0001181431-12-014081.txt : 20120305
0001181431-12-014081.hdr.sgml : 20120305
20120305113616
ACCESSION NUMBER: 0001181431-12-014081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120301
FILED AS OF DATE: 20120305
DATE AS OF CHANGE: 20120305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rose Kenton R
CENTRAL INDEX KEY: 0001531440
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09076
FILM NUMBER: 12665343
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BEAM INC
CENTRAL INDEX KEY: 0000789073
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 133295276
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8479488888
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: FORTUNE BRANDS INC
DATE OF NAME CHANGE: 19970609
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
rrd336985.xml
EXERCISE AND SALE
X0304
4
2012-03-01
0
0000789073
BEAM INC
NYSE: BEAM
0001531440
Rose Kenton R
BEAM INC.
510 LAKE COOK ROAD
DEERFIELD
IL
60015
0
1
0
0
SVP & GC, CAO & Secretary
Common Stock, par value $3.125
2012-03-01
4
M
0
7500
35.6741
A
11786
D
Common Stock, par value $3.125
2012-03-01
4
S
0
7500
55.5186
D
4286
D
Stock Options (Right to Buy)
35.6741
2012-03-01
4
M
0
7500
0
D
2016-09-30
Common Stock
7500
12099
D
Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plans.
The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $55.42 to $55.61, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
The options vested as to 8,637 shares on September 30, 2011 and will vest as to the remaining 10,962 shares on September 30, 2012.
Leslie W. Jensen, as Attorney-in-Fact for Kenton R. Rose
2012-03-05