0000919574-14-004469.txt : 20140814
0000919574-14-004469.hdr.sgml : 20140814
20140813185747
ACCESSION NUMBER: 0000919574-14-004469
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140813
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Espalier Global Management LLC
CENTRAL INDEX KEY: 0001533327
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14742
FILM NUMBER: 141038938
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, SUITE 4110
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-339-3981
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, SUITE 4110
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001533327
XXXXXXXX
06-30-2014
06-30-2014
false
Espalier Global Management LLC
599 Lexington Avenue, Suite 4110
New York
NY
10022
13F HOLDINGS REPORT
028-14742
N
Wojciech Uzdelewicz
Managing Principal
212-339-7448
/s/ Wojciech Uzdelewicz
New York
NY
08-13-2014
1
95
1292745
1
0001533326
028-14745
Espalier Global Master Fund, Ltd.
INFORMATION TABLE
2
infotable.xml
ACELRX PHARMACEUTICALS INC
COM
00444T100
1281
125000
SH
DFND
1
125000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
8920
400000
SH
DFND
1
400000
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
21797
77500
SH
Call
DFND
1
77500
0
0
ALLY FINL INC
COM
02005N100
2391
100000
SH
Call
DFND
1
100000
0
0
ALLY FINL INC
COM
02005N100
11357
475000
SH
DFND
1
475000
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
6145
225000
SH
DFND
1
225000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
10916
200000
SH
DFND
1
200000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
8592
200000
SH
Call
DFND
1
200000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
13962
325000
SH
DFND
1
325000
0
0
APPLE INC
COM
037833100
39612
426256
SH
DFND
1
426256
0
0
BANK OF AMERICA CORPORATION
COM
060505104
9222
600000
SH
DFND
1
600000
0
0
BLACKHAWK NETWORK HLDGS INC
CL A
09238E104
8466
300000
SH
Call
DFND
1
300000
0
0
BLACKROCK INC
COM
09247X101
31960
100000
SH
Put
DFND
1
100000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
10032
300000
SH
Call
DFND
1
300000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
10032
300000
SH
DFND
1
300000
0
0
BRUKER CORP
COM
116794108
2835
116800
SH
Call
DFND
1
116800
0
0
CASTLIGHT HEALTH INC
CL B
14862Q100
2684
176573
SH
DFND
1
176573
0
0
CATERPILLAR INC DEL
COM
149123101
27168
250000
SH
Put
DFND
1
250000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
5386
200000
SH
DFND
1
200000
0
0
CHART INDS INC
COM PAR $0.01
16115Q308
6205
75000
SH
DFND
1
75000
0
0
CISCO SYS INC
COM
17275R102
19880
800000
SH
Put
DFND
1
800000
0
0
CISCO SYS INC
COM
17275R102
22986
925000
SH
DFND
1
925000
0
0
COACH INC
COM
189754104
5129
150000
SH
Call
DFND
1
150000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
5808
150000
SH
Call
DFND
1
150000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
7744
200000
SH
DFND
1
200000
0
0
DICKS SPORTING GOODS INC
COM
253393102
9312
200000
SH
DFND
1
200000
0
0
DIGITAL RIV INC
COM
25388B104
1543
100000
SH
DFND
1
100000
0
0
DISCOVER FINL SVCS
COM
254709108
24792
400000
SH
DFND
1
400000
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
2126
100000
SH
Call
DFND
1
100000
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
13819
650000
SH
DFND
1
650000
0
0
ERICSSON
ADR B SEK 10
294821608
896
74200
SH
Put
DFND
1
74200
0
0
EXPEDIA INC DEL
COM NEW
30212P303
17721
225000
SH
DFND
1
225000
0
0
FACEBOOK INC
CL A
30303M102
13458
200000
SH
DFND
1
200000
0
0
FIRST SOLAR INC
COM
336433107
14212
200000
SH
DFND
1
200000
0
0
FRANKLIN RES INC
COM
354613101
5784
100000
SH
Call
DFND
1
100000
0
0
GARMIN LTD
SHS
H2906T109
6090
100000
SH
Call
DFND
1
100000
0
0
GARMIN LTD
SHS
H2906T109
9744
160000
SH
DFND
1
160000
0
0
GLOBAL EAGLE ENTMT INC
COM
37951D102
1240
100000
SH
DFND
1
100000
0
0
GOGO INC
COM
38046C109
5868
300000
SH
DFND
1
300000
0
0
GREEN DOT CORP
CL A
39304D102
4745
250000
SH
Call
DFND
1
250000
0
0
BLOCK H & R INC
COM
093671105
11732
350000
SH
DFND
1
350000
0
0
HOME DEPOT INC
COM
437076102
8096
100000
SH
Put
DFND
1
100000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
18127
100000
SH
Put
DFND
1
100000
0
0
INTUIT
COM
461202103
9261
115000
SH
DFND
1
115000
0
0
JPMORGAN CHASE & CO
COM
46625H100
12965
225000
SH
DFND
1
225000
0
0
KING DIGITAL ENTMT PLC
ORD SHS
G5258J109
2055
100000
SH
Call
DFND
1
100000
0
0
KING DIGITAL ENTMT PLC
ORD SHS
G5258J109
4250
206800
SH
DFND
1
206800
0
0
LAS VEGAS SANDS CORP
COM
517834107
11433
150000
SH
Put
DFND
1
150000
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
4391
100000
SH
Call
DFND
1
100000
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
10978
250000
SH
DFND
1
250000
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
5426
67812
SH
DFND
1
67812
0
0
MICRON TECHNOLOGY INC
COM
595112103
4119
125000
SH
DFND
1
125000
0
0
MICROSOFT CORP
COM
594918104
20850
500000
SH
Put
DFND
1
500000
0
0
MICROSOFT CORP
COM
594918104
22935
550000
SH
DFND
1
550000
0
0
MILLENNIAL MEDIA INC
COM
60040N105
3743
750000
SH
DFND
1
750000
0
0
MONSANTO CO NEW
COM
61166W101
24948
200000
SH
Call
DFND
1
200000
0
0
MOVE INC
COM NEW
62458M207
4001
270500
SH
Call
DFND
1
270500
0
0
MOVE INC
COM NEW
62458M207
3328
225000
SH
DFND
1
225000
0
0
NAVIENT CORP
COM
63938C108
4428
250000
SH
DFND
1
250000
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
7496
200000
SH
Call
DFND
1
200000
0
0
NETAPP INC
COM
64110D104
12782
350000
SH
DFND
1
350000
0
0
NEUSTAR INC
CL A
64126X201
1301
50000
SH
DFND
1
50000
0
0
NEXTERA ENERGY INC
COM
65339F101
7686
75000
SH
DFND
1
75000
0
0
NU SKIN ENTERPRISES INC
CL A
67018T105
3698
50000
SH
Put
DFND
1
50000
0
0
PACCAR INC
COM
693718108
12566
200000
SH
Call
DFND
1
200000
0
0
PANDORA MEDIA INC
COM
698354107
5900
200000
SH
Call
DFND
1
200000
0
0
PANDORA MEDIA INC
COM
698354107
3688
125000
SH
DFND
1
125000
0
0
PERKINELMER INC
COM
714046109
5874
125400
SH
Call
DFND
1
125400
0
0
PFIZER INC
COM
717081103
13187
444300
SH
Call
DFND
1
444300
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
3393
150000
SH
DFND
1
150000
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
186811
2019800
SH
Put
DFND
1
2019800
0
0
SEARS HLDGS CORP
COM
812350106
6993
175000
SH
Put
DFND
1
175000
0
0
SINA CORP
ORD
G81477104
85
1703
SH
DFND
1
1703
0
0
SOLAZYME INC
COM
83415T101
589
50000
SH
Call
DFND
1
50000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
195720
1000000
SH
Put
DFND
1
1000000
0
0
SUNEDISON INC
COM
86732Y109
21992
973100
SH
DFND
1
973100
0
0
SUNPOWER CORP
COM
867652406
11270
275000
SH
DFND
1
275000
0
0
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
3496
100000
SH
DFND
1
100000
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
17243
550000
SH
DFND
1
550000
0
0
TIBCO SOFTWARE INC
COM
88632Q103
10085
500000
SH
Call
DFND
1
500000
0
0
TRULIA INC
COM
897888103
4738
100000
SH
Call
DFND
1
100000
0
0
TRULIA INC
COM
897888103
692
14599
SH
DFND
1
14599
0
0
TWITTER INC
COM
90184L102
10243
250000
SH
Call
DFND
1
250000
0
0
TWITTER INC
COM
90184L102
19461
475000
SH
DFND
1
475000
0
0
VEECO INSTRS INC DEL
COM
922417100
5589
150000
SH
Call
DFND
1
150000
0
0
VEECO INSTRS INC DEL
COM
922417100
7452
200000
SH
DFND
1
200000
0
0
VISA INC
COM CL A
92826C839
21071
100000
SH
Put
DFND
1
100000
0
0
VOYA FINL INC
COM
929089100
16602
456861
SH
DFND
1
456861
0
0
WATERS CORP
COM
941848103
2872
27500
SH
Call
DFND
1
27500
0
0
WESTERN DIGITAL CORP
COM
958102105
9230
100000
SH
DFND
1
100000
0
0
WESTERN UN CO
COM
959802109
5202
300000
SH
DFND
1
300000
0
0
WYNN RESORTS LTD
COM
983134107
20756
100000
SH
Put
DFND
1
100000
0
0
YAHOO INC
COM
984332106
8783
250000
SH
DFND
1
250000
0
0
YELP INC
CL A
985817105
7668
100000
SH
Call
DFND
1
100000
0
0
ZYNGA INC
CL A
98986T108
1605
500000
SH
Call
DFND
1
500000
0
0