14444 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 462 4948 SH DFND 2 4948 0 0 CORE LABORATORIES N V COM N22717107 318 1602 SH DFND 2 1602 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 252 2832 SH DFND 2 2832 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 268 4168 SH DFND 2 4168 0 0