Chief Operating Officer

0001085146-18-000564.txt : 20180212 0001085146-18-000564.hdr.sgml : 20180212 20180212162203 ACCESSION NUMBER: 0001085146-18-000564 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180212 EFFECTIVENESS DATE: 20180212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Institute for Wealth Management, LLC. CENTRAL INDEX KEY: 0001533954 IRS NUMBER: 200013572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14899 FILM NUMBER: 18596627 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 877-572-3500 MAIL ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533954 XXXXXXXX 12-31-2017 12-31-2017 Institute for Wealth Management, LLC.

1776 LINCOLN STREET SUITE 950 DENVER CO 80203

13F HOLDINGS REPORT 028-14899 N Jeff Jorgensen Chief Operating Officer 720 956-3183 /s/ Jeff Jorgensen Denver CO 02-08-2018 0 396 433235 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABSCOM0028241003235657SHSOLE 000ABBVIE INCCOM00287Y109124512846SHSOLE 000ABERDEEN AUSTRALIA EQTY FD ICOM00301110311317770SHSOLE 000ADOBE SYS INCCOM00724F101427324343SHSOLE 000AEGON N VNY REGISTRY SH00792410352282461SHSOLE 0039382AETNA INC NEWCOM00817Y1082081162SHSOLE 000AFLAC INCCOM001055102150917182SHSOLE 000AKAMAI TECHNOLOGIES INCCOM00971T101338452008SHSOLE 0025654ALASKA AIR GROUP INCCOM0116591096669053SHSOLE 000ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1028254789SHSOLE 000ALLIANZGI CONV & INCOME FDCOM0188281037510459SHSOLE 000ALLIANZGI EQUITY & CONV INCOCOM01882910145721737SHSOLE 000ALLSTATE CORPCOM0200021014344147SHSOLE 000ALPS ETF TRALERIAN MLP00162Q8661339124421SHSOLE 000ALTABA INCCOM021346101297042653SHSOLE 000ALTRIA GROUP INCCOM02209S103139519619SHSOLE 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006639SELECT SECTOR SPDR TRSBI MATERIALS81369Y100130421325SHSOLE 0010483SELECT SECTOR SPDR TRTECHNOLOGY81369Y803362856256SHSOLE 0021818SERVICENOW INCCOM81762P1022782129SHSOLE 000SHERWIN WILLIAMS COCOM824348106231561SHSOLE 000SKYWORKS SOLUTIONS INCCOM83088M1025956275SHSOLE 000SOLARCITY CORPNOTE 2.750%11/083416TAA82525000PRNSOLE 000SOUTHERN NATL BANCORP OF VACOM84339510480550345SHSOLE 000SOUTHWEST AIRLS COCOM844741108145022113SHSOLE 000SPDR DOW JONES INDL AVRG ETFUT SER 178467X1096052448SHSOLE 001094SPDR GOLD TRUSTGOLD SHS78463V1072201772SHSOLE 000SPDR S&P 500 ETF TRTR UNIT78462F1031136341989SHSOLE 0019961SPDR SER TRPRTFLO S&P500 HI78468R78854514559SHSOLE 000SPDR SERIES TRUSTBLMBRG BRC CNVRT78464A35956011082SHSOLE 000SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A4173589745SHSOLE 000SPDR SERIES TRUSTS&P BK ETF78464A7972004178SHSOLE 000SPDR SERIES TRUSTS&P DIVID ETF78464A7633263452SHSOLE 000SPDR SERIES TRUSTS&P HOMEBUILD78464A88884118921SHSOLE 000SPDR SERIES TRUSTS&P REGL 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CORPCOM9078181084153105SHSOLE 000UNITED PARCEL SERVICE INCCL B911312106136311439SHSOLE 000UNITED RENTALS INCCOM911363109193311266SHSOLE 000US BANCORP DELCOM NEW90297330464012020SHSOLE 000V F CORPCOM9182041082122868SHSOLE 000VAIL RESORTS INCCOM91879Q1094722218SHSOLE 000VANECK VECTORS ETF TRFALLEN ANGEL HG92189F437179659840SHSOLE 0029734VANGUARD BD INDEX FD INCSHORT TRM BOND921937827166221028SHSOLE 0013018VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378354405388SHSOLE 005388VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J407165330483SHSOLE 0019181VANGUARD INDEX FDSMCAP GR IDXVIP922908538318724785SHSOLE 009945VANGUARD INDEX FDSS&P 500 ETF SHS9229083632037080594SHSOLE 0045038VANGUARD INDEX FDSSM CP VAL ETF9229086119387068SHSOLE 007068VANGUARD INDEX FDSTOTAL STK MKT922908769281320307SHSOLE 007951VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858290761835SHSOLE 0024618VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874295949371SHSOLE 0016206VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF922042866377551270SHSOLE 0022697VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF922042718161313422SHSOLE 005442VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870311335710SHSOLE 0018188VANGUARD SCOTTSDALE FDSLG-TERM COR BD92206C8135445684SHSOLE 005684VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409440550893SHSOLE 0023828VANGUARD SPECIALIZED FUNDSDIV APP ETF921908844239023106SHSOLE 007377VANGUARD WHITEHALL FDS INCEMERG MKT BD ETF921946885223127811SHSOLE 0014279VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464064375111SHSOLE 000VANGUARD WHITEHALL FDS INCINTL HIGH ETF921946794194228460SHSOLE 0012384VANGUARD WORLD FDSCONSUM DIS ETF92204A1089426042SHSOLE 006042VANGUARD WORLD FDSCONSUM STP ETF92204A2079156267SHSOLE 006267VANGUARD WORLD FDSENERGY ETF92204A3063553371SHSOLE 000VANGUARD WORLD FDSFINANCIALS ETF92204A405259936276SHSOLE 0014642VANGUARD WORLD FDSHEALTH CAR ETF92204A504290718380SHSOLE 006119VANGUARD WORLD FDSINDUSTRIAL ETF92204A6039616749SHSOLE 006749VANGUARD WORLD FDSINF TECH ETF92204A70210306251SHSOLE 006251VANGUARD WORLD FDSMATERIALS ETF92204A8019887229SHSOLE 007229VANGUARD WORLD FDSUTILITIES ETF92204A8769267944SHSOLE 007944VERIZON COMMUNICATIONS INCCOM92343V104162030645SHSOLE 000VERTEX PHARMACEUTICALS INCCOM92532F1007434966SHSOLE 000VISA INCCOM CL A92826C839133211644SHSOLE 000WABCO HLDGS INCCOM92927K1023432395SHSOLE 000WAL-MART STORES INCCOM9311421034984968SHSOLE 000WASTE MGMT INC DELCOM94106L109128114820SHSOLE 000WELLS FARGO CO NEWCOM94974610168011195SHSOLE 000WESTERN DIGITAL CORPCOM9581021055476862SHSOLE 000WEYERHAEUSER COCOM96216610478222230SHSOLE 000WISDOMTREE TRCBOE S&P 50097717X5603649125645SHSOLE 0062574WISDOMTREE TRDYNAMIC CRN EQ97717X255161149556SHSOLE 0024938WISDOMTREE TRINTL DIV EX FINL97717W7862365390SHSOLE 000WISDOMTREE TRINTL LRGCAP DV97717W79477615355SHSOLE 000WISDOMTREE TRJAPN HEDGE EQT97717W85161710442SHSOLE 000WISDOMTREE TRUS DIVID EX FNCL97717W40688610078SHSOLE 000WISDOMTREE TRUS EARNINGS 50097717W58835511415SHSOLE 000WISDOMTREE TRUS HIGH DIVIDEND97717W20889912317SHSOLE 004449WISDOMTREE TRUS MIDCAP DIVID97717W50555615734SHSOLE 000WISDOMTREE TRUS MIDCP EARNING97717W57057314372SHSOLE 000WISDOMTREE TRUS TOTAL DIVIDND97717W1096296731SHSOLE 000WYNN RESORTS LTDCOM9831341074732827SHSOLE 000XILINX INCCOM98391910171310594SHSOLE 000ZOETIS INCCL A98978V10399713877SHSOLE 000