0001047469-13-005869.txt : 20130510 0001047469-13-005869.hdr.sgml : 20130510 20130510120936 ACCESSION NUMBER: 0001047469-13-005869 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130510 DATE AS OF CHANGE: 20130510 EFFECTIVENESS DATE: 20130510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Zweig-DiMenna Associates LLC CENTRAL INDEX KEY: 0001533950 IRS NUMBER: 133831888 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14950 FILM NUMBER: 13832001 BUSINESS ADDRESS: STREET 1: 900 THIRD AVE STREET 2: 31ST FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.451.1196 MAIL ADDRESS: STREET 1: 900 THIRD AVE STREET 2: 31ST FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 a2214646z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2013 ------------------- Check Here if Amendment / /; Amendment Number: --- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Zweig-DiMenna Associates LLC ------------------------------------------------ Address: 900 Third Ave. ------------------------------------------------ New York, NY 10022 ------------------------------------------------ Form 13F File Number: 28-4790 ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: MARC BALTUCH ------------------------------- Title: CHIEF COMPL. OFFICER ------------------------------- Phone: 212-451-1100 ------------------------------- Signature, Place, and Date of Signing: /s/ Marc Baltuch New York, New York May 10, 2013 ------------------------------- ----------------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 --------------- Form 13F Information Table Entry Total: 174 --------------- Form 13F Information Table Value Total: $ 2,226,648 --------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 Zweig-DiMenna Associates Inc. 02 Zweig-DiMenna International Managers Inc. ------ ----------------- ----------------------------------------- 13F Data : Zweig-Dimenna (ZWEIGMAIN) as of 03/31/2013 FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- ------------- ------------------- ---------- ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- ------------- ---------- --- ---- ---------- ---------- ---------- ------ ---- ABBOTT LABS COM 002824100 349 9,876 SH SOLE 9,876 0 0 ACE LTD SHS H0023R105 5,963 67,020 SH SOLE 67,020 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 16,012 193,735 SH SOLE 193,735 0 0 AEGERION PHARMACEUTICALS INC COM 00767E102 6,859 170,041 SH SOLE 170,041 0 0 AIR LEASE CORP CL A 00912X302 19,818 675,925 SH SOLE 675,925 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 254 7,190 SH SOLE 7,190 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 13,203 143,291 SH SOLE 143,291 0 0 ALLERGAN INC COM 018490102 26,751 239,644 SH SOLE 239,644 0 0 ALLSTATE CORP COM 020002101 350 7,140 SH SOLE 7,140 0 0 AMAZON COM INC COM 023135106 23,328 87,539 SH SOLE 87,539 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 474 34,715 SH SOLE 34,715 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 377 20,176 SH SOLE 20,176 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 17,516 451,207 SH SOLE 451,207 0 0 ANADARKO PETE CORP COM 032511107 39,382 450,332 SH SOLE 450,332 0 0 APPLE INC COM 037833100 34,447 77,818 SH SOLE 77,818 0 0 APPLE INC COM 037833100 29,658 67,000 SH CALL SOLE 67,000 0 0 APPLIED MATLS INC COM 038222105 8,944 663,515 SH SOLE 663,515 0 0 ARES CAP CORP COM 04010L103 248 13,715 SH SOLE 13,715 0 0 ARUBA NETWORKS INC COM 043176106 4,701 190,000 SH SOLE 190,000 0 0 ASCENA RETAIL GROUP INC COM 04351G101 7,377 397,695 SH SOLE 397,695 0 0 ASHLAND INC NEW COM 044209104 248 3,337 SH SOLE 3,337 0 0 ATHENAHEALTH INC COM 04685W103 21,013 216,535 SH SOLE 216,535 0 0 AUTODESK INC COM 052769106 4,538 110,000 SH SOLE 110,000 0 0 AXIS CAPITAL HOLDINGS INV SHS G0692U109 339 8,135 SH SOLE 8,135 0 0 BANK OF AMERICA CORPORATION COM 060505104 8,579 704,385 SH SOLE 704,385 0 0 BEST BUY INC COM 086516101 6,229 281,200 SH SOLE 281,200 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 41,535 667,114 SH SOLE 667,114 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 9,255 467,877 SH SOLE 467,877 0 0 BNC BANCORP COM 05566T101 2,388 238,329 SH SOLE 238,329 0 0 CA INC COM 12673P105 339 13,479 SH SOLE 13,479 0 0 CARDINAL HEALTH INC COM 14149Y108 12,258 294,510 SH SOLE 294,510 0 0 CELANESE CORP DEL COM SER A 150870103 239 5,430 SH SOLE 5,430 0 0 CF INDS HLDGS INC COM 125269100 2,487 13,066 SH SOLE 13,066 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 21,551 347,040 SH SOLE 347,040 0 0 CITIGROUP INC *W EXP 01/04/201 172967226 2,259 4,463,695 SH SOLE 4,463,695 0 0 CITIGROUP INC *W EXP 10/28/201 172967234 761 10,140,645 SH SOLE 10,140,645 0 0 CITIGROUP INC COM NEW 172967424 19,942 450,775 SH SOLE 450,775 0 0 CNH GLOBAL N V SHS NEW N20935206 20,652 499,810 SH SOLE 499,810 0 0 COLONY FINL INC COM 19624R106 18,314 824,950 SH SOLE 824,950 0 0 COMCAST CORP NEW CL A 20030N101 12,329 293,697 SH SOLE 293,697 0 0 COMCAST CORP NEW CL A SPL 20030N200 9,138 230,690 SH SOLE 230,690 0 0 CONSTELLATION BRANDS INC CL A 21036P108 8,337 175,000 SH SOLE 175,000 0 0 COSTCO WHSL CORP NEW COM 22160K105 21,884 206,235 SH SOLE 206,235 0 0 COVIDIEN PLC SHS G2554F113 10,280 151,532 SH SOLE 151,532 0 0 D R HORTON INC COM 23331A109 29,511 1,214,443 SH SOLE 1,214,443 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 3,764 227,995 SH SOLE 227,995 0 0 DOLLAR GEN CORP NEW COM 256677105 47,163 932,445 SH SOLE 932,445 0 0 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 8,663 10,000,000 PRN SOLE 10,000,000 0 0 E2OPEN INC COM 29788A104 988 49,570 SH SOLE 49,570 0 0 EATON CORP PLC SHS G29183103 2,788 45,515 SH SOLE 45,515 0 0 ELECTRONIC ARTS INC COM 285512109 10,901 615,850 SH SOLE 615,850 0 0 ELLIE MAE INC COM 28849P100 25,933 1,078,285 SH SOLE 1,078,285 0 0 EOG RES INC COM 26875P101 26,872 209,821 SH SOLE 209,821 0 0 EQT CORP COM 26884L109 12,834 189,435 SH SOLE 189,435 0 0 EQUINIX INC COM NEW 29444U502 32,413 149,845 SH SOLE 149,845 0 0 EXACTTARGET INC COM 30064K105 8,959 385,000 SH SOLE 385,000 0 0 EXPEDIA INC DEL COM NEW 30212P303 233 3,887 SH SOLE 3,887 0 0 FACEBOOK INC CL A 30303M102 17,870 698,608 SH SOLE 698,608 0 0 FACTSET RESH SYS INC COM 303075105 386 4,166 SH SOLE 4,166 0 0 FEDEX CORP COM 31428X106 254 2,590 SH SOLE 2,590 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 346 13,731 SH SOLE 13,731 0 0 FIRST SOLAR INC COM 336433107 244 9,058 SH SOLE 9,058 0 0 FORTINET INC COM 34959E109 4,341 183,325 SH SOLE 183,325 0 0 GAP INC DEL COM 364760108 11,757 332,115 SH SOLE 332,115 0 0 GARMIN LTD SHS H2906T109 247 7,469 SH SOLE 7,469 0 0 GENERAL ELECTRIC CO COM 369604103 24,426 1,056,485 SH SOLE 1,056,485 0 0 GENWORTH FINL INC COM CL A 37247D106 22,153 2,215,280 SH SOLE 2,215,280 0 0 GNC HLDGS INC COM CL A 36191G107 387 9,859 SH SOLE 9,859 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4,733 32,167 SH SOLE 32,167 0 0 GOOGLE INC CL A 38259P508 57,569 72,488 SH SOLE 72,488 0 0 GUESS INC COM 401617105 352 14,164 SH SOLE 14,164 0 0 HARRIS CORP DEL COM 413875105 348 7,509 SH SOLE 7,509 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 18,677 1,451,230 SH SOLE 1,451,230 0 0 HELMERICH & PAYNE INC COM 423452101 630 10,383 SH SOLE 10,383 0 0 HERBALIFE LTD COM USD SHS G4412G101 5,176 138,210 SH SOLE 138,210 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 19,973 897,270 SH SOLE 897,270 0 0 HOLLYFRONTIER CORP COM 436106108 377 7,334 SH SOLE 7,334 0 0 HOME DEPOT INC COM 437076102 21,790 312,270 SH SOLE 312,270 0 0 HOST HOTELS & RESORTS INC COM 44107P104 30,008 1,715,724 SH SOLE 1,715,724 0 0 IMAX CORP COM 45245E109 12,954 484,631 SH SOLE 484,631 0 0 INFOSYS LTD SPONSORED ADR 456788108 12,938 240,000 SH PUT SOLE 240,000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 20,798 97,505 SH SOLE 97,505 0 0 INTL PAPER CO COM 460146103 414 8,880 SH SOLE 8,880 0 0 INTUIT COM 461202103 333 5,072 SH SOLE 5,072 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1,816 84,915 SH SOLE 84,915 0 0 ISHARES TR RUSSELL 2000 464287655 50,992 540,000 SH PUT SOLE 540,000 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 4,233 297,065 SH SOLE 297,065 0 0 JPMORGAN CHASE & CO COM 46625H100 401 8,442 SH SOLE 8,442 0 0 KB HOME COM 48666K109 17,452 801,650 SH SOLE 801,650 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 21,239 4,132,133 SH SOLE 4,132,133 0 0 KIRBY CORP COM 497266106 254 3,311 SH SOLE 3,311 0 0 KKR & CO L P DEL COM UNITS 48248M102 30,514 1,579,420 SH SOLE 1,579,420 0 0 KLA-TENCOR CORP COM 482480100 206 3,897 SH SOLE 3,897 0 0 LAS VEGAS SANDS CORP COM 517834107 30,095 534,081 SH SOLE 534,081 0 0 LDK SOLAR CO LTD SPONSORED ADR 50183L107 85 77,250 SH SOLE 77,250 0 0 LINCOLN NATL CORP IND COM 534187109 15,256 467,830 SH SOLE 467,830 0 0 LINKEDIN CORP COM CL A 53578A108 12,968 73,655 SH SOLE 73,655 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 380 126,696 SH SOLE 126,696 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 12,875 203,435 SH SOLE 203,435 0 0 M/I HOMES INC COM 55305B101 14,817 606,005 SH SOLE 606,005 0 0 MARATHON PETE CORP COM 56585A102 27,070 302,117 SH SOLE 302,117 0 0 MASTERCARD INC CL A 57636Q104 17,589 32,505 SH SOLE 32,505 0 0 METLIFE INC COM 59156R108 13,436 353,393 SH SOLE 353,393 0 0 METROCORP BANCSHARES INC COM 591650106 192 19,030 SH SOLE 19,030 0 0 MFA FINANCIAL INC COM 55272X102 415 44,580 SH SOLE 44,580 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 28,359 499,362 SH SOLE 499,362 0 0 MONSANTO CO NEW COM 61166W101 17,327 164,031 SH SOLE 164,031 0 0 MORGAN STANLEY COM NEW 617446448 15,488 704,620 SH SOLE 704,620 0 0 NATIONAL BK HLDGS CORP CL A 633707104 1,658 90,593 SH SOLE 90,593 0 0 NATIONAL FINL PARTNERS CORP COM 63607P208 10,227 455,930 SH SOLE 455,930 0 0 NETSUITE INC COM 64118Q107 2,002 25,000 SH SOLE 25,000 0 0 NEWCASTLE INVT CORP COM 65105M108 6,491 581,130 SH SOLE 581,130 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 10,491 275,000 SH SOLE 275,000 0 0 NOKIA CORP SPONSORED ADR 654902204 238 72,463 SH SOLE 72,463 0 0 NORTHROP GRUMMAN CORP COM 666807102 349 4,975 SH SOLE 4,975 0 0 NV ENERGY INC COM 67073Y106 380 18,981 SH SOLE 18,981 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 3,818 408,340 SH SOLE 408,340 0 0 OCWEN FINL CORP COM NEW 675746309 13,378 352,805 SH SOLE 352,805 0 0 ORACLE CORP COM 68389X105 382 11,829 SH SOLE 11,829 0 0 PARTNERRE LTD COM G6852T105 327 3,513 SH SOLE 3,513 0 0 PEABODY ENERGY CORP COM 704549104 1,066 50,405 SH SOLE 50,405 0 0 PENN NATL GAMING INC COM 707569109 10,725 197,050 SH SOLE 197,050 0 0 PENN WEST PETE LTD NEW COM 707887105 244 22,665 SH SOLE 22,665 0 0 PENTAIR LTD SHS H6169Q108 26,953 510,962 SH SOLE 510,962 0 0 PERRIGO CO COM 714290103 24,623 207,365 SH SOLE 207,365 0 0 PIONEER NAT RES CO COM 723787107 2,497 20,100 SH SOLE 20,100 0 0 PITNEY BOWES INC COM 724479100 248 16,666 SH SOLE 16,666 0 0 PRICELINE COM INC COM NEW 741503403 32,748 47,587 SH SOLE 47,587 0 0 PROCTER & GAMBLE CO COM 742718109 25,174 326,675 SH SOLE 326,675 0 0 PRUDENTIAL FINL INC COM 744320102 35,954 609,494 SH SOLE 609,494 0 0 PULTE GROUP INC COM 745867101 251 12,395 SH SOLE 12,395 0 0 QUALCOMM INC COM 747525103 11,715 175,000 SH SOLE 175,000 0 0 QUANTA SVCS INC COM 74762E102 27,835 973,930 SH SOLE 973,930 0 0 RADIAN GROUP INC COM 750236101 7,490 699,360 SH SOLE 699,360 0 0 RALPH LAUREN CORP CL A 751212101 10,967 64,775 SH SOLE 64,775 0 0 REALOGY HLDGS CORP COM 75605Y106 10,789 220,900 SH SOLE 220,900 0 0 RED HAT INC COM 756577102 29,698 587,374 SH SOLE 587,374 0 0 RED HAT INC COM 756577102 55,616 1,100,000 SH CALL SOLE 1,100,000 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 5,467 59,425 SH SOLE 59,425 0 0 RESEARCH IN MOTION LTD COM 760975102 20,490 1,418,517 SH SOLE 1,418,517 0 0 REYNOLDS AMERICAN INC COM 761713106 386 8,669 SH SOLE 8,669 0 0 ROSS STORES INC COM 778296103 6,111 100,805 SH SOLE 100,805 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 392 11,811 SH SOLE 11,811 0 0 SBA COMMUNICATIONS CORP COM 78388J106 28,908 401,503 SH SOLE 401,503 0 0 SCHLUMBERGER LTD COM 806857108 20,801 277,755 SH SOLE 277,755 0 0 SEALED AIR CORP NEW COM 81211K100 22,535 934,685 SH SOLE 934,685 0 0 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 1,632 49,655 SH SOLE 49,655 0 0 SERVICENOW INC COM 81762P102 11,127 307,380 SH SOLE 307,380 0 0 SHIRE PLC SPONSORED ADR 82481R106 584 6,394 SH SOLE 6,394 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 7,303 100,765 SH SOLE 100,765 0 0 SPLUNK INC COM 848637104 6,623 165,455 SH SOLE 165,455 0 0 STARBUCKS CORP COM 855244109 20,343 357,200 SH SOLE 357,200 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 35,476 556,663 SH SOLE 556,663 0 0 STARWOOD PPTY TR INC COM 85571B105 22,209 800,045 SH SOLE 800,045 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 17,729 1,097,740 SH SOLE 1,097,740 0 0 TANGOE INC COM 87582Y108 13,216 1,066,660 SH SOLE 1,066,660 0 0 TERADYNE INC COM 880770102 4,920 303,340 SH SOLE 303,340 0 0 TEREX CORP NEW COM 880779103 17,067 495,850 SH SOLE 495,850 0 0 TEXTRON INC COM 883203101 10,031 336,510 SH SOLE 336,510 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 9,880 129,170 SH SOLE 129,170 0 0 TRANSDIGM GROUP INC COM 893641100 12,020 78,600 SH SOLE 78,600 0 0 TRANSOCEAN LTD REG SHS H8817H100 255 4,912 SH SOLE 4,912 0 0 TRAVELERS COMPANIES INC COM 89417E109 336 3,990 SH SOLE 3,990 0 0 TRIUMPH GROUP INC NEW COM 896818101 24,765 315,484 SH SOLE 315,484 0 0 TRONOX LTD SHS CL A Q9235V101 8,965 452,545 SH SOLE 452,545 0 0 UNITED STATES STL CORP NEW COM 912909108 246 12,613 SH SOLE 12,613 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 19,594 261,181 SH SOLE 261,181 0 0 VALERO ENERGY CORP NEW COM 91913Y100 22,595 496,707 SH SOLE 496,707 0 0 VIRGIN MEDIA INC COM 92769L101 39,391 804,400 SH SOLE 804,400 0 0 VISA INC COM CL A 92826C839 64,979 382,587 SH SOLE 382,587 0 0 WALTER ENERGY INC COM 93317Q105 3,837 134,615 SH SOLE 134,615 0 0 WARNER CHILCOTT PLC IRELAND SHS A G94368100 379 27,960 SH SOLE 27,960 0 0 WEYERHAEUSER CO COM 962166104 3,923 125,000 SH SOLE 125,000 0 0 WILLIAMS COS INC DEL COM 969457100 32,931 879,107 SH SOLE 879,107 0 0 Records 174 Total Mkt Value 2,226,648