0001181431-12-028772.txt : 20120509 0001181431-12-028772.hdr.sgml : 20120509 20120509164707 ACCESSION NUMBER: 0001181431-12-028772 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120507 FILED AS OF DATE: 20120509 DATE AS OF CHANGE: 20120509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldock Philip A CENTRAL INDEX KEY: 0001531652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 12826380 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEAM INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479488888 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE BRANDS INC DATE OF NAME CHANGE: 19970609 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd344480.xml EXERCISE AND SALE X0305 4 2012-05-07 0 0000789073 BEAM INC NYSE: BEAM 0001531652 Baldock Philip A BEAM INC. 510 LAKE COOK ROAD DEERFIELD IL 60015 0 1 0 0 SVP & President, APSA Common Stock, par value $3.125 2012-05-07 4 M 0 3970 35.6741 A 3970 D Common Stock, par value $3.125 2012-05-07 4 M 0 6023 36.2468 A 9993 D Common Stock, par value $3.125 2012-05-07 4 S 0 9993 59.0374 D 0 D Stock Options (Right to Buy) 35.6741 2012-05-07 4 M 0 3970 0 D 2016-09-30 Common Stock 3970 5039 D Stock Options (Right to Buy) 36.2468 2012-05-07 4 M 0 6023 0 D 2017-02-22 Common Stock 6023 6023 D Reflects the exercise of stock options issued under the Issuer's Long Term Incentive Plans. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.60 to $59.21, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. The options vested as to 3,970 shares on September 30, 2011 and will vest as to the remaining 5,039 shares on September 30, 2012. The options vested as to 6,023 shares on February 22, 2012 and will vest as to the remaining 6,023 shares on February 22, 2013. Leslie W. Jensen, Attorney-in-Fact for Philip A. Baldock 2012-05-09