0001209191-13-003644.txt : 20130118 0001209191-13-003644.hdr.sgml : 20130118 20130118163056 ACCESSION NUMBER: 0001209191-13-003644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130116 FILED AS OF DATE: 20130118 DATE AS OF CHANGE: 20130118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ricketts Todd M CENTRAL INDEX KEY: 0001533741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 13537890 MAIL ADDRESS: STREET 1: C/O AMERITRADE HOLDING CORP STREET 2: 4211 SOUTH 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 4 1 c31058_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2013-01-16 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001533741 Ricketts Todd M 4211 SOUTH 102ND ST OMAHA NE 68127 1 0 0 0 Common Stock 2013-01-16 4 A 0 7462 0 A 144893 D Common Stock 38100 I By children Common Stock 7889 I By spouse Common Stock 228369 I By spouse and children Shares are held by trusts created for Mr. Ricketts' children. Shares are held by trust created for Mr. Ricketts' spouse and children. /s/ Brenna O'Connor as attorney-in-fact for Todd M. Ricketts 2013-01-18