0001181431-13-049559.txt : 20130917 0001181431-13-049559.hdr.sgml : 20130917 20130917191646 ACCESSION NUMBER: 0001181431-13-049559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130913 FILED AS OF DATE: 20130917 DATE AS OF CHANGE: 20130917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEAM INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479488888 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE BRANDS INC DATE OF NAME CHANGE: 19970609 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newlands William A CENTRAL INDEX KEY: 0001531376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 131102429 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 4 1 rrd390538.xml EXERCISE AND SALE X0306 4 2013-09-13 0 0000789073 BEAM INC NYSE: BEAM 0001531376 Newlands William A BEAM INC. 510 LAKE COOK ROAD DEERFIELD IL 60015 0 1 0 0 SVP & President, NA Common Stock, par value $3.125 2013-09-13 4 M 0 23729 61.7448 A 24641 D Common Stock, par value $3.125 2013-09-13 4 S 0 23729 65.1383 D 912 D Stock Option (Right to Buy) 61.7448 2013-09-13 4 M 0 23729 0 D 2011-02-25 2015-02-25 Common Stock 23729 0 D Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plan. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $65.10 to 65.18, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Includes 912 shares acquired under the Beam Employee Stock Purchase Plan. Leslie W. Jensen, Attorney-in-Fact for William A. Newlands 2013-09-17