0001181431-12-014081.txt : 20120305 0001181431-12-014081.hdr.sgml : 20120305 20120305113616 ACCESSION NUMBER: 0001181431-12-014081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120301 FILED AS OF DATE: 20120305 DATE AS OF CHANGE: 20120305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rose Kenton R CENTRAL INDEX KEY: 0001531440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 12665343 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEAM INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479488888 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE BRANDS INC DATE OF NAME CHANGE: 19970609 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd336985.xml EXERCISE AND SALE X0304 4 2012-03-01 0 0000789073 BEAM INC NYSE: BEAM 0001531440 Rose Kenton R BEAM INC. 510 LAKE COOK ROAD DEERFIELD IL 60015 0 1 0 0 SVP & GC, CAO & Secretary Common Stock, par value $3.125 2012-03-01 4 M 0 7500 35.6741 A 11786 D Common Stock, par value $3.125 2012-03-01 4 S 0 7500 55.5186 D 4286 D Stock Options (Right to Buy) 35.6741 2012-03-01 4 M 0 7500 0 D 2016-09-30 Common Stock 7500 12099 D Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plans. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $55.42 to $55.61, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. The options vested as to 8,637 shares on September 30, 2011 and will vest as to the remaining 10,962 shares on September 30, 2012. Leslie W. Jensen, as Attorney-in-Fact for Kenton R. Rose 2012-03-05