0001127602-12-000760.txt : 20120104 0001127602-12-000760.hdr.sgml : 20120104 20120104173126 ACCESSION NUMBER: 0001127602-12-000760 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111230 FILED AS OF DATE: 20120104 DATE AS OF CHANGE: 20120104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trehan Rita CENTRAL INDEX KEY: 0001532560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 12507589 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-12-30 0000874761 AES CORP AES 0001532560 Trehan Rita 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 Vice President Human Resources Common Stock 2011-12-30 4 M 0 2412 A 14151 D Common Stock 2011-12-30 4 F 0 809 11.84 D 13342 D Common Stock 285 I By 401(k) Plan Restricted Stock Units 2011-12-30 4 M 0 2412 D Common Stock 2412 0 D Each restricted stock unit was the economic equivalent of one share of AES Common Stock. Exercisable Date was 12/30/2011 and Expiration Date was 12/30/2011. Previously included in Column 5 of Table 1. Therefore, the amount of securities beneficially owned following the stock settlement of the restricted stock unit award did not increase. Between 10/17/2011 and 12/30/2011, the reporting person acquired 285 shares of AES Common Stock pursuant to The AES Retirement Savings Plan. This information was based on a plan statement dated December 30, 2011. Rita Trehan 2012-01-04