0000939057-18-000285.txt : 20180516 0000939057-18-000285.hdr.sgml : 20180516 20180516180206 ACCESSION NUMBER: 0000939057-18-000285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180515 FILED AS OF DATE: 20180516 DATE AS OF CHANGE: 20180516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ness Drew B. CENTRAL INDEX KEY: 0001548831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35589 FILM NUMBER: 18841199 MAIL ADDRESS: STREET 1: C/O FS BANCORP, INC. STREET 2: 6920 220TH STREET SW, SUITE 300 CITY: MOUNTLAKE TERRACE STATE: WA ZIP: 98043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FS Bancorp, Inc. CENTRAL INDEX KEY: 0001530249 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 454585178 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6920 220TH STREET SW STREET 2: SUITE 300 CITY: MOUNTLAKE TERRACE STATE: WA ZIP: 98043 BUSINESS PHONE: 800-683-0973 MAIL ADDRESS: STREET 1: 6920 220TH STREET SW STREET 2: SUITE 300 CITY: MOUNTLAKE TERRACE STATE: WA ZIP: 98043 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-05-15 0 0001530249 FS Bancorp, Inc. FSWB 0001548831 Ness Drew B. C/O FS BANCORP, INC. 6920 220TH STREET SW, SUITE 300 MOUNTLAKE TERRACE WA 98043 0 1 0 0 Chief Relationship Officer Common Stock 2018-05-15 4 M 0 1685 16.89 A 6788 D Common Stock 2018-05-15 4 S 0 921 57.74 D 5867 D Common Stock 2018-05-15 4 S 0 764 57.83 D 5103 D Common Stock 1800 D Common Stock 1445 I By IRA Stock Options (Right to Buy) 16.89 2018-05-15 4 M 0 921 0 D 2017-05-08 2024-05-08 Common Stock 921 10079 D The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.71 to $57.83 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1). The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.78 to $57.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Represents unvested shares of restricted stock that were awarded under the FS Bancorp, Inc. 2013 Equity Incentive Plan. /s/ Matthew Mullet, CFO, POA for Drew B. Ness 2018-05-16