0001209191-14-030944.txt : 20140502
0001209191-14-030944.hdr.sgml : 20140502
20140502205257
ACCESSION NUMBER: 0001209191-14-030944
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140430
FILED AS OF DATE: 20140502
DATE AS OF CHANGE: 20140502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Beam Suntory Inc.
CENTRAL INDEX KEY: 0000789073
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 133295276
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8479488888
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: BEAM INC
DATE OF NAME CHANGE: 20111006
FORMER COMPANY:
FORMER CONFORMED NAME: FORTUNE BRANDS INC
DATE OF NAME CHANGE: 19970609
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: George Kevin B
CENTRAL INDEX KEY: 0001531369
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09076
FILM NUMBER: 14811074
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-04-30
1
0000789073
Beam Suntory Inc.
NYSE: BEAM
0001531369
George Kevin B
BEAM INC., 510 LAKE COOK ROAD
DEERFIELD
IL
60015
0
1
0
0
SVP & Chief Marketing Officer
Common Stock, par value $3.125
2014-04-30
4
D
0
3279
83.50
D
0
D
Employee Stock Option (Right to Buy)
36.25
2014-04-30
4
D
0
16064
D
2017-02-22
Common Stock
16064
0
D
Employee Stock Option (Right to Buy)
51.08
2014-04-30
4
D
0
16095
D
2021-02-22
Common Stock
16095
0
D
Employee Stock Option (Right to Buy)
44.75
2014-04-30
4
D
0
63460
D
2021-10-04
Common Stock
63460
0
D
Employee Stock Option (Right to Buy)
55.43
2014-04-30
4
D
0
14822
D
2022-02-21
Common Stock
14822
0
D
Employee Stock Option (Right to Buy)
61.42
2014-04-30
4
D
0
14313
D
2023-02-21
Common Stock
14313
0
D
Restricted Stock Units
0.00
2014-04-30
4
D
0
316
D
Common Stock
316
0
D
Restricted Stock Units
0.00
2014-04-30
4
D
0
5091
D
Common Stock
5091
0
D
Restricted Stock Units
0.00
2014-04-30
4
D
0
3663
D
Common Stock
3663
0
D
Restricted Stock Units
0.00
2014-04-30
4
D
0
4059
D
Common Stock
4059
0
D
Restricted Stock Units
0.00
2014-04-30
4
D
0
11173
D
Common Stock
11173
0
D
Represents shares of common stock that were cancelled and converted into the right to receive $83.50 per share pursuant to the merger agreement among the issuer, Suntory Holdings Limited and SUS Merger Sub Limited (the "Merger Agreement").
This option was cancelled and converted pursuant to the Merger Agreement into the right to receive a cash payment equal to $83.50 per share minus the exercise price, multiplied by the number of options.
These restricted stock units ("RSUs") were cancelled and converted pursuant to the Merger Agreement into the right to receive a cash payment equal to $83.50 per share.
N/A.
Pursuant to the transactions contemplated by the Merger Agreement, 5,091 RSUs are being cancelled for no consideration.
Pursuant to the transactions contemplated by the Merger Agreement, these RSUs are being cancelled in exchange for a cash-based phantom unit award subject to continued employment, with a floor price of $66.97.
Leslie W. Jensen, Attorney-in-Fact for Kevin B. George
2014-05-02