CFO

0001533551-13-000004.txt : 20130528 0001533551-13-000004.hdr.sgml : 20130527 20130528163246 ACCESSION NUMBER: 0001533551-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130528 DATE AS OF CHANGE: 20130528 EFFECTIVENESS DATE: 20130528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wellesley Investment Advisors CENTRAL INDEX KEY: 0001533551 IRS NUMBER: 043154394 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14868 FILM NUMBER: 13875446 BUSINESS ADDRESS: STREET 1: 20 WILLIAM STREET STREET 2: SUITE G-5 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 781-416-4000 MAIL ADDRESS: STREET 1: 20 WILLIAM STREET STREET 2: SUITE G-5 CITY: WELLESLEY STATE: MA ZIP: 02481 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001533551 XXXXXXXX 03-31-2013 03-31-2013 Wellesley Investment Advisors

20 WILLIAM STREET SUITE G-5 WELLESLEY MA 02481

13F HOLDINGS REPORT 028-14868 N Paul Samuels CFO 781-416-4000 Paul Samuels, 20 William Street Suite G5 Wellesley MA 05-28-2013 0 93 1171567 false INFORMATION TABLE 2 13F.xml INFO TABLE AAR CORP 1.625% 3/1/14 000361AK1 650 657 PRN SOLE 0 0 0 657 AAR CORP 2.250% 03/01/2016 000361AM7 8567 8843 PRN SOLE 0 2027 0 6816 AGCO 1.25% 12/15/2036 001084AM4 1546 1190 PRN SOLE 0 0 0 1190 AKORN INC 3.50% 6/1/2016 009728AB2 1387 800 PRN SOLE 0 500 0 300 ALERE INC CO 3.00% 05/15/16 01449JAA3 22894 23184 PRN SOLE 0 2045 0 21139 ALLEGHENY TECHNOLOGY 4.25% 6/1/14 01741RAD4 1301 1208 PRN SOLE 0 1000 0 208 ALLIANT TECHSYSTEMS 3.00% 8/15/2024 018804AK0 28444 26155 PRN SOLE 0 4122 0 22033 ALTRA HOLDINGS INC 2.75% 3/1/2031 02208RAE6 29860 25000 PRN SOLE 0 8169 0 16831 ANNALY MORTGAGE MANG 5.00% 5/15/20 035710AB8 2254 2175 PRN SOLE 0 1000 0 1175 APPLE SYNTH/GOLDMAN 0% 1/24/20 38141GMG6 30785 33076 PRN SOLE 0 2095 0 30981 ARES CAPITAL CORP 4.875% 3/15/17 04010LAG8 2672 2524 PRN SOLE 0 1000 0 1524 ARES CAPITAL CORP 5.125% 6/1/2016 04010LAD5 9902 9281 PRN SOLE 0 1005 0 8276 ARRIS GROUP INC 2% 11/15/2026 04269QAC4 15639 13940 PRN SOLE 0 1298 0 12642 BARNES GROUP 3.375% 03/15/2027 067806AD1 2445 2238 PRN SOLE 0 350 0 1888 BGC PARTNERS INC 4.50% 07/15/2016 05541TAD3 19181 19289 PRN SOLE 0 8603 0 10686 BOTTOMLINE TECH. 1.50% 12/1/2017 101388AA4 5980 5064 PRN SOLE 0 0 0 5064 BRISTOW GROUP INC 3.0% 6/15/2038 110394AC7 26411 22929 PRN SOLE 0 1331 0 21598 BROADSOFT INC 1.50% 7/1/2018 11133BAB8 20308 19776 PRN SOLE 0 5500 0 14276 CACI INTL INC 2.125% 5/1/2014 127190AD8 684 600 PRN SOLE 0 0 0 600 CHARLES RIVER LABS INC 2.25% 6/15/2013 159864AB3 11014 10925 PRN SOLE 0 1000 0 9925 CHART INDUSTRIES 2.00% 08/01/2018 16115QAC4 10040 7389 PRN SOLE 0 1200 0 6189 COINSTAR INC 4.00% 09/01/2014 19259PAF9 3267 2275 PRN SOLE 0 1000 0 1275 COMTECH TELECOM 3% 5/1/29 205826AF7 12732 12437 PRN SOLE 0 500 0 11937 CUBIST PHARM 2.50% 11/01/2017 229678AD9 12073 7068 PRN SOLE 0 1100 0 5968 DR HORTON 2.00% 5/15/2014 23331ABB4 1223 649 PRN SOLE 0 0 0 649 EMC CORP 1.75% 12/1/2013 268648AM4 1466 982 PRN SOLE 0 0 0 982 ENDO PHARMA 1.75% 4/15/15 29264FAB2 3926 3287 PRN SOLE 0 3000 0 287 ENERSYS 3.375% 6/1/2038 29275YAA0 18184 14410 PRN SOLE 0 2250 0 12160 ENPRO INDUSTRIES 3.937% 10/15/2015 29355XAB3 2006 1254 PRN SOLE 0 1000 0 254 EQUINIX INC 3.00% 10/15/2014 29444UAG1 6241 3101 PRN SOLE 0 600 0 2501 FEI COMPANY 2.875% 06/01/2013 30241LAF6 2293 1041 PRN SOLE 0 500 0 541 FORESTAR GROUP 3.75% 3/1/2020 346232AB7 11936 10196 PRN SOLE 0 3500 0 6696 GILEAD SCIENCES 1.62% 5/1/2016 375558AP8 3350 1542 PRN SOLE 0 1000 0 542 GOOGLE SYNTH/GOLDMAN 0% 03/28/16 38143UTC5 35756 31456 PRN SOLE 0 8275 0 23181 GREEN PLAINS ENERGY 5.75% 11/01/2015 393222AB0 21057 18981 PRN SOLE 0 8596 0 10385 GREENBRIER COS INC 3.50% 4/1/2018 393657AH4 43179 42937 PRN SOLE 0 10400 0 32537 GROUP 1 AUTOMOTIVE INC 2.25% 6/15/36 398905AE9 19542 16810 PRN SOLE 0 3505 0 13305 GT ADVANCED TECHN 3.00% 10/1/2017 36191UAA4 29360 38160 PRN SOLE 0 10200 0 27960 HAWAIIAN HOLDINGS 5.00% 3/15/2016 419879AD3 1603 1500 PRN SOLE 0 750 0 750 HELIX ENERGY SOLUTIONS 3.25% 03/15/32 42330PAG2 11959 9708 PRN SOLE 0 1472 0 8236 HERCULES TECHNOLOGY 6.00% 4/15/2016 427096AB8 30331 27795 PRN SOLE 0 9648 0 18147 HOLOGIC INC 2.00% 03/01/42 436440AC5 22139 21085 PRN SOLE 0 2172 0 18913 HORNBECK OFFSHORE 1.625% 11/15/2026 440543AE6 3086 2870 PRN SOLE 0 0 0 2870 HORSEHEAD HOLDING CORP 3.80% 7/1/2017 440694AB3 5813 5763 PRN SOLE 0 2500 0 3263 ILLUMINA INC .25% 3/15/16 452327AC3 964 1000 PRN SOLE 0 1000 0 0 INTEGRA LIFESCIENCES 1.625% 12/15/2016 457985AK5 29871 29107 PRN SOLE 0 7500 0 21607 IXIA 3.00% 12/15/15 45071RAB5 16584 12540 PRN SOLE 0 1427 0 11113 JAKKS PACIFIC INC 4.50%11/1/2014 47012EAD8 3004 3061 PRN SOLE 0 1375 0 1686 JEFFERIES GROUP INC 3.875% 11/1/2029 472319AG7 4558 4433 PRN SOLE 0 662 0 3771 JETBLUE AIRWAYS 6.75% 10/15/2039 477143AF8 5078 3300 PRN SOLE 0 2900 0 400 KOHLBERG CAPITAL 8.75% 03/15/16 500233AB7 2766 2068 PRN SOLE 0 1000 0 1068 LAM RESEARCH CORP 1.25% 05/15/2018 512807AL2 10007 9336 PRN SOLE 0 2000 0 7336 LAM RESEARCH CORP .50% 5/15/2016 512807AJ7 1921 1890 PRN SOLE 0 0 0 1890 LIFEPOINT HOSPITALS 3.50% 5/15/2014 53219LAH2 22329 20380 PRN SOLE 0 1989 0 18391 LINEAR TECHNOLOGY CORP 3.000% 5/01/27 535678AC0 13933 13037 PRN SOLE 0 913 0 12124 M/I HOMES INC 3.00% 3/1/2018 55292PAB1 18877 18184 PRN SOLE 0 6500 0 11684 MENTOR GRAPHICS 4.00% 4/1/2031 587200AK2 21124 17911 PRN SOLE 0 3911 0 14000 MERITAGE HOMES CORP 1.875% 9/15/2032 59001AAR3 19386 17184 PRN SOLE 0 5300 0 11884 MOLINA HEALTHCARE 3.75% 10/01/2014 60855RAA8 3999 3393 PRN SOLE 0 0 0 3393 MOLSON COORS BREWING 2.5% 7/30/2013 60871RAA8 342 331 PRN SOLE 0 0 0 331 MOLYCORP INC 3.25% 6/15/2016 608753AA7 17719 28695 PRN SOLE 0 8278 0 20417 NEWMONT MINING 1.25% 7/15/2014 651639AH9 314 280 PRN SOLE 0 0 0 280 NEWPARK RESOURCES 4% 10/1/17 651718AC2 44465 37742 PRN SOLE 0 8050 0 29692 NORTHGATE MINERALS CORP 3.50% 10/1/2016 666416AB8 8249 7975 PRN SOLE 0 2143 0 5832 NUANCE COMMUNICATIONS 2.75% 11/01/31 67020YAF7 2127 2059 PRN SOLE 0 0 0 2059 NUVASIVE 2.750% 07/01/17 670704AC9 7013 7211 PRN SOLE 0 500 0 6711 OMNICARE 3.25% 12/15/2035 681904AL2 2204 2207 PRN SOLE 0 1100 0 1107 ON SEMICONDUCTOR 2.625% 12/15/2026 682189AH8 6437 5681 PRN SOLE 0 0 0 5681 PHOTRONICS 3.25% 04/01/2016 719405AH5 15356 14530 PRN SOLE 0 3000 0 11530 PRICELINE 1% 3/15/18 741503AQ9 1102 1000 PRN SOLE 0 1000 0 0 PROSPECT CAPITAL CORP 5.50% 08/15/2016 74348TAD4 32139 30213 PRN SOLE 0 1443 0 28770 PROSPECT CAPITAL CORP 6.25% 12/15/2015 74348TAC6 3265 3000 PRN SOLE 0 3000 0 0 PROVIDENCE SERVICE CORP 6.50% 5/15/2014 743815AB8 1022 1000 PRN SOLE 0 500 0 500 REDWOOD TRUST INC 4.625% 4/15/2018 758075AB1 4001 3633 PRN SOLE 0 1500 0 2133 ROYAL GOLD INC 2.875% 6/15/2019 780287AA6 9412 8879 PRN SOLE 0 3080 0 5799 RTI INTERNATIONAL METALS 3.00% 12/1/2015 74973WAA5 20041 17249 PRN SOLE 0 1216 0 16033 SALIX PHARMACEUTICALS 2.75% 5/15/2015 795435AC0 11974 9282 PRN SOLE 0 522 0 8760 SANDISK CORP 1.50% 8/15/17 80004CAD3 31269 24169 PRN SOLE 0 3000 0 21169 SOTHEBY'S 3.125% 6/15/2013 835898AC1 1557 1389 PRN SOLE 0 0 0 1389 STARWOOD PROPERTY TRUST 4.55% 3/1/2018 85571BAA3 35365 32041 PRN SOLE 0 8537 0 23504 STEEL DYNAMICS 5.125% 06/15/2014 858119AP5 1313 1170 PRN SOLE 0 0 0 1170 STEWART ENTERPRISES 3.375% 7/15/2016 860370AK1 5770 5405 PRN SOLE 0 938 0 4467 STILLWATER MINING 1.75% 10/15/2032 86074QAL6 8863 7432 PRN SOLE 0 0 0 7432 TAKE-TWO SYSTEMS 1.75% 12/1/2016 874054AC3 7618 6606 PRN SOLE 0 4200 0 2406 TELEFLEX 3.875% 8/1/17 879369AA4 14970 10311 PRN SOLE 0 868 0 9443 TOWER GROUP 5.00% 9/15/2014 891777AC8 23656 22409 PRN SOLE 0 3135 0 19274 TRINITY INDUSTRIES 3.875% 06/01/2036 896522AF6 34722 28830 PRN SOLE 0 3087 0 25743 TTM TECHNOLOGIES 3.25% 5/15/2015 87305RAC3 19536 19597 PRN SOLE 0 1174 0 18423 UNITED THERAPEUTICS CORP 1.00% 9/15/2016 91307CAF9 6204 4500 PRN SOLE 0 4000 0 500 US STEEL CORP 2.75% 4/1/2019 912909AH1 14672 14437 PRN SOLE 0 6372 0 8065 WABASH NATIONAL CORP 3.375% 05/01/2018 929566AH0 46705 38460 PRN SOLE 0 10204 0 28256 WALTER INV. MANG. 4.50% 4.5% 11/1/2019 93317WAA0 2024 1885 PRN SOLE 0 750 0 1135 XILINX INC 2.62% 6/15/2017 983919AF8 1254 880 PRN SOLE 0 500 0 380