0001209191-17-012338.txt : 20170217 0001209191-17-012338.hdr.sgml : 20170217 20170217180537 ACCESSION NUMBER: 0001209191-17-012338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Sand, Inc. CENTRAL INDEX KEY: 0001529628 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 452809926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 24 WATERWAY AVENUE, SUITE 350 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: (281) 231-2660 MAIL ADDRESS: STREET 1: 24 WATERWAY AVENUE, SUITE 350 CITY: THE WOODLANDS STATE: TX ZIP: 77380 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spurlin Sharon CENTRAL INDEX KEY: 0001545197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 17622766 MAIL ADDRESS: STREET 1: 333 CLAY ST STREET 2: SUITE 1600 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-15 0 0001529628 Smart Sand, Inc. SND 0001545197 Spurlin Sharon C/O SMART SAND, INC. 24 WATERWAY AVENUE, SUITE 350 THE WOODLANDS TX 77380 1 0 0 0 COMMON STOCK 2017-02-15 4 S 0 373 17.50 D 19334 D Common Stock sold to underwriters upon the exercise of the underwriters' overallotment option from a public offering by the Issuer. The direct holdings of 8,707 reflected on the Form 4 filed on February 9, 2017 was inaccurate as it did not include 11,000 shares of restricted stock held by the reporting person that vested on February 4, 2017. This Form 4 reflects the correct total holdings following such vesting and the exercise of the underwriters' overallotment option reported herein. /s/ Lee E. Beckelman as Attorney-in-Fact for Sharon Spurlin 2017-02-17