0001181431-12-028772.txt : 20120509
0001181431-12-028772.hdr.sgml : 20120509
20120509164707
ACCESSION NUMBER: 0001181431-12-028772
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120507
FILED AS OF DATE: 20120509
DATE AS OF CHANGE: 20120509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baldock Philip A
CENTRAL INDEX KEY: 0001531652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09076
FILM NUMBER: 12826380
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BEAM INC
CENTRAL INDEX KEY: 0000789073
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 133295276
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8479488888
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: FORTUNE BRANDS INC
DATE OF NAME CHANGE: 19970609
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
rrd344480.xml
EXERCISE AND SALE
X0305
4
2012-05-07
0
0000789073
BEAM INC
NYSE: BEAM
0001531652
Baldock Philip A
BEAM INC.
510 LAKE COOK ROAD
DEERFIELD
IL
60015
0
1
0
0
SVP & President, APSA
Common Stock, par value $3.125
2012-05-07
4
M
0
3970
35.6741
A
3970
D
Common Stock, par value $3.125
2012-05-07
4
M
0
6023
36.2468
A
9993
D
Common Stock, par value $3.125
2012-05-07
4
S
0
9993
59.0374
D
0
D
Stock Options (Right to Buy)
35.6741
2012-05-07
4
M
0
3970
0
D
2016-09-30
Common Stock
3970
5039
D
Stock Options (Right to Buy)
36.2468
2012-05-07
4
M
0
6023
0
D
2017-02-22
Common Stock
6023
6023
D
Reflects the exercise of stock options issued under the Issuer's Long Term Incentive Plans.
The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.60 to $59.21, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
The options vested as to 3,970 shares on September 30, 2011 and will vest as to the remaining 5,039 shares on September 30, 2012.
The options vested as to 6,023 shares on February 22, 2012 and will vest as to the remaining 6,023 shares on February 22, 2013.
Leslie W. Jensen, Attorney-in-Fact for Philip A. Baldock
2012-05-09