0001193125-14-053898.txt : 20140214 0001193125-14-053898.hdr.sgml : 20140214 20140214131156 ACCESSION NUMBER: 0001193125-14-053898 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 GROUP MEMBERS: BROOKFIELD RENEWABLE POWER INC. GROUP MEMBERS: PARTNERS LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Renewable Energy Partners L.P. CENTRAL INDEX KEY: 0001533232 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-87979 FILM NUMBER: 14613868 BUSINESS ADDRESS: STREET 1: 73 FRONT STREET STREET 2: FIFTH FLOOR CITY: HAMILTON STATE: D0 ZIP: HM 12 BUSINESS PHONE: 441-294-3304 MAIL ADDRESS: STREET 1: 73 FRONT STREET STREET 2: FIFTH FLOOR CITY: HAMILTON STATE: D0 ZIP: HM 12 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 SC 13G 1 d674729dsc13g.htm SC 13G SC 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

 

Brookfield Renewable Energy Partners L.P.

(Name of Issuer)

Limited Partnership Units

(Title of Class of Securities)

G16258 108

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)

 

 

 


CUSIP No. G16258 108   Page 2 of 7 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

Brookfield Asset Management Inc.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

(a)  ¨        (b)  x Joint Filing

 

  3  

SEC USE ONLY:

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION:

 

    Ontario, Canada

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     

SOLE VOTING POWER:

 

    0

   6   

SHARED VOTING POWER:

 

    169,685,609

   7   

SOLE DISPOSITIVE POWER:

 

    0

   8   

SHARED DISPOSITIVE POWER:

 

    169,685,609

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

 

    169,685,609

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):    ¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:

 

    64.6%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):

 

    CO

 


CUSIP No. G16258 108   Page 3 of 7 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

Partners Limited

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

(a)  ¨        (b)  x Joint Filing

 

  3  

SEC USE ONLY:

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION:

 

    Ontario, Canada

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     

SOLE VOTING POWER:

 

    0

   6   

SHARED VOTING POWER:

 

    169,685,609

   7   

SOLE DISPOSITIVE POWER:

 

    0

   8   

SHARED DISPOSITIVE POWER:

 

    169,685,609

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

 

    169,685,609

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):    ¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:

 

    64.6%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):

 

    CO

 


CUSIP No. G16258 108   Page 4 of 7 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

Brookfield Renewable Power Inc.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

(a)  ¨        (b)  x Joint Filing

 

  3  

SEC USE ONLY:

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION:

 

    Ontario, Canada

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     

SOLE VOTING POWER:

 

    0

   6   

SHARED VOTING POWER:

 

    169,685,609

   7   

SOLE DISPOSITIVE POWER:

 

    0

   8   

SHARED DISPOSITIVE POWER:

 

    169,685,609

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

 

    169,685,609

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):    ¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:

 

    64.6%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):

 

    CO

 

 


CUSIP No. G16258 108   Page 5 of 7 Pages

 

 

Item 1(a). Name of Issuer

Brookfield Renewable Energy Partners L.P. (“BREP”)

 

Item 1(b). Address of Issuer’s Principal Executive Offices

73 Front Street, 5th Floor

Hamilton HM12

Bermuda

 

Item 2(a). Name of Persons Filing

Brookfield Asset Management Inc. (“BAM”)

Partners Limited (“Partners”)

Brookfield Renewable Power Inc. (“BRPI”)

 

Item 2(b). Address of Principal Business Office or, if none, Residence

The address of each of BAM, Partners and BRPI is:

Brookfield Place

181 Bay Street, Suite 330

Toronto, Ontario, Canada, M5J 2T3

 

Item 2(c). Citizenship

See Item 4 of the cover pages

 

Item 2(d). Title of Class of Securities

Limited Partnership Units (the “LP Units”)

 

Item 2(e). CUSIP Number

G16258 108

 

Item 3. Not applicable

 

Item 4. Ownership

 

  (a) Amount Beneficially Owned:

 

    See Item 9 of the cover pages. BRPI beneficially owns 40,026,986 LP Units. BAM is BRPI’s sole shareholder and therefore may be deemed to beneficially own 40,026,986 LP Units indirectly through BRPI. In addition, BAM beneficially owns 129,658,623 Redeemable/Exchangeable partnership units of Brookfield Renewable Energy L.P., a subsidiary of BREP and BRPI, which provide BAM with the right to request that all or a portion of its Redeemable/Exchangeable partnership units be redeemed for cash consideration at any time after November 28, 2013. In the event that BAM exercises this right, BREP has the right, at its sole discretion, to satisfy the redemption request with LP Units, rather than cash, on a one-for-one basis. Partners owns all of BAM’s Class B Limited Voting Shares and therefore may be deemed to beneficially own 169,685,609 LP Units indirectly through BAM and BRPI.

 

  (b) Percent of Class:

 

    See Item 11 of the cover pages.

 


CUSIP No. G16258 108   Page 6 of 7 Pages

 

  (c) Number of shares as to which such person has:

 

  (i) sole power to vote or to direct the vote:

See Item 5 of the cover pages.

 

  (ii) shared power to vote or to direct the vote:

See Item 6 of the cover pages.

 

  (iii) sole power to dispose or to direct the disposition of:

See Item 7 of the cover pages.

 

  (iv) shared power to dispose or to direct the disposition of:

See Item 8 of the cover pages.

 

Item 5. Ownership of Five Percent or Less of a Class

Not applicable

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Not applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company

Not applicable

 

Item 8. Identification and Classification of Members of the Group

Not applicable

 

Item 9. Notice of Dissolution of Group

Not applicable

 

Item 10. Certifications

Not applicable

Exhibits

 

99.1 Joint Filing Agreement

 


CUSIP No. G16258 108   Page 7 of 7 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 14, 2014     BROOKFIELD ASSET MANAGEMENT INC.
    By:  

/s/ A. J. Silber

      Name: A. J. Silber
      Title: Vice President, Legal Affairs
   

 

PARTNERS LIMITED

    By:  

/s/ Derek Gorgi

      Name: Derek Gorgi
      Title: Assistant Secretary
   

 

BROOKFIELD RENEWABLE POWER INC.

    By:  

/s/ Josée Guibord

      Name: Josée Guibord
      Title: Assistant Secretary

 

EX-99.1 2 d674729dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

JOINT FILING AGREEMENT

We, the signatories of the Statement on Schedule 13G to which this Joint Filing Agreement is attached, hereby agree that such statement is, and any amendments thereto filed by any of us will be, filed on behalf of each of us pursuant to and in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended.

 

Date: February 14, 2014     BROOKFIELD ASSET MANAGEMENT INC.
    By:  

/s/ A. J. Silber

      Name: A. J. Silber
      Title: Vice President, Legal Affairs
   

 

PARTNERS LIMITED

    By:  

/s/ Derek Gorgi

      Name: Derek Gorgi
      Title: Assistant Secretary
   

 

BROOKFIELD RENEWABLE POWER INC.

    By:  

/s/ Josée Guibord

      Name: Josée Guibord
      Title: Assistant Secretary