0001209191-13-053567.txt : 20131121
0001209191-13-053567.hdr.sgml : 20131121
20131121171841
ACCESSION NUMBER: 0001209191-13-053567
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131119
FILED AS OF DATE: 20131121
DATE AS OF CHANGE: 20131121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ricketts Todd M
CENTRAL INDEX KEY: 0001533741
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35509
FILM NUMBER: 131236066
MAIL ADDRESS:
STREET 1: C/O AMERITRADE HOLDING CORP
STREET 2: 4211 SOUTH 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
4
1
c633105_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2013-11-19
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001533741
Ricketts Todd M
200 S. 108TH AVE.
OMAHA
NE
68154
1
0
0
0
Common Stock
2013-08-27
5
G
0
E
85509
0
A
230490
D
Common Stock
2013-11-19
4
A
0
31
0
A
230521
D
Common Stock
38100
I
By children
Common Stock
7889
I
By spouse
Common Stock
228369
I
By spouse and children
Shares are held by trusts created for Mr. Ricketts' children.
Shares are held by trust created for Mr. Ricketts' spouse and children.
/s/ Brenna O'Connor as attorney-in-fact for Todd M. Ricketts
2013-11-21