0001181431-13-001372.txt : 20130103 0001181431-13-001372.hdr.sgml : 20130103 20130103193840 ACCESSION NUMBER: 0001181431-13-001372 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130103 DATE AS OF CHANGE: 20130103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shattock Matthew J CENTRAL INDEX KEY: 0001531361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 13509315 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEAM INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479488888 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE BRANDS INC DATE OF NAME CHANGE: 19970609 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd365448.xml RSU VESTING X0306 4 2012-12-31 0 0000789073 BEAM INC NYSE: BEAM 0001531361 Shattock Matthew J BEAM INC. 510 LAKE COOK ROAD DEERFIELD IL 60015 1 1 0 0 President & CEO Common Stock, par value $3.125 2012-12-31 4 M 0 21203 0 A 51348 D Common Stock, par value $3.125 2012-12-31 4 F 0 8789 61.09 D 42559 D Restricted Stock Units (RSUs) 2012-12-31 4 M 0 21203 0 D Common Stock 21203 0 D Reflects the vesting and payment of a restricted stock unit award made under the Company's Long-Term Incentive Plan following the Company's spin-off of Fortune Brands Home & Security, Inc. on October 3, 2011. The award replaced an award of performance shares made prior to the spin-off. Reflects the withholding by the Company of shares awarded to the Reporting Person having a fair market value equal to the withholding taxes payable by the Reporting Person at the time the award vested, such transaction being exempt under Rule 16b-3(e). Each RSU converts to one share of the Company's common stock. This RSU award became vested and payable on December 31, 2012. Includes 490 shares acquired under the Employee Stock Purchase Plan. Todd M. Bloomquist, Attorney-in-Fact for Matthew J. Shattock 2013-01-03