0001181431-12-030361.txt : 20120516
0001181431-12-030361.hdr.sgml : 20120516
20120516173750
ACCESSION NUMBER: 0001181431-12-030361
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120514
FILED AS OF DATE: 20120516
DATE AS OF CHANGE: 20120516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gourlay Ian
CENTRAL INDEX KEY: 0001531485
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09076
FILM NUMBER: 12849788
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BEAM INC
CENTRAL INDEX KEY: 0000789073
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 133295276
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8479488888
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: FORTUNE BRANDS INC
DATE OF NAME CHANGE: 19970609
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
rrd345273.xml
EXERCISE AND SALE
X0305
4
2012-05-14
0
0000789073
BEAM INC
NYSE: BEAM
0001531485
Gourlay Ian
BEAM INC.
510 LAKE COOK ROAD
DEERFIELD
IL
60015
0
1
0
0
SVP Operations & Supply Chain
Common Stock, par value $3.125
2012-05-14
4
M
0
9491
35.6741
A
9851
D
Common Stock, par value $3.125
2012-05-14
4
S
0
9491
58.5284
D
360
D
Common Stock, par value $3.125
2012-05-14
4
M
0
1909
36.2468
A
2269
D
Common Stock, par value $3.125
2012-05-14
4
S
0
1909
58.5284
D
360
D
Common Stock, par value $3.125
2012-05-15
4
M
0
5142
36.2468
A
5502
D
Common Stock, par value $3.125
2012-05-15
4
S
0
5142
58.1128
D
360
D
Common Stock, par value $3.125
2012-05-15
4
M
0
859
36.2468
A
1219
D
Common Stock, par value $3.125
2012-05-15
4
S
0
859
58.506
D
360
D
Stock Options (Right to Buy)
35.6741
2012-05-14
4
M
0
9491
0
D
2016-09-30
Common Stock
9491
12046
D
Stock Options (Right to Buy)
36.2468
2012-05-14
4
M
0
1909
0
D
2017-02-22
Common Stock
1909
26080
D
Stock Options (Right to Buy)
36.2468
2012-05-15
4
M
0
6001
0
D
2017-02-22
Common Stock
6001
20079
D
Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plans.
The options vested as to 9,491 shares on September 30, 2011 and will vest as to the remaining 12,046 shares on September 30, 2013.
The options vested as to 7,910 shares of February 22, 2011 and 10,040 shares as of February 22, 2012, and will vest as to the remaining 10,039 shares on February 22, 2013.
The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.50 to $58.58, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.10 to $58.13, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.50 to $58.52, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
Includes 360 shares acquired under the Beam Employee Stock Purchase Plan.
Leslie W. Jensen, Attorney-in-Fact for Ian Gourlay
2012-05-16