0000919574-14-003048.txt : 20140515
0000919574-14-003048.hdr.sgml : 20140515
20140514174243
ACCESSION NUMBER: 0000919574-14-003048
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140514
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Espalier Global Management LLC
CENTRAL INDEX KEY: 0001533327
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14742
FILM NUMBER: 14842835
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, SUITE 4110
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-339-3981
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, SUITE 4110
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001533327
XXXXXXXX
03-31-2014
03-31-2014
false
Espalier Global Management LLC
599 Lexington Avenue, Suite 4110
New York
NY
10022
13F HOLDINGS REPORT
028-14742
N
Wojciech Uzdelewicz
Managing Principal
212-339-7448
/s/ Wojciech Uzdelewicz
New York
NY
05-14-2014
1
99
1792016
1
0001533326
028-14745
Espalier Global Master Fund, Ltd.
INFORMATION TABLE
2
infotable.xml
AASTROM BIOSCIENCES INC
COM PAR$
00253U404
70
16000
SH
Call
DFND
1
16000
0
0
ACELRX PHARMACEUTICALS INC
COM
00444T100
5104
425000
SH
DFND
1
425000
0
0
ALCOA INC
COM
013817101
12870
1000000
SH
Put
DFND
1
1000000
0
0
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
3945
125000
SH
DFND
1
125000
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
6206
200000
SH
DFND
1
200000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
15003
300000
SH
DFND
1
300000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
10980
300000
SH
DFND
1
300000
0
0
APPLIED OPTOELECTRONICS INC
COM
03823U102
2467
100000
SH
DFND
1
100000
0
0
BANK NEW YORK MELLON CORP
COM
064058100
10485
297100
SH
Call
DFND
1
297100
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
4833
125000
SH
DFND
1
125000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
3325
100000
SH
Call
DFND
1
100000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
11638
350000
SH
DFND
1
350000
0
0
CABELAS INC
COM
126804301
13102
200000
SH
Call
DFND
1
200000
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
1865
120000
SH
DFND
1
120000
0
0
CASTLIGHT HEALTH INC
CL B
14862Q100
3607
170000
SH
DFND
1
170000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
6833
250000
SH
Call
DFND
1
250000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
6833
250000
SH
DFND
1
250000
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
19613
290000
SH
DFND
1
290000
0
0
CISCO SYS INC
COM
17275R102
6725
300000
SH
DFND
1
300000
0
0
CITIGROUP INC
COM NEW
172967424
23800
500000
SH
Call
DFND
1
500000
0
0
CITIGROUP INC
COM NEW
172967424
16660
350000
SH
DFND
1
350000
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
3085
125000
SH
DFND
1
125000
0
0
COVANTA HLDG CORP
COM
22282E102
10175
563700
SH
DFND
1
563700
0
0
DANAHER CORP DEL
COM
235851102
9375
125000
SH
DFND
1
125000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
12128
350000
SH
DFND
1
350000
0
0
DIGITAL RIV INC
COM
25388B104
3922
225000
SH
DFND
1
225000
0
0
DIGITALGLOBE INC
COM NEW
25389M877
10729
369842
SH
DFND
1
369842
0
0
DISCOVER FINL SVCS
COM
254709108
24731
425000
SH
DFND
1
425000
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
2302
100000
SH
Call
DFND
1
100000
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
12086
525000
SH
DFND
1
525000
0
0
EBAY INC
COM
278642103
16572
300000
SH
Call
DFND
1
300000
0
0
ENDO INTL PLC
SHS
G30401106
6865
100000
SH
Call
DFND
1
100000
0
0
EXPEDIA INC DEL
COM NEW
30212P303
14500
200000
SH
DFND
1
200000
0
0
FIDELITY & GTY LIFE
COM
315785105
1770
75000
SH
DFND
1
75000
0
0
FIRST SOLAR INC
COM
336433107
3490
50000
SH
Call
DFND
1
50000
0
0
FIRST SOLAR INC
COM
336433107
12213
175000
SH
DFND
1
175000
0
0
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
3700
500000
SH
DFND
1
500000
0
0
FUSION-IO INC
COM
36112J107
4208
400000
SH
Call
DFND
1
400000
0
0
FUSION-IO INC
COM
36112J107
5260
500000
SH
DFND
1
500000
0
0
GARMIN LTD
SHS
H2906T109
5526
100000
SH
Call
DFND
1
100000
0
0
GARMIN LTD
SHS
H2906T109
13815
250000
SH
DFND
1
250000
0
0
GENERAL ELECTRIC CO
COM
369604103
25890
1000000
SH
Call
DFND
1
1000000
0
0
GLOBAL EAGLE ENTMT INC
COM
37951D102
1894
120000
SH
DFND
1
120000
0
0
GOGO INC
COM
38046C109
6162
300000
SH
DFND
1
300000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
8193
50000
SH
Call
DFND
1
50000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
12289
75000
SH
DFND
1
75000
0
0
GOOGLE INC
CL A
38259P508
22290
20000
SH
DFND
1
20000
0
0
GROUPON INC
COM CL A
399473107
1842
235000
SH
DFND
1
235000
0
0
GT ADVANCED TECHNOLOGIES INC
COM
36191U106
5115
300000
SH
DFND
1
300000
0
0
BLOCK H & R INC
COM
093671105
11321
375000
SH
DFND
1
375000
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
4582
80000
SH
Put
DFND
1
80000
0
0
HEWLETT PACKARD CO
COM
428236103
9708
300000
SH
DFND
1
300000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
38498
200000
SH
Put
DFND
1
200000
0
0
ING U S INC
COM
45685E106
17228
475000
SH
DFND
1
475000
0
0
INTEL CORP
COM
458140100
9035
350000
SH
DFND
1
350000
0
0
INTERSIL CORP
CL A
46069S109
5168
400000
SH
DFND
1
400000
0
0
IRON MTN INC
COM
462846106
5514
200000
SH
Call
DFND
1
200000
0
0
IRON MTN INC
COM
462846106
6203
225000
SH
DFND
1
225000
0
0
ISHARES
CHINA LG-CAP ETF
464287184
17890
500000
SH
Call
DFND
1
500000
0
0
ISHARES
RUSSELL 2000 ETF
464287655
58170
500000
SH
Put
DFND
1
500000
0
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
1890
135000
SH
DFND
1
135000
0
0
JPMORGAN CHASE & CO
COM
46625H100
45533
750000
SH
Call
DFND
1
750000
0
0
JPMORGAN CHASE & CO
COM
46625H100
15178
250000
SH
DFND
1
250000
0
0
LIVEPERSON INC
COM
538146101
1388
115000
SH
DFND
1
115000
0
0
MASTERCARD INC
CL A
57636Q104
7470
100000
SH
Call
DFND
1
100000
0
0
MICRON TECHNOLOGY INC
COM
595112103
23660
1000000
SH
Put
DFND
1
1000000
0
0
MILLENNIAL MEDIA INC
COM
60040N105
5190
750000
SH
DFND
1
750000
0
0
MONOLITHIC PWR SYS INC
COM
609839105
1939
50000
SH
DFND
1
50000
0
0
MSCI INC
COM
55354G100
5378
125000
SH
DFND
1
125000
0
0
NU SKIN ENTERPRISES INC
CL A
67018T105
4143
50000
SH
Put
DFND
1
50000
0
0
PAYCHEX INC
COM
704326107
8520
200000
SH
Call
DFND
1
200000
0
0
PITNEY BOWES INC
COM
724479100
2599
100000
SH
Call
DFND
1
100000
0
0
PITNEY BOWES INC
COM
724479100
10396
400000
SH
DFND
1
400000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
43835
500000
SH
Put
DFND
1
500000
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
12986
200000
SH
Call
DFND
1
200000
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
83422
1284800
SH
Put
DFND
1
1284800
0
0
QUINTILES TRANSNATIO HLDGS I
COM
74876Y101
10154
200000
SH
Put
DFND
1
200000
0
0
SEARS HLDGS CORP
COM
812350106
7164
150000
SH
Put
DFND
1
150000
0
0
SOLARWINDS INC
COM
83416B109
4263
100000
SH
DFND
1
100000
0
0
SOLAZYME INC
COM
83415T101
581
50000
SH
Call
DFND
1
50000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
701288
3750000
SH
Put
DFND
1
3750000
0
0
SPRINT CORP
COM SER 1
85207U105
5514
600000
SH
Call
DFND
1
600000
0
0
SUNEDISON INC
COM
86732Y109
1884
100000
SH
Call
DFND
1
100000
0
0
SUNEDISON INC
COM
86732Y109
7536
400000
SH
DFND
1
400000
0
0
SUNPOWER CORP
COM
867652406
1855
57500
SH
DFND
1
57500
0
0
SYMANTEC CORP
COM
871503108
7988
400000
SH
DFND
1
400000
0
0
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
6001
175000
SH
DFND
1
175000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
8224
375000
SH
DFND
1
375000
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
8488
250000
SH
Call
DFND
1
250000
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
15278
450000
SH
DFND
1
450000
0
0
TIVO INC
COM
888706108
4234
320000
SH
DFND
1
320000
0
0
TRANSDIGM GROUP INC
COM
893641100
12390
66900
SH
Put
DFND
1
66900
0
0
VERISIGN INC
COM
92343E102
12173
225800
SH
DFND
1
225800
0
0
VIOLIN MEMORY INC
COM
92763A101
700
175000
SH
DFND
1
175000
0
0
WATERS CORP
COM
941848103
10841
100000
SH
Call
DFND
1
100000
0
0
WELLS FARGO & CO NEW
COM
949746101
16166
325000
SH
DFND
1
325000
0
0
YAHOO INC
COM
984332106
17950
500000
SH
Call
DFND
1
500000
0
0
YAHOO INC
COM
984332106
21540
600000
SH
Put
DFND
1
600000
0
0
ZYNGA INC
CL A
98986T108
6880
1600000
SH
DFND
1
1600000
0
0