0001181431-12-030361.txt : 20120516 0001181431-12-030361.hdr.sgml : 20120516 20120516173750 ACCESSION NUMBER: 0001181431-12-030361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120514 FILED AS OF DATE: 20120516 DATE AS OF CHANGE: 20120516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gourlay Ian CENTRAL INDEX KEY: 0001531485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 12849788 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEAM INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479488888 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE BRANDS INC DATE OF NAME CHANGE: 19970609 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd345273.xml EXERCISE AND SALE X0305 4 2012-05-14 0 0000789073 BEAM INC NYSE: BEAM 0001531485 Gourlay Ian BEAM INC. 510 LAKE COOK ROAD DEERFIELD IL 60015 0 1 0 0 SVP Operations & Supply Chain Common Stock, par value $3.125 2012-05-14 4 M 0 9491 35.6741 A 9851 D Common Stock, par value $3.125 2012-05-14 4 S 0 9491 58.5284 D 360 D Common Stock, par value $3.125 2012-05-14 4 M 0 1909 36.2468 A 2269 D Common Stock, par value $3.125 2012-05-14 4 S 0 1909 58.5284 D 360 D Common Stock, par value $3.125 2012-05-15 4 M 0 5142 36.2468 A 5502 D Common Stock, par value $3.125 2012-05-15 4 S 0 5142 58.1128 D 360 D Common Stock, par value $3.125 2012-05-15 4 M 0 859 36.2468 A 1219 D Common Stock, par value $3.125 2012-05-15 4 S 0 859 58.506 D 360 D Stock Options (Right to Buy) 35.6741 2012-05-14 4 M 0 9491 0 D 2016-09-30 Common Stock 9491 12046 D Stock Options (Right to Buy) 36.2468 2012-05-14 4 M 0 1909 0 D 2017-02-22 Common Stock 1909 26080 D Stock Options (Right to Buy) 36.2468 2012-05-15 4 M 0 6001 0 D 2017-02-22 Common Stock 6001 20079 D Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plans. The options vested as to 9,491 shares on September 30, 2011 and will vest as to the remaining 12,046 shares on September 30, 2013. The options vested as to 7,910 shares of February 22, 2011 and 10,040 shares as of February 22, 2012, and will vest as to the remaining 10,039 shares on February 22, 2013. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.50 to $58.58, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.10 to $58.13, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.50 to $58.52, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. Includes 360 shares acquired under the Beam Employee Stock Purchase Plan. Leslie W. Jensen, Attorney-in-Fact for Ian Gourlay 2012-05-16