0001085146-13-000651.txt : 20130221 0001085146-13-000651.hdr.sgml : 20130221 20130221150435 ACCESSION NUMBER: 0001085146-13-000651 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130221 DATE AS OF CHANGE: 20130221 EFFECTIVENESS DATE: 20130221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bluefin Trading, LLC CENTRAL INDEX KEY: 0001532351 IRS NUMBER: 134176094 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15133 FILM NUMBER: 13630040 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 6469632717 MAIL ADDRESS: STREET 1: 3 PARK AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR/A 1 bluefintrading4q2012a1.txt BLUEFIN TRADING LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bluefin Trading, LLC Address: 3 Park Avenue 37th Floor New York, NY 10016 13F File Number: 028-NEW The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kate Beswick Title: Chief Compliance Officer Phone: 646-963-2717 Signature, Place, and Date of Signing: /s/ Kate Beswick New York, NY February 13, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 399 Form 13F Information Table Value Total: $931,800 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 700 8400 SH SOLE 8400 0 0 ABERCROMBIE & FITCH CO CL A 002896207 300 5300 SH SOLE 5300 0 0 ABERCROMBIE & FITCH CO CL A 002896207 700 1892 SH CALL SOLE 1892 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 3500 48254 SH SOLE 48254 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 300 910 SH PUT SOLE 910 0 0 ADVISORSHARES TR PERITUS HG YLD 00768Y503 800 16586 SH SOLE 16586 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 0 29900 SH SOLE 29900 0 0 AMAZON COM INC COM 023135106 300 1100 SH SOLE 1100 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1300 57403 SH SOLE 57403 0 0 AMERICAN EXPRESS CO COM 025816109 500 10000 SH SOLE 10000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 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SOLE 522742 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 300 4000 SH SOLE 4000 0 0 BANK OF AMERICA CORPORATION COM 060505104 11700 1002265 SH SOLE 1002265 0 0 BANK OF AMERICA CORPORATION COM 060505104 2200 18013 SH CALL SOLE 18013 0 0 BANK OF AMERICA CORPORATION COM 060505104 0 36415 SH PUT SOLE 36415 0 0 BANK OF AMERICA CORPORATION *W EXP 10/28/201 060505153 400 496717 SH SOLE 496717 0 0 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 200 9674 SH SOLE 9674 0 0 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 3400 57395 SH SOLE 57395 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 4300 25066 SH PUT SOLE 25066 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 1900 60000 SH SOLE 60000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 400 10993 SH CALL SOLE 10993 0 0 BARCLAYS BK PLC 10 YR TREAS BEAR 06740L451 700 27119 SH SOLE 27119 0 0 BARCLAYS BK PLC 2 YR TREAS BULL 06740L469 2600 45339 SH SOLE 45339 0 0 BARCLAYS BK PLC US TRES STEEP 06740L477 300 8350 SH SOLE 8350 0 0 BARCLAYS BK PLC US TRES FLATT 06740L485 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1300 4500 SH CALL SOLE 4500 0 0 NEWMONT MINING CORP COM 651639106 2600 55821 SH SOLE 55821 0 0 NEWS CORP CL A 65248E104 300 1000 SH CALL SOLE 1000 0 0 NEXEN INC COM 65334H102 700 2076 SH CALL SOLE 2076 0 0 NORTHERN TR CORP COM 665859104 2700 53677 SH SOLE 53677 0 0 NOVO-NORDISK A S ADR 670100205 200 255 SH CALL SOLE 255 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 7800 87123 SH SOLE 87123 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 300 2331 SH CALL SOLE 2331 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 300 3385 SH PUT SOLE 3385 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 14200 184200 SH SOLE 184200 0 0 OCWEN FINL CORP COM NEW 675746309 3000 86500 SH SOLE 86500 0 0 OCZ TECHNOLOGY GROUP INC COM 67086E303 0 10000 SH SOLE 10000 0 0 ODYSSEY MARINE EXPLORATION I COM 676118102 100 43807 SH SOLE 43807 0 0 OMNICARE INC COM 681904108 400 2000 SH CALL SOLE 2000 0 0 OPENTABLE INC COM 68372A104 200 4493 SH SOLE 4493 0 0 ORIENT-EXPRESS HOTELS LTD CL A G67743107 200 14400 SH SOLE 14400 0 0 OWENS CORNING NEW *W EXP 10/31/201 690742127 100 66989 SH SOLE 66989 0 0 PACKAGING CORP AMER COM 695156109 600 1700 SH CALL SOLE 1700 0 0 PANDORA MEDIA INC COM 698354107 600 62510 SH SOLE 62510 0 0 PATTERSON UTI ENERGY INC COM 703481101 300 15650 SH SOLE 15650 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 200 1187 SH SOLE 1187 0 0 PFIZER INC COM 717081103 900 34451 SH SOLE 34451 0 0 PHILIP MORRIS INTL INC COM 718172109 300 3800 SH SOLE 3800 0 0 PHILLIPS 66 COM 718546104 500 1310 SH CALL SOLE 1310 0 0 PIMCO ETF TR 1-3YR USTREIDX 72201R106 3200 62245 SH SOLE 62245 0 0 PIMCO ETF TR 15+ YR US TIPS 72201R304 500 7198 SH SOLE 7198 0 0 PIMCO ETF TR BROAD US TIPS 72201R403 2900 47625 SH SOLE 47625 0 0 PIMCO ETF TR 3-7YR US TREAS 72201R601 3700 46031 SH SOLE 46031 0 0 PIMCO ETF TR 7-15 YR US TRS 72201R700 3500 40348 SH SOLE 40348 0 0 PIMCO ETF TR TOTL RETN ETF 72201R775 1100 9906 SH SOLE 9906 0 0 PIMCO ETF TR 25YR+ ZERO U S 72201R882 3200 29507 SH SOLE 29507 0 0 PINNACLE ENTMT INC COM 723456109 300 19000 SH SOLE 19000 0 0 PITNEY BOWES INC COM 724479100 200 20700 SH SOLE 20700 0 0 PITNEY BOWES INC COM 724479100 200 1500 SH PUT SOLE 1500 0 0 PLAINS EXPL& PRODTN CO COM 726505100 2800 60665 SH SOLE 60665 0 0 PLAINS EXPL& PRODTN CO COM 726505100 200 500 SH CALL SOLE 500 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 3200 369925 SH SOLE 369925 0 0 POWERSHARES ETF TR II ASIA PAC BD PR 73937B753 200 6292 SH SOLE 6292 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 7300 397044 SH SOLE 397044 0 0 POWERSHARES ETF TRUST II INTL CORP BOND 73936Q835 900 31516 SH SOLE 31516 0 0 POWERSHARES GLOBAL ETF TRUST I-30 LAD TREAS 73936T524 300 9015 SH SOLE 9015 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 1800 94835 SH SOLE 94835 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 2200 70428 SH SOLE 70428 0 0 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 1800 78415 SH SOLE 78415 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 800 42559 SH SOLE 42559 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 8700 133206 SH SOLE 133206 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 200 6328 SH PUT SOLE 6328 0 0 PPL CORP UNIT 99/99/9999S 69351T114 200 3194 SH SOLE 3194 0 0 PROCTER & GAMBLE CO COM 742718109 1900 28600 SH SOLE 28600 0 0 PROSHARES TR SHT INV GRD CP 74347R123 400 13367 SH SOLE 13367 0 0 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 2400 88376 SH SOLE 88376 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 400 14632 SH SOLE 14632 0 0 PROSHARES TR ULTRA HIGH YLD 74348A707 700 13805 SH SOLE 13805 0 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 1000 34811 SH SOLE 34811 0 0 QUIKSILVER INC COM 74838C106 100 31500 SH SOLE 31500 0 0 RACKSPACE HOSTING INC COM 750086100 200 2000 SH PUT SOLE 2000 0 0 RADWARE LTD ORD M81873107 1800 53522 SH SOLE 53522 0 0 RESEARCH IN MOTION LTD COM 760975102 300 2884 SH CALL SOLE 2884 0 0 RESEARCH IN MOTION LTD COM 760975102 300 3452 SH PUT SOLE 3452 0 0 RITE AID CORP COM 767754104 600 463200 SH SOLE 463200 0 0 ROSS STORES INC COM 778296103 400 6659 SH SOLE 6659 0 0 SAUER-DANFOSS INC COM 804137107 3800 71977 SH SOLE 71977 0 0 SAUER-DANFOSS INC COM 804137107 200 2669 SH CALL SOLE 2669 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 500 9321 SH SOLE 9321 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1200 20365 SH SOLE 20365 0 0 SEARS HLDGS CORP COM 812350106 400 10782 SH SOLE 10782 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1800 47100 SH SOLE 47100 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 400 2506 SH CALL SOLE 2506 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 200 4789 SH PUT SOLE 4789 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 600 11900 SH SOLE 11900 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 14800 205929 SH SOLE 205929 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 600 9456 SH PUT SOLE 9456 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 200 20877 SH PUT SOLE 20877 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 8700 530500 SH SOLE 530500 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 200 2420 SH CALL SOLE 2420 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5300 139705 SH SOLE 139705 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3300 114100 SH SOLE 114100 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1600 46700 SH SOLE 46700 0 0 SM ENERGY CO COM 78454L100 2100 40500 SH SOLE 40500 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 500 9265 SH SOLE 9265 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 13100 81101 SH SOLE 81101 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 200 1221 SH CALL SOLE 1221 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 400 2421 SH PUT SOLE 2421 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 2200 28973 SH SOLE 28973 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 5600 120512 SH SOLE 120512 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 200 11693 SH PUT SOLE 11693 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9300 64800 SH SOLE 64800 0 0 SPDR SER TR SPDR BOFA CRSS 78468R606 1900 72841 SH SOLE 72841 0 0 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 6700 149183 SH SOLE 149183 0 0 SPDR SERIES TRUST SHRT INTL ETF 78464A334 1500 40189 SH SOLE 40189 0 0 SPDR SERIES TRUST LNG TRM CORP BD 78464A367 14400 349246 SH SOLE 349246 0 0 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 1700 49075 SH SOLE 49075 0 0 SPDR SERIES TRUST BRC MTG BCKD BD 78464A383 1500 53413 SH SOLE 53413 0 0 SPDR SERIES TRUST BRCLY EM LOCL 78464A391 4600 142828 SH SOLE 142828 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 2600 85920 SH SOLE 85920 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 700 11140 SH SOLE 11140 0 0 SPDR SERIES TRUST BARCLYS TIPS ETF 78464A656 1000 17069 SH SOLE 17069 0 0 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 5900 84681 SH SOLE 84681 0 0 SPDR SERIES TRUST BRCLYS INTER ETF 78464A672 200 3269 SH SOLE 3269 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 2100 37961 SH SOLE 37961 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 200 4390 SH PUT SOLE 4390 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 1300 30020 SH SOLE 30020 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 1000 38700 SH SOLE 38700 0 0 STARBUCKS CORP COM 855244109 200 4500 SH SOLE 4500 0 0 SUPERVALU INC COM 868536103 600 232639 SH SOLE 232639 0 0 SUPERVALU INC COM 868536103 1100 10043 SH PUT SOLE 10043 0 0 SYNTA PHARMACEUTICALS CORP COM 87162T206 100 13300 SH SOLE 13300 0 0 TCF FINL CORP *W EXP 11/14/201 872275128 100 28665 SH SOLE 28665 0 0 TEEKAY CORPORATION COM Y8564W103 12300 383847 SH SOLE 383847 0 0 TESLA MTRS INC COM 88160R101 800 23608 SH SOLE 23608 0 0 TESLA MTRS INC COM 88160R101 300 1504 SH CALL SOLE 1504 0 0 TIME WARNER INC COM NEW 887317303 400 7400 SH SOLE 7400 0 0 TITAN INTL INC ILL COM 88830M102 700 31000 SH SOLE 31000 0 0 TRAVELERS COMPANIES INC COM 89417E109 1300 17300 SH SOLE 17300 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 200 200 SH CALL SOLE 200 0 0 ULTRA PETROLEUM CORP COM 903914109 3600 197839 SH SOLE 197839 0 0 ULTRA PETROLEUM CORP COM 903914109 1800 2139 SH PUT SOLE 2139 0 0 UNITED PARCEL SERVICE INC CL B 911312106 300 4000 SH SOLE 4000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1100 12760 SH SOLE 12760 0 0 UNITEDHEALTH GROUP INC COM 91324P102 700 13100 SH SOLE 13100 0 0 URBAN OUTFITTERS INC COM 917047102 1000 25106 SH SOLE 25106 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 4800 51664 SH SOLE 51664 0 0 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 1000 16656 SH SOLE 16656 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 11000 119642 SH SOLE 119642 0 0 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 1200 16338 SH SOLE 16338 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4800 54311 SH SOLE 54311 0 0 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 1500 43700 SH SOLE 43700 0 0 VANGUARD WORLD FD EXTENDED DUR 921910709 1600 13372 SH SOLE 13372 0 0 VERISIGN INC COM 92343E102 300 8717 SH SOLE 8717 0 0 VERISIGN INC COM 92343E102 200 4597 SH CALL SOLE 4597 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1300 29811 SH SOLE 29811 0 0 VIRNETX HLDG CORP COM 92823T108 2000 4683 SH CALL SOLE 4683 0 0 VIRNETX HLDG CORP COM 92823T108 5000 3099 SH PUT SOLE 3099 0 0 VISA INC COM CL A 92826C839 1000 6400 SH SOLE 6400 0 0 VISTEON CORP COM NEW 92839U206 900 15967 SH SOLE 15967 0 0 VRINGO INC COM 92911N104 600 5457 SH PUT SOLE 5457 0 0 VRINGO INC COM 92911N104 300 102547 SH SOLE 102547 0 0 WAL-MART STORES INC COM 931142103 1900 27287 SH SOLE 27287 0 0 WATERS CORP COM 941848103 300 3000 SH SOLE 3000 0 0 WELLS FARGO & CO NEW COM 949746101 6600 191732 SH SOLE 191732 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 3900 80861 SH SOLE 80861 0 0 WISDOMTREE TR ASIA LC DBT FD 97717X842 3900 73342 SH SOLE 73342 0 0 WISDOMTREE TRUST BRAZILN RL ETF 97717W240 300 18115 SH SOLE 18115 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 700 35500 SH SOLE 35500 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 200 3000 SH PUT SOLE 3000 0 0 YAHOO INC COM 984332106 13200 660819 SH SOLE 660819 0 0 YAHOO INC COM 984332106 300 7983 SH CALL SOLE 7983 0 0 YELP INC CL A 985817105 600 32413 SH SOLE 32413 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 400 146754 SH SOLE 146754 0 0 ZYNGA INC CL A 98986T108 400 154321 SH SOLE 154321 0 0