0001580642-15-000328.txt : 20150126 0001580642-15-000328.hdr.sgml : 20150126 20150126140047 ACCESSION NUMBER: 0001580642-15-000328 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150126 DATE AS OF CHANGE: 20150126 EFFECTIVENESS DATE: 20150126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Institute for Wealth Management, LLC. CENTRAL INDEX KEY: 0001533954 IRS NUMBER: 200013572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14899 FILM NUMBER: 15547957 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 877-572-3500 MAIL ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001533954 XXXXXXXX 12-31-2014 12-31-2014 Institute for Wealth Management, LLC.

1776 LINCOLN STREET SUITE 950 DENVER CO 80203

13F HOLDINGS REPORT 028-14899 N Jeff Jorgensen 720-956-3183 /s/ Jeff Jorgensen Denver CO 01-23-2015 0 26 95128 false INFORMATION TABLE 2 aci_13f.xml SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1684 9467 SH SOLE 0 0 0 9467 SPDR S&P 500 ETF TR TR UNIT 78462F103 28233 137361 SH SOLE 0 0 0 137361 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4011 84950 SH SOLE 0 0 0 84950 ISHARES TR U.S. FINLS ETF 464287788 2175 24110 SH SOLE 0 0 0 24110 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1685 34682 SH SOLE 0 0 0 34682 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1778 71900 SH SOLE 0 0 0 71900 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1729 30560 SH SOLE 0 0 0 30560 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3461 83698 SH SOLE 0 0 0 83698 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3403 70188 SH SOLE 0 0 0 70188 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1771 25897 SH SOLE 0 0 0 25897 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1767 24488 SH SOLE 0 0 0 24488 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2806 34572 SH SOLE 0 0 0 34572 ISHARES TR 1-3 YR TR BD ETF 464287457 2162 25597 SH SOLE 0 0 0 25597 ISHARES TR 7-10 Y TR BD ETF 464287440 2137 20161 SH SOLE 0 0 0 20161 ISHARES TR CORE US AGGBD ET 464287226 7584 68866 SH SOLE 0 0 0 68866 VANGUARD INDEX FDS REIT ETF 922908553 4714 58200 SH SOLE 0 0 0 58200 VANGUARD WORLD FDS UTILITIES ETF 92204A876 232 2265 SH SOLE 0 0 0 2265 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 2127 193691 SH SOLE 0 0 0 193691 ISHARES IBOXX HI YD ETF 464288513 3198 35687 SH SOLE 0 0 0 35687 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1568 28347 SH SOLE 0 0 0 28347 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 3259 58596 SH SOLE 0 0 0 58596 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2266 12025 SH SOLE 0 0 0 12025 FIRST TR EXCH TRD ALPHA FD I JAPAN ALPHADEX 33737J158 2272 50337 SH SOLE 0 0 0 50337 ISHARES TR CMBS ETF 46429B366 1551 30300 SH SOLE 0 0 0 30300 ISHARES GLB HGH YLD ETF 464286178 509 10234 SH SOLE 0 0 0 10234 POWERSHARES ACTIVE MNG ETF T S&P500 DWNHDGE 73935B805 7046 253171 SH SOLE 0 0 0 253171