0001181431-13-011028.txt : 20130220
0001181431-13-011028.hdr.sgml : 20130220
20130220171431
ACCESSION NUMBER: 0001181431-13-011028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130220
FILED AS OF DATE: 20130220
DATE AS OF CHANGE: 20130220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Probst Robert F
CENTRAL INDEX KEY: 0001531510
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09076
FILM NUMBER: 13627797
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BEAM INC
CENTRAL INDEX KEY: 0000789073
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 133295276
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8479488888
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: FORTUNE BRANDS INC
DATE OF NAME CHANGE: 19970609
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
rrd371090.xml
EXERCISE AND SALE
X0306
4
2013-02-20
0
0000789073
BEAM INC
NYSE: BEAM
0001531510
Probst Robert F
BEAM INC.
510 LAKE COOK ROAD
DEERFIELD
IL
60015
0
1
0
0
SVP & Chief Financial Officer
Common Stock, par value $3.125
2013-02-20
4
M
0
20000
47.3192
A
20556
D
Common Stock, par value $3.125
2013-02-20
4
S
0
20000
62.0973
D
556
D
Stock Option (Right to Buy)
47.3192
2013-02-20
4
M
0
20000
0
D
2015-09-29
Common Stock
20000
51186
D
Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plans.
The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $62.00 to $62.35, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
Includes 556 shares acquired under the Beam Employee Stock Purchase Plan.
The options vested in three equal installments beginning September 29, 2009.
Leslie W. Jensen, Attorney-in-Fact for Robert F. Probst
2013-02-20