0001533551-13-000008.txt : 20131113 0001533551-13-000008.hdr.sgml : 20131113 20131113104354 ACCESSION NUMBER: 0001533551-13-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 EFFECTIVENESS DATE: 20131113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wellesley Investment Advisors CENTRAL INDEX KEY: 0001533551 IRS NUMBER: 043154394 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14868 FILM NUMBER: 131213145 BUSINESS ADDRESS: STREET 1: 20 WILLIAM STREET STREET 2: SUITE G-5 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 781-416-4000 MAIL ADDRESS: STREET 1: 20 WILLIAM STREET STREET 2: SUITE G-5 CITY: WELLESLEY STATE: MA ZIP: 02481 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001533551 XXXXXXXX 09-30-2013 09-30-2013 Wellesley Investment Advisors

20 WILLIAM STREET SUITE G-5 WELLESLEY MA 02481

13F HOLDINGS REPORT 028-14868 N Paul Samuels, CCO 781-416-4000 Paul Samuels, CCO Wellesley MA 11-13-2013 0 91 1423505 false INFORMATION TABLE 2 13F.xml INFORMATION TABLE AIR 2.25% 03/01/16 000361AM7 8154 7794 PRN SOLE 0 2027 0 5767 AGCO 1.25% 12/15/36 001084AM4 1359 915 PRN SOLE 0 0 0 915 AKRX 3.5% 06/01/16 009728AB2 411 179 PRN SOLE 0 0 0 179 ALR 3% 05/15/16 01449JAA3 25049 23645 PRN SOLE 0 2045 0 21600 ATK 3% 08/15/24 018804AK0 22252 16962 PRN SOLE 0 500 0 16462 AIMC 2.75% 03/01/31 02208RAE6 22490 18840 PRN SOLE 0 4000 0 14840 ARCP 3% 08/01/18 02917TAA2 18329 19357 PRN SOLE 0 9800 0 9557 NLY 5% 05/15/15 035710AB8 3744 3675 PRN SOLE 0 1200 0 2475 AAPL 0% 01/24/20 38141GMG6 29427 31656 PRN SOLE 0 0 0 31656 AAPL/WF 0% 01/24/20 94986RPJ4 10448 11100 PRN SOLE 0 8828 0 2272 AAPL/WF 0% 01/24/20 94986RQJ3 5156 5477 PRN SOLE 0 2800 0 2677 ARCC 4.88% 03/15/17 04010LAG8 6748 6520 PRN SOLE 0 500 0 6020 ARCC 5.13% 06/01/16 04010LAD5 9818 9317 PRN SOLE 0 1005 0 8312 ARRS 2% 11/15/26 04269QAC4 9193 8552 PRN SOLE 0 0 0 8552 AUXL 1.5% 07/15/18 05334DAA5 7839 7560 PRN SOLE 0 3500 0 4060 B 3.38% 03/15/27 067806AD1 1323 1065 PRN SOLE 0 0 0 1065 BGCP 4.5% 07/15/16 05541TAD3 20449 19829 PRN SOLE 0 5603 0 14226 EPAY 1.5% 12/01/17 101388AA4 5908 5112 PRN SOLE 0 500 0 4612 BRS 3% 06/15/38 110394AC7 23534 19114 PRN SOLE 0 500 0 18614 BSFT 1.5% 07/01/18 11133BAB8 40786 36744 PRN SOLE 0 9700 0 27044 CACI 2.13% 05/01/14 127190AD8 453 355 PRN SOLE 0 0 0 355 GTLS 2% 08/01/18 16115QAC4 9234 4961 PRN SOLE 0 0 0 4961 CHK 2.5% 05/15/37 165167BZ9 4850 4911 PRN SOLE 0 3500 0 1411 OUTR 4% 09/01/14 19259PAF9 1408 1121 PRN SOLE 0 0 0 1121 CMTL 3% 05/01/29 205826AF7 13219 12992 PRN SOLE 0 250 0 12742 CBST 2.5% 11/01/17 229678AD9 12881 5720 PRN SOLE 0 1000 0 4720 TRAK 1.5% 03/15/17 242309AB8 498 387 PRN SOLE 0 0 0 387 DHI 2% 05/15/14 23331ABB4 711 468 PRN SOLE 0 0 0 468 EMC 1.75% 12/01/13 268648AM4 1384 866 PRN SOLE 0 0 0 866 ENDP 1.75% 04/15/15 29264FAB2 1191 750 PRN SOLE 0 500 0 250 ENS 3.38% 06/01/38 29275YAA0 14777 9553 PRN SOLE 0 0 0 9553 EQIX 3% 10/15/14 29444UAG1 3721 2229 PRN SOLE 0 0 0 2229 FOR 3.75% 03/01/20 346232AB7 19608 16894 PRN SOLE 0 3000 0 13894 GILD 1.63% 05/01/16 375558AP8 2361 852 PRN SOLE 0 500 0 352 GOOG 0% 03/28/16 38143UTC5 33193 27147 PRN SOLE 0 6025 0 21122 GPRE 5.75% 11/01/15 393222AB0 8905 6900 PRN SOLE 0 0 0 6900 GBX 3.5% 04/01/18 393657AH4 50025 46400 PRN SOLE 0 9700 0 36700 GPI 2.25% 06/15/36 398905AE9 16922 12771 PRN SOLE 0 500 0 12271 GTAT 3% 10/01/17 36191UAA4 58162 44462 PRN SOLE 0 12200 0 32262 HA 5% 03/15/16 419879AD3 876 750 PRN SOLE 0 750 0 0 HLX 3.25% 03/15/32 42330PAG2 10210 7637 PRN SOLE 0 500 0 7137 HTGC 6% 04/15/16 427096AB8 33072 25501 PRN SOLE 0 8159 0 17342 HOLX 2% 03/01/42 436440AC5 24112 23933 PRN SOLE 0 2172 0 21761 HOS 1.5% 09/01/19 440543AN6 3114 2405 PRN SOLE 0 2000 0 405 ZINC 3.8% 07/01/17 440694AB3 17708 16311 PRN SOLE 0 6340 0 9971 IART 1.63% 12/15/16 457985AK5 50407 49601 PRN SOLE 0 11810 0 37791 INTC 0% 06/12/20 94986RQF1 41502 44198 PRN SOLE 0 11330 0 32868 IP 0% 06/17/20 94986RQH7 38252 40096 PRN SOLE 0 11280 0 28816 XXIA 3% 12/15/15 45071RAB5 12119 10584 PRN SOLE 0 500 0 10084 LUK 3.88% 11/01/29 472319AG7 5494 5242 PRN SOLE 0 362 0 4880 JBLU 6.75% 10/15/39 477143AF8 1459 1000 PRN SOLE 0 1000 0 0 KCAP 8.75% 03/15/16 500233AB7 5734 4862 PRN SOLE 0 2916 0 1946 LRCX 1.25% 05/15/18 512807AL2 9920 8211 PRN SOLE 0 2000 0 6211 LRCX 0.5% 05/15/16 512807AJ7 8680 7673 PRN SOLE 0 800 0 6873 LPNT 3.5% 05/15/14 53219LAH2 12448 11827 PRN SOLE 0 0 0 11827 LLTC 3% 05/01/27 535678AC0 11206 10528 PRN SOLE 0 0 0 10528 MHO 3% 03/01/18 55292PAB1 30183 29591 PRN SOLE 0 10049 0 19542 MENT 4% 04/01/31 587200AK2 17088 12995 PRN SOLE 0 1000 0 11995 MTH 1.88% 09/15/32 59001AAR3 22554 20847 PRN SOLE 0 6500 0 14347 MOH 3.75% 10/01/14 60855RAA8 3729 3044 PRN SOLE 0 0 0 3044 NR 4% 10/01/17 651718AC2 40903 29493 PRN SOLE 0 2100 0 27393 AUQ 3.5% 10/01/16 666416AB8 14972 15626 PRN SOLE 0 6743 0 8883 NUAN 2.75% 11/01/31 67020YAF7 12599 12405 PRN SOLE 0 2000 0 10405 OCR 3.25% 12/15/35 681904AL2 1748 1645 PRN SOLE 0 1100 0 545 ONNN 2.63% 12/15/26 682189AH8 9819 9067 PRN SOLE 0 2500 0 6567 PLAB 3.25% 04/01/16 719405AH5 24363 21801 PRN SOLE 0 7500 0 14301 PRAA 3% 08/01/20 73640QAA3 8752 7500 PRN SOLE 0 4850 0 2650 PSEC 5.375% 10/15/17 74348TAK8 4380 4178 PRN SOLE 0 0 0 4178 PSEC 5.5% 08/15/16 74348TAD4 32341 31228 PRN SOLE 0 1743 0 29485 PSEC 5.75% 03/15/18 74348TAL6 1132 1110 PRN SOLE 0 0 0 1110 PRSC 6.5% 05/15/14 743815AB8 526 500 PRN SOLE 0 500 0 0 RWT 4.63% 04/15/18 758075AB1 28191 26627 PRN SOLE 0 5800 0 20827 RGLD 2.88% 06/15/19 780287AA6 22012 22840 PRN SOLE 0 5880 0 16960 RTI 1.63% 10/15/19 74973WAB3 29459 28326 PRN SOLE 0 3100 0 25226 RYL 0.25% 06/01/19 783764AS2 29523 32178 PRN SOLE 0 8913 0 23265 SLXP 1.5% 03/15/19 795435AE6 28694 23293 PRN SOLE 0 6000 0 17293 SNDK 1.5% 08/15/17 80004CAD3 18046 13594 PRN SOLE 0 500 0 13094 STWD 4% 01/15/19 85571BAB1 9442 9079 PRN SOLE 0 3545 0 5534 STWD 4.55% 03/01/18 85571BAA3 32069 30706 PRN SOLE 0 4137 0 26569 STLD 5.13% 06/15/14 858119AP5 1189 1090 PRN SOLE 0 0 0 1090 SWC 1.75% 10/15/32 86074QAL6 10618 10112 PRN SOLE 0 0 0 10112 SGY 1.75% 03/01/17 861642AN6 10889 9961 PRN SOLE 0 3000 0 6961 TTWO 1% 07/01/18 874054AD1 11141 10060 PRN SOLE 0 2516 0 7544 TFX 3.88% 08/01/17 879369AA4 11137 7909 PRN SOLE 0 0 0 7909 TITN 3.75% 05/01/19 88830RAB7 32432 36288 PRN SOLE 0 10000 0 26288 TWGP 5% 09/15/14 891777AC8 16792 19961 PRN SOLE 0 1013 0 18948 TRN 3.88% 06/01/36 896522AF6 35783 29375 PRN SOLE 0 3087 0 26288 UTHR 1% 09/15/16 91307CAF9 7661 4500 PRN SOLE 0 4000 0 500 WNC 3.38% 05/01/18 929566AH0 45944 35055 PRN SOLE 0 9204 0 25851 WAC 4.5% 11/01/19 93317WAA0 4747 4532 PRN SOLE 0 1000 0 3532 XLNX 2.63% 06/15/17 983919AF8 414 255 PRN SOLE 0 0 0 255