0001209191-13-053567.txt : 20131121 0001209191-13-053567.hdr.sgml : 20131121 20131121171841 ACCESSION NUMBER: 0001209191-13-053567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131119 FILED AS OF DATE: 20131121 DATE AS OF CHANGE: 20131121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ricketts Todd M CENTRAL INDEX KEY: 0001533741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 131236066 MAIL ADDRESS: STREET 1: C/O AMERITRADE HOLDING CORP STREET 2: 4211 SOUTH 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 4 1 c633105_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2013-11-19 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001533741 Ricketts Todd M 200 S. 108TH AVE. OMAHA NE 68154 1 0 0 0 Common Stock 2013-08-27 5 G 0 E 85509 0 A 230490 D Common Stock 2013-11-19 4 A 0 31 0 A 230521 D Common Stock 38100 I By children Common Stock 7889 I By spouse Common Stock 228369 I By spouse and children Shares are held by trusts created for Mr. Ricketts' children. Shares are held by trust created for Mr. Ricketts' spouse and children. /s/ Brenna O'Connor as attorney-in-fact for Todd M. Ricketts 2013-11-21