0001209191-11-060387.txt : 20111208 0001209191-11-060387.hdr.sgml : 20111208 20111208184614 ACCESSION NUMBER: 0001209191-11-060387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111207 FILED AS OF DATE: 20111208 DATE AS OF CHANGE: 20111208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ricketts Todd M CENTRAL INDEX KEY: 0001533741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49992 FILM NUMBER: 111251887 MAIL ADDRESS: STREET 1: C/O AMERITRADE HOLDING CORP STREET 2: 4211 SOUTH 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 4 1 c25737_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-12-07 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001533741 Ricketts Todd M 4211 SOUTH 102ND ST OMAHA NE 68127 1 0 0 0 Common Stock 2011-12-07 4 J 0 4764 0 D 363153 D Common Stock 2011-12-07 4 J 0 4764 0 A 38100 I By children Common Stock 7889 I By spouse Transfer of shares from Mr. Ricketts, for no consideration, to trusts created for Mr. Ricketts' children. Shares are held by trusts created for Mr. Ricketts' children. /s/ Todd M. Ricketts 2011-12-08