0000910472-14-001639.txt : 20140411 0000910472-14-001639.hdr.sgml : 20140411 20140411135240 ACCESSION NUMBER: 0000910472-14-001639 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140411 DATE AS OF CHANGE: 20140411 EFFECTIVENESS DATE: 20140411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Institute for Wealth Management, LLC. CENTRAL INDEX KEY: 0001533954 IRS NUMBER: 200013572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14899 FILM NUMBER: 14759485 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 877-572-3500 MAIL ADDRESS: STREET 1: 1776 LINCOLN STREET STREET 2: SUITE 950 CITY: DENVER STATE: CO ZIP: 80203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001533954 XXXXXXXX 03-31-2014 03-31-2014 Institute for Wealth Management, LLC.

1776 LINCOLN STREET SUITE 950 DENVER CO 80203

13F HOLDINGS REPORT 028-14899 N Armin K. Sarabi 303-572-3500 Armin K. Sarabi Denver CO 04-10-2014 0 70 116762 false INFORMATION TABLE 2 aci_13f.xml SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1652 10056 SH SOLE 0 0 0 10056 ISHARES MSCI JAPAN ETF 464286848 102 8990 SH SOLE 0 0 0 8990 ISHARES S&P MC 400VL ETF 464287705 147 1222 SH SOLE 0 0 0 1222 ISHARES RUS 1000 ETF 464287622 27 256 SH SOLE 0 0 0 256 ISHARES RUSSELL 2000 ETF 464287655 18 157 SH SOLE 0 0 0 157 ISHARES U.S. REAL ES ETF 464287739 5977 88329 SH SOLE 0 0 0 88329 SPDR S&P 500 ETF TR TR UNIT 78462F103 25980 138924 SH SOLE 0 0 0 138924 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 6305 152073 SH SOLE 0 0 0 152073 ISHARES MSCI EAFE ETF 464287465 4139 61592 SH SOLE 0 0 0 61592 MICROSOFT CORP COM 594918104 5 113 SH SOLE 0 0 0 113 ISHARES MSCI PAC JP ETF 464286665 52 1087 SH SOLE 0 0 0 1087 VERIZON COMMUNICATIONS INC COM 92343V104 12 244 SH SOLE 0 0 0 244 ISHARES MSCI CDA ETF 464286509 103 3478 SH SOLE 0 0 0 3478 ISHARES RUS MID-CAP ETF 464287499 24 156 SH SOLE 0 0 0 156 SPDR SERIES TRUST DJ REIT ETF 78464A607 10 129 SH SOLE 0 0 0 129 ISHARES U.S. ENERGY ETF 464287796 2305 45209 SH SOLE 0 0 0 45209 ISHARES U.S. FINLS ETF 464287788 3889 47571 SH SOLE 0 0 0 47571 ISHARES US HLTHCARE ETF 464287762 2213 17986 SH SOLE 0 0 0 17986 ISHARES U.S. TECH ETF 464287721 2252 24733 SH SOLE 0 0 0 24733 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 3600 76134 SH SOLE 0 0 0 76134 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1309 14703 SH SOLE 0 0 0 14703 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2287 102367 SH SOLE 0 0 0 102367 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1313 25090 SH SOLE 0 0 0 25090 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1326 36482 SH SOLE 0 0 0 36482 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3118 72413 SH SOLE 0 0 0 72413 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1333 22786 SH SOLE 0 0 0 22786 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1262 19496 SH SOLE 0 0 0 19496 ISHARES 1-3 YR TR BD ETF 464287457 2288 27097 SH SOLE 0 0 0 27097 ISHARES 7-10 Y TR BD ETF 464287440 214 2106 SH SOLE 0 0 0 2106 ISHARES IBOXX INV CP ETF 464287242 226 1933 SH SOLE 0 0 0 1933 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 176 1590 SH SOLE 0 0 0 1590 ISHARES MSCI EMG MKT ETF 464287234 3385 82532 SH SOLE 0 0 0 82532 PG&E CORP COM 69331C108 5 107 SH SOLE 0 0 0 107 ISHARES CORE TOTUSBD ETF 464287226 13348 123697 SH SOLE 0 0 0 123697 SPDR GOLD TRUST GOLD SHS 78463V107 176 1426 SH SOLE 0 0 0 1426 VANGUARD WORLD FDS ENERGY ETF 92204A306 182 1414 SH SOLE 0 0 0 1414 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 185 1729 SH SOLE 0 0 0 1729 VANGUARD INDEX FDS SM CP VAL ETF 922908611 148 1467 SH SOLE 0 0 0 1467 VANGUARD INDEX FDS REIT ETF 922908553 161 2283 SH SOLE 0 0 0 2283 VANGUARD WORLD FDS MATERIALS ETF 92204A801 184 1733 SH SOLE 0 0 0 1733 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 184 4032 SH SOLE 0 0 0 4032 VANGUARD WORLD FDS UTILITIES ETF 92204A876 191 2110 SH SOLE 0 0 0 2110 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 84 3201 SH SOLE 0 0 0 3201 VANGUARD WORLD FDS INF TECH ETF 92204A702 184 2011 SH SOLE 0 0 0 2011 ISHARES SILVER TRUST ISHARES 46428Q109 2074 108938 SH SOLE 0 0 0 108938 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 175 1656 SH SOLE 0 0 0 1656 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 182 1807 SH SOLE 0 0 0 1807 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1222 51770 SH SOLE 0 0 0 51770 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 317 5378 SH SOLE 0 0 0 5378 WISDOMTREE TR JAPN HEDGE EQT 97717W851 5 96 SH SOLE 0 0 0 96 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 2987 245873 SH SOLE 0 0 0 245873 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 4 41 SH SOLE 0 0 0 41 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 8 448 SH SOLE 0 0 0 448 ISHARES SHRT TRS BD ETF 464288679 143 1297 SH SOLE 0 0 0 1297 ISHARES IBOXX HI YD ETF 464288513 561 5946 SH SOLE 0 0 0 5946 ISHARES MBS ETF 464288588 215 2026 SH SOLE 0 0 0 2026 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 47 1908 SH SOLE 0 0 0 1908 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1731 29154 SH SOLE 0 0 0 29154 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 5 192 SH SOLE 0 0 0 192 PROSHARES TR SHRT 20+YR TRE 74347X849 3099 102050 SH SOLE 0 0 0 102050 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 87 5076 SH SOLE 0 0 0 5076 ALPS ETF TR ALERIAN MLP 00162Q866 14 813 SH SOLE 0 0 0 813 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2382 13904 SH SOLE 0 0 0 13904 PROSHARES TR II VIX MDTRM FUTR 74347W684 2487 134414 SH SOLE 0 0 0 134414 FIRST TR EXCH TRD ALPHA FD I JAPAN ALPHADEX 33737J158 2609 59624 SH SOLE 0 0 0 59624 FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 33737M409 4091 125414 SH SOLE 0 0 0 125414 ISHARES TR FLTG RATE BD ETF 46429B655 215 4245 SH SOLE 0 0 0 4245 FLEXSHARES TR IBOXX 3R TARGT 33939L506 5 209 SH SOLE 0 0 0 209 PROSHARES TR II SHT VIX ST TRM 74347W627 8 128 SH SOLE 0 0 0 128 RETAIL PPTYS AMER INC CL A 76131V202 8 600 SH SOLE 0 0 0 600