0001529426-15-000005.txt : 20151113
0001529426-15-000005.hdr.sgml : 20151113
20151113151056
ACCESSION NUMBER: 0001529426-15-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rotella Capital Management, Inc.
CENTRAL INDEX KEY: 0001529426
IRS NUMBER: 880339457
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14669
FILM NUMBER: 151228786
BUSINESS ADDRESS:
STREET 1: 800 BELLEVUE WAY NE
STREET 2: SUITE 200
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-213-5700
MAIL ADDRESS:
STREET 1: 800 BELLEVUE WAY NE
STREET 2: SUITE 200
CITY: BELLEVUE
STATE: WA
ZIP: 98004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001529426
XXXXXXXX
09-30-2015
09-30-2015
Rotella Capital Management, Inc.
800 BELLEVUE WAY NE
SUITE 200
BELLEVUE
WA
98004
13F HOLDINGS REPORT
028-14669
N
Sheila Powers
Compliance Officer
425.213.5747
Sheila Powers
Bellevue
WA
11-13-2015
1
575
309824
false
1
0001632612
028-16710
Rotella Acrospire LLC
INFORMATION TABLE
2
SEC_13F_2015_Q3.xml
13F
AGL Resources Inc
CMN
001204106
283
4642
SH
SOLE
0
0
0
4642
Abbott Laboratories
CMN
002824100
648
16100
SH
DFND
1
16100
0
0
ACI Worldwide Inc
CMN
004498101
1320
62500
SH
DFND
1
62500
0
0
ACI Worldwide Inc
CMN
004498101
25
1197
SH
DFND
0
0
0
1197
Air Methods Corp
CMN
009128307
927
27200
SH
DFND
1
27200
0
0
Air Methods Corp
CMN
009128307
1
25
SH
DFND
0
0
0
25
Air Products & Chemicals Inc
CMN
009158106
1199
9400
SH
DFND
1
9400
0
0
Air Products & Chemicals Inc
CMN
009158106
10
79
SH
DFND
0
0
0
79
Alcoa Inc
CMN
013817101
116
11979
SH
DFND
1
11979
0
0
Allstate Corp/The
CMN
020002101
52
900
SH
DFND
1
900
0
0
Allstate Corp/The
CMN
020002101
183
3135
SH
DFND
0
0
0
3135
Alon USA Energy Inc
CMN
020520102
183
10100
SH
DFND
1
10100
0
0
Amazon.com Inc
CMN
023135106
102
200
SH
DFND
1
200
0
0
Amazon.com Inc
CMN
023135106
201
392
SH
DFND
0
0
0
392
AmeriGas Partners LP
Ltd Part
030975106
224
5400
SH
DFND
1
5400
0
0
Amgen Inc
CMN
031162100
1411
10200
SH
DFND
1
10200
0
0
Anworth Mortgage Asset Corp
REIT
037347101
139
28126
SH
DFND
1
28126
0
0
Apple Inc
CMN
037833100
1291
11700
SH
DFND
1
11700
0
0
Apple Inc
CMN
037833100
42
380
SH
DFND
0
0
0
380
Archer-Daniels-Midland Co
CMN
039483102
821
19800
SH
DFND
1
19800
0
0
Archer-Daniels-Midland Co
CMN
039483102
9
207
SH
DFND
0
0
0
207
Arrow Electronics Inc
CMN
042735100
1271
23000
SH
DFND
1
23000
0
0
AutoZone Inc
CMN
053332102
72
100
SH
DFND
1
100
0
0
AutoZone Inc
CMN
053332102
189
261
SH
DFND
0
0
0
261
AVEO Pharmaceuticals Inc
CMN
053588109
13
10549
SH
DFND
1
10549
0
0
Avnet Inc
CMN
053807103
1280
30000
SH
DFND
1
30000
0
0
Avon Products Inc
CMN
054303102
98
30300
SH
DFND
1
30300
0
0
Axcelis Technologies Inc
CMN
054540109
132
49549
SH
DFND
1
49549
0
0
Bank of New York Mellon Corp/The
CMN
064058100
1159
29600
SH
DFND
1
29600
0
0
Bank of New York Mellon Corp/The
CMN
064058100
39
1000
SH
DFND
0
0
0
1000
CR Bard Inc
CMN
067383109
37
200
SH
DFND
1
200
0
0
CR Bard Inc
CMN
067383109
164
881
SH
DFND
0
0
0
881
Barrett Business Services Inc
CMN
068463108
252
5863
SH
DFND
1
5863
0
0
Bassett Furniture Industries Inc
CMN
070203104
1015
36454
SH
DFND
1
36454
0
0
Bed Bath & Beyond Inc
CMN
075896100
182
3200
SH
DFND
1
3200
0
0
Bed Bath & Beyond Inc
CMN
075896100
72
1269
SH
DFND
0
0
0
1269
Best Buy Co Inc
CMN
086516101
1399
37700
SH
DFND
1
37700
0
0
Best Buy Co Inc
CMN
086516101
118
3190
SH
DFND
0
0
0
3190
Big Lots Inc
CMN
089302103
1663
34700
SH
DFND
1
34700
0
0
Big Lots Inc
CMN
089302103
24
508
SH
DFND
0
0
0
508
Black Box Corp
CMN
091826107
698
47336
SH
DFND
1
47336
0
0
Bloomin' Brands Inc
CMN
094235108
298
16400
SH
DFND
1
16400
0
0
Boardwalk Pipeline Partners LP
Ltd Part
096627104
139
11800
SH
DFND
1
11800
0
0
Boeing Co/The
CMN
097023105
1257
9600
SH
DFND
1
9600
0
0
Boeing Co/The
CMN
097023105
60
460
SH
DFND
0
0
0
460
Braskem SA
ADR
105532105
96
11400
SH
DFND
1
11400
0
0
Brocade Communications Systems Inc
CMN
111621306
157
15100
SH
DFND
1
15100
0
0
Build-A-Bear Workshop Inc
CMN
120076104
1206
63843
SH
DFND
1
63843
0
0
Ceco Environmental Corp
CMN
125141101
1195
145857
SH
DFND
1
145857
0
0
CVR Partners LP
MLP
126633106
154
16498
SH
DFND
1
16498
0
0
Calpine Corp
CMN
131347304
156
10700
SH
DFND
1
10700
0
0
Cantel Medical Corp
CMN
138098108
912
16091
SH
DFND
1
16091
0
0
Casella Waste Systems Inc
CMN
147448104
125
21480
SH
DFND
1
21480
0
0
Chambers Street Properties
REIT
157842105
65
10000
SH
DFND
1
10000
0
0
Chemours Co/The
CMN
163851108
107
16500
SH
DFND
1
16500
0
0
Chesapeake Granite Wash Trust
Royalty Trst
165185109
178
37294
SH
DFND
1
37294
0
0
Chicago Bridge & Iron Co NV
NY Reg Shrs
167250109
1257
31698
SH
DFND
1
31698
0
0
Chico's FAS Inc
CMN
168615102
1350
85800
SH
DFND
1
85800
0
0
Chico's FAS Inc
CMN
168615102
22
1385
SH
DFND
0
0
0
1385
Children's Place Inc/The
CMN
168905107
248
4300
SH
DFND
1
4300
0
0
Children's Place Inc/The
CMN
168905107
3
57
SH
DFND
0
0
0
57
Chipotle Mexican Grill Inc
CMN
169656105
289
401
SH
SOLE
0
0
0
401
Ciena Corp
CMN
171779309
989
47754
SH
DFND
1
47754
0
0
Cirrus Logic Inc
CMN
172755100
1289
40900
SH
DFND
1
40900
0
0
Cirrus Logic Inc
CMN
172755100
4
116
SH
DFND
0
0
0
116
Citigroup Inc
CMN
172967424
1344
27100
SH
DFND
1
27100
0
0
Citrix Systems Inc
CMN
177376100
139
2000
SH
DFND
1
2000
0
0
Citrix Systems Inc
CMN
177376100
118
1700
SH
DFND
0
0
0
1700
Coach Inc
CMN
189754104
90
3100
SH
DFND
1
3100
0
0
Coach Inc
CMN
189754104
165
5700
SH
DFND
0
0
0
5700
Codexis Inc
CMN
192005106
68
19924
SH
DFND
1
19924
0
0
Cognizant Technology Solutions Corp
CMN
192446102
1227
19600
SH
DFND
1
19600
0
0
Cognizant Technology Solutions Corp
CMN
192446102
53
840
SH
DFND
0
0
0
840
Cohu Inc
CMN
192576106
103
10491
SH
DFND
1
10491
0
0
Colliers International Group Inc
CMN
194693107
1173
28891
SH
DFND
1
28891
0
0
Commercial Vehicle Group Inc
CMN
202608105
191
47463
SH
DFND
1
47463
0
0
Cia Energetica de Minas Gerais
ADR
204409601
91
50900
SH
DFND
1
50900
0
0
Constant Contact Inc
CMN
210313102
429
17700
SH
DFND
1
17700
0
0
Consumer Portfolio Services Inc
CMN
210502100
199
39953
SH
DFND
1
39953
0
0
Corcept Therapeutics Inc
CMN
218352102
95
25386
SH
DFND
1
25386
0
0
Core Molding Technologies Inc
CMN
218683100
1237
67030
SH
DFND
1
67030
0
0
Crane Co
CMN
224399105
182
3900
SH
DFND
1
3900
0
0
Crane Co
CMN
224399105
21
443
SH
DFND
0
0
0
443
Crestwood Equity Partners LP
Ltd Part
226344109
45
19541
SH
DFND
1
19541
0
0
Cummins Inc
CMN
231021106
1032
9500
SH
DFND
1
9500
0
0
Cummins Inc
CMN
231021106
15
135
SH
DFND
0
0
0
135
DTE Energy Co
CMN
233331107
153
1900
SH
DFND
1
1900
0
0
DTE Energy Co
CMN
233331107
68
841
SH
DFND
0
0
0
841
Danaher Corp
CMN
235851102
358
4200
SH
DFND
1
4200
0
0
Danaher Corp
CMN
235851102
105
1237
SH
DFND
0
0
0
1237
Delta Air Lines Inc
CMN
247361702
1256
28000
SH
DFND
1
28000
0
0
Delta Air Lines Inc
CMN
247361702
52
1170
SH
DFND
0
0
0
1170
Denbury Resources Inc
CMN
247916208
109
44600
SH
DFND
1
44600
0
0
Deluxe Corp
CMN
248019101
936
16800
SH
DFND
1
16800
0
0
DENTSPLY International Inc
CMN
249030107
1254
24800
SH
DFND
1
24800
0
0
DENTSPLY International Inc
CMN
249030107
95
1887
SH
DFND
0
0
0
1887
Dick's Sporting Goods Inc
CMN
253393102
1300
26200
SH
DFND
1
26200
0
0
Dillard's Inc
CMN
254067101
1276
14600
SH
DFND
1
14600
0
0
Dominion Diamond Corp
CMN
257287102
168
15700
SH
DFND
1
15700
0
0
EMC Corp/MA
CMN
268648102
1114
46100
SH
DFND
1
46100
0
0
EMC Corp/MA
CMN
268648102
10
400
SH
DFND
0
0
0
400
Eastman Chemical Co
CMN
277432100
408
6300
SH
DFND
1
6300
0
0
Eastman Chemical Co
CMN
277432100
14
224
SH
DFND
0
0
0
224
eBay Inc
CMN
278642103
1210
49500
SH
DFND
1
49500
0
0
eBay Inc
CMN
278642103
89
3649
SH
DFND
0
0
0
3649
Eleven Biotherapeutics Inc
CMN
286221106
460
190947
SH
DFND
1
190947
0
0
Perry Ellis International Inc
CMN
288853104
1399
63697
SH
DFND
1
63697
0
0
Perry Ellis International Inc
CMN
288853104
3
143
SH
DFND
0
0
0
143
Employers Holdings Inc
CMN
292218104
664
29800
SH
DFND
1
29800
0
0
Enerplus Corp
CMN
292766102
234
48100
SH
DFND
1
48100
0
0
Ennis Inc
CMN
293389102
212
12230
SH
DFND
1
12230
0
0
Ezcorp Inc
CMN
302301106
59
9513
SH
DFND
1
9513
0
0
Ezcorp Inc
CMN
302301106
3
551
SH
DFND
0
0
0
551
FairPoint Communications Inc
CMN
305560302
180
11654
SH
DFND
1
11654
0
0
Federal-Mogul Holdings Corp
CMN
313549404
77
11268
SH
DFND
1
11268
0
0
Federal Signal Corp
CMN
313855108
1272
92755
SH
DFND
1
92755
0
0
Fifth Third Bancorp
CMN
316773100
1216
64300
SH
DFND
1
64300
0
0
First BanCorp/Puerto Rico
CMN
318672706
101
28270
SH
DFND
1
28270
0
0
First Bancorp/Southern Pines NC
CMN
318910106
268
15792
SH
DFND
1
15792
0
0
FirstEnergy Corp
CMN
337932107
1234
39400
SH
DFND
1
39400
0
0
FirstEnergy Corp
CMN
337932107
93
2962
SH
DFND
0
0
0
2962
Ford Motor Co
CMN
345370860
1019
75100
SH
DFND
1
75100
0
0
FormFactor Inc
CMN
346375108
154
22709
SH
DFND
1
22709
0
0
G&K Services Inc
CMN
361268105
872
13084
SH
DFND
1
13084
0
0
G&K Services Inc
CMN
361268105
4
58
SH
DFND
0
0
0
58
Gafisa SA
ADR
362607301
13
13381
SH
DFND
1
13381
0
0
Gas Natural Inc
CMN
367204104
101
11276
SH
DFND
1
11276
0
0
General Cable Corp
CMN
369300108
154
12900
SH
DFND
1
12900
0
0
General Dynamics Corp
CMN
369550108
97
700
SH
DFND
1
700
0
0
General Dynamics Corp
CMN
369550108
107
774
SH
DFND
0
0
0
774
General Mills Inc
CMN
370334104
1398
24900
SH
DFND
1
24900
0
0
General Mills Inc
CMN
370334104
72
1275
SH
DFND
0
0
0
1275
Genesco Inc
CMN
371532102
1330
23302
SH
DFND
1
23302
0
0
Gentex Corp
CMN
371901109
141
9100
SH
DFND
1
9100
0
0
Gentex Corp
CMN
371901109
22
1439
SH
DFND
0
0
0
1439
Geron Corp
CMN
374163103
156
56581
SH
DFND
1
56581
0
0
Gibraltar Industries Inc
CMN
374689107
1234
67231
SH
DFND
1
67231
0
0
Gilead Sciences Inc
CMN
375558103
1306
13300
SH
DFND
1
13300
0
0
Globalstar Inc
CMN
378973408
18
11312
SH
DFND
1
11312
0
0
Goodyear Tire & Rubber Co/The
CMN
382550101
337
11500
SH
DFND
1
11500
0
0
Goodyear Tire & Rubber Co/The
CMN
382550101
3
100
SH
DFND
0
0
0
100
Graham Corp
CMN
384556106
280
15879
SH
DFND
1
15879
0
0
Greif Inc
CMN
397624107
1340
42000
SH
DFND
1
42000
0
0
Greif Inc
CMN
397624206
139
3604
SH
DFND
1
3604
0
0
Group 1 Automotive Inc
CMN
398905109
247
2900
SH
DFND
1
2900
0
0
Group 1 Automotive Inc
CMN
398905109
3
38
SH
DFND
0
0
0
38
Grupo Financiero Galicia SA
ADR
399909100
195
10923
SH
DFND
1
10923
0
0
Gulf Island Fabrication Inc
CMN
402307102
112
10605
SH
DFND
1
10605
0
0
Gulf Island Fabrication Inc
CMN
402307102
4
393
SH
DFND
0
0
0
393
Hill International Inc
CMN
431466101
73
22192
SH
DFND
1
22192
0
0
Hilltop Holdings Inc
CMN
432748101
865
43669
SH
DFND
1
43669
0
0
HollyFrontier Corp
CMN
436106108
1118
22900
SH
DFND
1
22900
0
0
HollyFrontier Corp
CMN
436106108
19
381
SH
DFND
0
0
0
381
Home Depot Inc/The
CMN
437076102
1282
11100
SH
DFND
1
11100
0
0
Home Depot Inc/The
CMN
437076102
84
731
SH
DFND
0
0
0
731
Honda Motor Co Ltd
ADR
438128308
1124
37600
SH
DFND
1
37600
0
0
Huntington Bancshares Inc/OH
CMN
446150104
176
16600
SH
DFND
1
16600
0
0
Huntington Bancshares Inc/OH
CMN
446150104
1
133
SH
DFND
0
0
0
133
Huntington Ingalls Industries Inc
CMN
446413106
948
8850
SH
DFND
1
8850
0
0
IAMGOLD Corp
CMN
450913108
19
11700
SH
DFND
1
11700
0
0
IHS Inc
CMN
451734107
468
4031
SH
DFND
1
4031
0
0
Ingles Markets Inc
CMN
457030104
1357
28380
SH
DFND
1
28380
0
0
Ingredion Inc
CMN
457187102
1275
14600
SH
DFND
1
14600
0
0
Ingredion Inc
CMN
457187102
9
99
SH
DFND
0
0
0
99
Intel Corp
CMN
458140100
66
2200
SH
DFND
1
2200
0
0
Intel Corp
CMN
458140100
257
8515
SH
DFND
0
0
0
8515
International Business Machines Corp
CMN
459200101
130
900
SH
DFND
1
900
0
0
International Business Machines Corp
CMN
459200101
206
1424
SH
DFND
0
0
0
1424
Interpublic Group of Cos Inc/The
CMN
460690100
1261
65900
SH
DFND
1
65900
0
0
Isle of Capri Casinos Inc
CMN
464592104
1394
79916
SH
DFND
1
79916
0
0
Jacobs Engineering Group Inc
CMN
469814107
1265
33800
SH
DFND
1
33800
0
0
Johnson & Johnson
CMN
478160104
132
1415
SH
DFND
1
1415
0
0
Johnson & Johnson
CMN
478160104
167
1791
SH
DFND
0
0
0
1791
KLX Inc
CMN
482539103
1222
34200
SH
DFND
1
34200
0
0
KLX Inc
CMN
482539103
21
577
SH
DFND
0
0
0
577
KVH Industries Inc
CMN
482738101
162
16214
SH
DFND
1
16214
0
0
Kaman Corp
CMN
483548103
976
27231
SH
DFND
1
27231
0
0
Kaman Corp
CMN
483548103
4
107
SH
DFND
0
0
0
107
Keryx Biopharmaceuticals Inc
CMN
492515101
74
21000
SH
DFND
1
21000
0
0
KeyCorp
CMN
493267108
224
17200
SH
DFND
1
17200
0
0
Kroger Co/The
CMN
501044101
1775
49200
SH
DFND
1
49200
0
0
Kroger Co/The
CMN
501044101
190
5265
SH
DFND
0
0
0
5265
LTC Properties Inc
REIT
502175102
1273
29823
SH
DFND
1
29823
0
0
LTC Properties Inc
REIT
502175102
5
111
SH
DFND
0
0
0
111
Lake Shore Gold Corp
CMN
510728108
61
73200
SH
DFND
1
73200
0
0
Lakeland Bancorp Inc
CMN
511637100
234
21093
SH
DFND
1
21093
0
0
Lannett Co Inc
CMN
516012101
970
23356
SH
DFND
1
23356
0
0
Lantheus Holdings Inc
CMN
516544103
50
11692
SH
DFND
1
11692
0
0
Lawson Products Inc/DE
CMN
520776105
671
30973
SH
DFND
1
30973
0
0
Lee Enterprises Inc/IA
CMN
523768109
61
29413
SH
DFND
1
29413
0
0
Leidos Holdings Inc
CMN
525327102
1339
32415
SH
DFND
1
32415
0
0
Lincoln Electric Holdings Inc
CMN
533900106
1117
21300
SH
DFND
1
21300
0
0
LinnCo LLC
CMN
535782106
35
12900
SH
DFND
1
12900
0
0
Lionbridge Technologies Inc
CMN
536252109
120
24335
SH
DFND
1
24335
0
0
Lockheed Martin Corp
CMN
539830109
73
352
SH
DFND
1
352
0
0
Lockheed Martin Corp
CMN
539830109
131
632
SH
DFND
0
0
0
632
Lowe's Cos Inc
CMN
548661107
200
2900
SH
DFND
1
2900
0
0
Lowe's Cos Inc
CMN
548661107
16
227
SH
DFND
0
0
0
227
Marcus Corp/The
CMN
566330106
688
35565
SH
DFND
1
35565
0
0
Marcus Corp/The
CMN
566330106
3
171
SH
DFND
0
0
0
171
Masco Corp
CMN
574599106
1226
48700
SH
DFND
1
48700
0
0
Masco Corp
CMN
574599106
90
3578
SH
DFND
0
0
0
3578
Mattson Technology Inc
CMN
577223100
68
29061
SH
DFND
1
29061
0
0
McDermott International Inc
CMN
580037109
47
11000
SH
DFND
1
11000
0
0
McDonald's Corp
CMN
580135101
270
2745
SH
SOLE
0
0
0
2745
Medallion Financial Corp
CMN
583928106
1022
134803
SH
DFND
1
134803
0
0
MeetMe Inc
CMN
585141104
89
56498
SH
DFND
1
56498
0
0
Mentor Graphics Corp
CMN
587200106
448
18200
SH
DFND
1
18200
0
0
Mentor Graphics Corp
CMN
587200106
3
129
SH
DFND
0
0
0
129
Mercantile Bank Corp
CMN
587376104
200
9630
SH
DFND
1
9630
0
0
Mercer International Inc
CMN
588056101
104
10400
SH
DFND
1
10400
0
0
Merge Healthcare Inc
CMN
589499102
90
12609
SH
DFND
1
12609
0
0
Methode Electronics Inc
CMN
591520200
547
17135
SH
DFND
1
17135
0
0
MicroStrategy Inc
CMN
594972408
511
2600
SH
DFND
1
2600
0
0
Mitek Systems Inc
CMN
606710200
155
48547
SH
DFND
1
48547
0
0
Mondelez International Inc
CMN
609207105
356
8500
SH
DFND
1
8500
0
0
Mondelez International Inc
CMN
609207105
80
1907
SH
DFND
0
0
0
1907
Monster Worldwide Inc
CMN
611742107
1445
225076
SH
DFND
1
225076
0
0
Movado Group Inc
CMN
624580106
1475
57102
SH
DFND
1
57102
0
0
Multi-Color Corp
CMN
625383104
1072
14019
SH
DFND
1
14019
0
0
New Gold Inc
CMN
644535106
32
14300
SH
DFND
1
14300
0
0
New York & Co Inc
CMN
649295102
29
11742
SH
DFND
1
11742
0
0
Newpark Resources Inc
CMN
651718504
93
18200
SH
DFND
1
18200
0
0
Newpark Resources Inc
CMN
651718504
1
230
SH
DFND
0
0
0
230
Nokia OYJ
ADR
654902204
130
19125
SH
DFND
1
19125
0
0
Northern Tier Energy LP
MLP
665826103
832
36500
SH
DFND
1
36500
0
0
Northrop Grumman Corp
CMN
666807102
116
700
SH
DFND
1
700
0
0
Northrop Grumman Corp
CMN
666807102
101
611
SH
DFND
0
0
0
611
Nucor Corp
CMN
670346105
1235
32900
SH
DFND
1
32900
0
0
Orexigen Therapeutics Inc
CMN
686164104
68
32019
SH
DFND
1
32019
0
0
PACCAR Inc
CMN
693718108
610
11700
SH
DFND
1
11700
0
0
PacWest Bancorp
CMN
695263103
278
6496
SH
DFND
1
6496
0
0
Parker Drilling Co
CMN
701081101
63
23819
SH
DFND
1
23819
0
0
JC Penney Co Inc
CMN
708160106
360
38700
SH
DFND
1
38700
0
0
JC Penney Co Inc
CMN
708160106
21
2290
SH
DFND
0
0
0
2290
PerkinElmer Inc
CMN
714046109
202
4400
SH
DFND
1
4400
0
0
PerkinElmer Inc
CMN
714046109
11
243
SH
DFND
0
0
0
243
Permian Basin Royalty Trust
Royalty Trst
714236106
64
10441
SH
DFND
1
10441
0
0
Pfizer Inc
CMN
717081103
1272
40500
SH
DFND
1
40500
0
0
Pfizer Inc
CMN
717081103
195
6222
SH
DFND
0
0
0
6222
PFSweb Inc
CMN
717098206
146
10266
SH
DFND
1
10266
0
0
Photronics Inc
CMN
719405102
124
13660
SH
DFND
1
13660
0
0
Pioneer Energy Services Corp
CMN
723664108
42
19914
SH
DFND
1
19914
0
0
Pioneer Energy Services Corp
CMN
723664108
3
1283
SH
DFND
0
0
0
1283
Piper Jaffray Cos
CMN
724078100
774
21411
SH
DFND
1
21411
0
0
Popular Inc
CMN
733174700
1288
42605
SH
DFND
1
42605
0
0
Precision Castparts Corp
CMN
740189105
217
943
SH
SOLE
0
0
0
943
Priceline Group Inc/The
CMN
741503403
124
100
SH
DFND
1
100
0
0
Priceline Group Inc/The
CMN
741503403
485
392
SH
DFND
0
0
0
392
Progenics Pharmaceuticals Inc
CMN
743187106
93
16300
SH
DFND
1
16300
0
0
Proto Labs Inc
CMN
743713109
1253
18700
SH
DFND
1
18700
0
0
Prudential Financial Inc
CMN
744320102
1181
15500
SH
DFND
1
15500
0
0
Prudential Financial Inc
CMN
744320102
38
500
SH
DFND
0
0
0
500
Quanex Building Products Corp
CMN
747619104
1794
98724
SH
DFND
1
98724
0
0
RAIT Financial Trust
REIT
749227609
861
173521
SH
DFND
1
173521
0
0
Radisys Corp
CMN
750459109
64
23648
SH
DFND
1
23648
0
0
RadNet Inc
CMN
750491102
1277
230053
SH
DFND
1
230053
0
0
Rambus Inc
CMN
750917106
163
13800
SH
DFND
1
13800
0
0
Red Hat Inc
CMN
756577102
165
2300
SH
DFND
1
2300
0
0
Red Hat Inc
CMN
756577102
43
600
SH
DFND
0
0
0
600
Regal Beloit Corp
CMN
758750103
378
6700
SH
DFND
1
6700
0
0
Regal Beloit Corp
CMN
758750103
8
147
SH
DFND
0
0
0
147
Regal Entertainment Group
CMN
758766109
499
26700
SH
DFND
1
26700
0
0
Reliance Steel & Aluminum Co
CMN
759509102
1275
23600
SH
DFND
1
23600
0
0
Reliance Steel & Aluminum Co
CMN
759509102
8
149
SH
DFND
0
0
0
149
REX American Resources Corp
CMN
761624105
1493
29487
SH
DFND
1
29487
0
0
REX American Resources Corp
CMN
761624105
5
91
SH
DFND
0
0
0
91
Rigel Pharmaceuticals Inc
CMN
766559603
155
62822
SH
DFND
1
62822
0
0
Rockwell Medical Inc
CMN
774374102
103
13300
SH
DFND
1
13300
0
0
Ruby Tuesday Inc
CMN
781182100
69
11093
SH
DFND
1
11093
0
0
Ruth's Hospitality Group Inc
CMN
783332109
487
29972
SH
DFND
1
29972
0
0
Ruth's Hospitality Group Inc
CMN
783332109
3
204
SH
DFND
0
0
0
204
Ryerson Holding Corp
CMN
783754104
136
25919
SH
DFND
1
25919
0
0
S&W Seed Co
CMN
785135104
65
14127
SH
DFND
1
14127
0
0
Salem Media Group Inc
CMN
794093104
233
38094
SH
DFND
1
38094
0
0
Scotts Miracle-Gro Co/The
CMN
810186106
1393
22900
SH
DFND
1
22900
0
0
Scotts Miracle-Gro Co/The
CMN
810186106
23
370
SH
DFND
0
0
0
370
Seneca Foods Corp
CMN
817070501
199
7563
SH
DFND
1
7563
0
0
Seneca Foods Corp
CMN
817070501
7
263
SH
DFND
0
0
0
263
Sharps Compliance Corp
CMN
820017101
367
41887
SH
DFND
1
41887
0
0
ShoreTel Inc
CMN
825211105
933
124929
SH
DFND
1
124929
0
0
Sigma Designs Inc
CMN
826565103
246
35728
SH
DFND
1
35728
0
0
SilverCrest Mines Inc
CMN
828365106
65
73400
SH
DFND
1
73400
0
0
AO Smith Corp
CMN
831865209
1245
19100
SH
DFND
1
19100
0
0
JM Smucker Co/The
CMN
832696405
548
4800
SH
DFND
1
4800
0
0
JM Smucker Co/The
CMN
832696405
155
1360
SH
DFND
0
0
0
1360
Snap-on Inc
CMN
833034101
121
800
SH
DFND
1
800
0
0
Snap-on Inc
CMN
833034101
109
720
SH
DFND
0
0
0
720
Southwest Airlines Co
CMN
844741108
1206
31700
SH
DFND
1
31700
0
0
Southwest Airlines Co
CMN
844741108
18
483
SH
DFND
0
0
0
483
Spirit AeroSystems Holdings Inc
CMN
848574109
1194
24700
SH
DFND
1
24700
0
0
Standex International Corp
CMN
854231107
1349
17905
SH
DFND
1
17905
0
0
Standex International Corp
CMN
854231107
4
52
SH
DFND
0
0
0
52
Staples Inc
CMN
855030102
53
4500
SH
DFND
1
4500
0
0
Staples Inc
CMN
855030102
69
5849
SH
DFND
0
0
0
5849
Stein Mart Inc
CMN
858375108
357
36850
SH
DFND
1
36850
0
0
Stein Mart Inc
CMN
858375108
3
325
SH
DFND
0
0
0
325
STMicroelectronics NV
NY Reg Shrs
861012102
113
16570
SH
DFND
1
16570
0
0
Strayer Education Inc
CMN
863236105
1201
21848
SH
DFND
1
21848
0
0
Suburban Propane Partners LP
Ltd Part
864482104
296
9000
SH
DFND
1
9000
0
0
Summit Hotel Properties Inc
REIT
866082100
119
10200
SH
DFND
1
10200
0
0
Summit Hotel Properties Inc
REIT
866082100
3
277
SH
DFND
0
0
0
277
Superior Industries International Inc
CMN
868168105
879
47046
SH
DFND
1
47046
0
0
Superior Industries International Inc
CMN
868168105
3
178
SH
DFND
0
0
0
178
SUPERVALU Inc
CMN
868536103
1262
175700
SH
DFND
1
175700
0
0
SurModics Inc
CMN
868873100
1382
63295
SH
DFND
1
63295
0
0
SurModics Inc
CMN
868873100
5
228
SH
DFND
0
0
0
228
TJX Cos Inc/The
CMN
872540109
1421
19900
SH
DFND
1
19900
0
0
TJX Cos Inc/The
CMN
872540109
100
1397
SH
DFND
0
0
0
1397
TRC Cos Inc
CMN
872625108
901
76178
SH
DFND
1
76178
0
0
Tech Data Corp
CMN
878237106
1541
22494
SH
DFND
1
22494
0
0
Tech Data Corp
CMN
878237106
26
377
SH
DFND
0
0
0
377
Telephone & Data Systems Inc
CMN
879433829
1285
51500
SH
DFND
1
51500
0
0
Tenneco Inc
CMN
880349105
264
5900
SH
DFND
1
5900
0
0
Teradyne Inc
CMN
880770102
250
13900
SH
DFND
1
13900
0
0
Tesoro Corp
CMN
881609101
146
1500
SH
DFND
1
1500
0
0
Tesoro Corp
CMN
881609101
107
1100
SH
DFND
0
0
0
1100
Textron Inc
CMN
883203101
1231
32700
SH
DFND
1
32700
0
0
Textron Inc
CMN
883203101
38
1000
SH
DFND
0
0
0
1000
Thermo Fisher Scientific Inc
CMN
883556102
526
4300
SH
DFND
1
4300
0
0
TiVo Inc
CMN
888706108
100
11600
SH
DFND
1
11600
0
0
Tower International Inc
CMN
891826109
1292
54360
SH
DFND
1
54360
0
0
Total System Services Inc
CMN
891906109
206
4540
SH
SOLE
0
0
0
4540
TransGlobe Energy Corp
CMN
893662106
354
135400
SH
DFND
1
135400
0
0
Transportadora de Gas del Sur SA
ADR
893870204
51
12924
SH
DFND
1
12924
0
0
TrustCo Bank Corp NY
CMN
898349105
113
19346
SH
DFND
1
19346
0
0
TrustCo Bank Corp NY
CMN
898349105
3
579
SH
DFND
0
0
0
579
Turquoise Hill Resources Ltd
CMN
900435108
139
54530
SH
DFND
1
54530
0
0
II-VI Inc
CMN
902104108
521
32389
SH
DFND
1
32389
0
0
II-VI Inc
CMN
902104108
3
205
SH
DFND
0
0
0
205
Umpqua Holdings Corp
CMN
904214103
354
21710
SH
DFND
1
21710
0
0
Umpqua Holdings Corp
CMN
904214103
3
210
SH
DFND
0
0
0
210
United Continental Holdings Inc
CMN
910047109
1045
19700
SH
DFND
1
19700
0
0
United Continental Holdings Inc
CMN
910047109
27
508
SH
DFND
0
0
0
508
United Fire Group Inc
CMN
910340108
1218
34760
SH
DFND
1
34760
0
0
United Parcel Service Inc
CMN
911312106
99
1000
SH
DFND
1
1000
0
0
United Parcel Service Inc
CMN
911312106
116
1172
SH
DFND
0
0
0
1172
VCA Inc
CMN
918194101
1322
25100
SH
DFND
1
25100
0
0
VCA Inc
CMN
918194101
1
17
SH
DFND
0
0
0
17
Vanda Pharmaceuticals Inc
CMN
921659108
1239
109800
SH
DFND
1
109800
0
0
Wi-Lan Inc
CMN
928972108
688
379400
SH
DFND
1
379400
0
0
Wabash National Corp
CMN
929566107
1259
118900
SH
DFND
1
118900
0
0
Wal-Mart Stores Inc
CMN
931142103
302
4650
SH
SOLE
0
0
0
4650
Westlake Chemical Corp
CMN
960413102
1282
24700
SH
DFND
1
24700
0
0
Whirlpool Corp
CMN
963320106
1075
7300
SH
DFND
1
7300
0
0
Whole Foods Market Inc
CMN
966837106
79
2500
SH
DFND
1
2500
0
0
Whole Foods Market Inc
CMN
966837106
206
6503
SH
DFND
0
0
0
6503
Wolverine World Wide Inc
CMN
978097103
201
9300
SH
DFND
1
9300
0
0
XO Group Inc
CMN
983772104
187
13252
SH
DFND
1
13252
0
0
Express Inc
CMN
30219E103
1678
93900
SH
DFND
1
93900
0
0
HCI Group Inc
CMN
40416E103
752
19395
SH
DFND
1
19395
0
0
HCI Group Inc
CMN
40416E103
5
120
SH
DFND
0
0
0
120
Trina Solar Ltd
ADR
89628E104
131
14600
SH
DFND
1
14600
0
0
JAKKS Pacific Inc
CMN
47012E106
137
16130
SH
DFND
1
16130
0
0
Exactech Inc
CMN
30064E109
188
10795
SH
DFND
1
10795
0
0
Travelers Cos Inc/The
CMN
89417E109
60
600
SH
DFND
1
600
0
0
Travelers Cos Inc/The
CMN
89417E109
153
1537
SH
DFND
0
0
0
1537
Triumph Bancorp Inc
CMN
89679E300
769
45778
SH
DFND
1
45778
0
0
ACCO Brands Corp
CMN
00081T108
1334
188640
SH
DFND
1
188640
0
0
AMAG Pharmaceuticals Inc
CMN
00163U106
1267
31900
SH
DFND
1
31900
0
0
ARC Document Solutions Inc
CMN
00191G103
133
22417
SH
DFND
1
22417
0
0
AT&T Inc
CMN
00206R102
1277
39187
SH
DFND
1
39187
0
0
AT&T Inc
CMN
00206R102
143
4391
SH
DFND
0
0
0
4391
Accuride Corp
CMN
00439T206
367
132518
SH
DFND
1
132518
0
0
Advance Auto Parts Inc
CMN
00751Y106
1251
6600
SH
DFND
1
6600
0
0
Advance Auto Parts Inc
CMN
00751Y106
74
389
SH
DFND
0
0
0
389
Aegion Corp
CMN
00770F104
166
10100
SH
DFND
1
10100
0
0
Affymetrix Inc
CMN
00826T108
340
39829
SH
DFND
1
39829
0
0
Affymetrix Inc
CMN
00826T108
2
201
SH
DFND
0
0
0
201
Alliance Holdings GP LP
Ltd Part
01861G100
1269
41004
SH
DFND
1
41004
0
0
Ameriprise Financial Inc
CMN
03076C106
982
9000
SH
DFND
1
9000
0
0
Amphastar Pharmaceuticals Inc
CMN
03209R103
152
13012
SH
DFND
1
13012
0
0
Ampio Pharmaceuticals Inc
CMN
03209T109
45
15407
SH
DFND
1
15407
0
0
Amyris Inc
CMN
03236M101
47
23534
SH
DFND
1
23534
0
0
Anthera Pharmaceuticals Inc
CMN
03674U201
64
10428
SH
DFND
1
10428
0
0
Aoxing Pharmaceutical Co Inc
CMN
03740A106
46
31186
SH
DFND
1
31186
0
0
Applied Industrial Technologies Inc
CMN
03820C105
1274
33400
SH
DFND
1
33400
0
0
Applied Industrial Technologies Inc
CMN
03820C105
1
14
SH
DFND
0
0
0
14
ArcBest Corp
CMN
03937C105
1284
49813
SH
DFND
1
49813
0
0
Ares Commercial Real Estate Corp
CMN
04013V108
1327
110694
SH
DFND
1
110694
0
0
Armada Hoffler Properties Inc
REIT
04208T108
137
14036
SH
DFND
1
14036
0
0
Array BioPharma Inc
CMN
04269X105
1257
275600
SH
DFND
1
275600
0
0
Ascena Retail Group Inc
CMN
04351G101
1630
117200
SH
DFND
1
117200
0
0
Ascena Retail Group Inc
CMN
04351G101
24
1751
SH
DFND
0
0
0
1751
Athersys Inc
CMN
04744L106
17
15285
SH
DFND
1
15285
0
0
Atlantic Power Corp
CMN
04878Q863
232
124348
SH
DFND
1
124348
0
0
Atlas Energy Group LLC
CMN
04929Q102
73
32527
SH
DFND
1
32527
0
0
AxoGen Inc
CMN
05463X106
70
16978
SH
DFND
1
16978
0
0
BGC Partners Inc
CMN
05541T101
1266
154013
SH
DFND
1
154013
0
0
Bill Barrett Corp
CMN
06846N104
148
44900
SH
DFND
1
44900
0
0
Baytex Energy Corp
CMN
07317Q105
249
77797
SH
DFND
1
77797
0
0
Benchmark Electronics Inc
CMN
08160H101
1242
57056
SH
DFND
1
57056
0
0
Benchmark Electronics Inc
CMN
08160H101
3
157
SH
DFND
0
0
0
157
BJ's Restaurants Inc
CMN
09180C106
297
6900
SH
DFND
1
6900
0
0
BJ's Restaurants Inc
CMN
09180C106
3
75
SH
DFND
0
0
0
75
BlackBerry Ltd
CMN
09228F103
1505
245500
SH
DFND
1
245500
0
0
Blue Nile Inc
CMN
09578R103
872
26007
SH
DFND
1
26007
0
0
Blueknight Energy Partners LP
Ltd Part
09625U109
71
12598
SH
DFND
1
12598
0
0
Bluerock Residential Growth REIT Inc
REIT
09627J102
1234
103037
SH
DFND
1
103037
0
0
Bravo Brio Restaurant Group Inc
CMN
10567B109
113
10000
SH
DFND
1
10000
0
0
Brightcove Inc
CMN
10921T101
114
23199
SH
DFND
1
23199
0
0
Brookline Bancorp Inc
CMN
11373M107
138
13584
SH
DFND
1
13584
0
0
Brookline Bancorp Inc
CMN
11373M107
1
132
SH
DFND
0
0
0
132
BSQUARE Corp
CMN
11776U300
76
11555
SH
DFND
1
11555
0
0
B2Gold Corp
CMN
11777Q209
28
27100
SH
DFND
1
27100
0
0
CDW Corp/DE
CMN
12514G108
1250
30600
SH
DFND
1
30600
0
0
CH Robinson Worldwide Inc
CMN
12541W209
102
1500
SH
DFND
1
1500
0
0
CH Robinson Worldwide Inc
CMN
12541W209
118
1743
SH
DFND
0
0
0
1743
Cabot Microelectronics Corp
CMN
12709P103
1215
31357
SH
DFND
1
31357
0
0
Cabot Microelectronics Corp
CMN
12709P103
3
78
SH
DFND
0
0
0
78
California Resources Corp
CMN
13057Q107
62
24000
SH
DFND
1
24000
0
0
Cambium Learning Group Inc
CMN
13201A107
87
18172
SH
DFND
1
18172
0
0
Cameron International Corp
CMN
13342B105
1306
21300
SH
DFND
1
21300
0
0
Cameron International Corp
CMN
13342B105
74
1205
SH
DFND
0
0
0
1205
Campus Crest Communities Inc
REIT
13466Y105
922
173329
SH
DFND
1
173329
0
0
Capstead Mortgage Corp
REIT
14067E506
96
9700
SH
DFND
1
9700
0
0
Capstead Mortgage Corp
REIT
14067E506
4
445
SH
DFND
0
0
0
445
Carrols Restaurant Group Inc
CMN
14574X104
1208
101548
SH
DFND
1
101548
0
0
Catalyst Pharmaceuticals Inc
CMN
14888U101
103
34352
SH
DFND
1
34352
0
0
Centene Corp
CMN
15135B101
575
10600
SH
DFND
1
10600
0
0
Cenovus Energy Inc
CMN
15135U109
191
12600
SH
DFND
1
12600
0
0
Cenveo Inc
CMN
15670S105
42
22572
SH
DFND
1
22572
0
0
China Automotive Systems Inc
CMN
16936R105
100
18664
SH
DFND
1
18664
0
0
China Digital TV Holding Co Ltd
ADR
16938G107
22
11492
SH
DFND
1
11492
0
0
China Unicom Hong Kong Ltd
ADR
16945R104
1115
87300
SH
DFND
1
87300
0
0
Citi Trends Inc
CMN
17306X102
1671
71469
SH
DFND
1
71469
0
0
Cia de Saneamento Basico do Estado de Sao Paulo
ADR
20441A102
50
12800
SH
DFND
1
12800
0
0
Cia Paranaense de Energia
ADR
20441B407
89
10900
SH
DFND
1
10900
0
0
Cott Corp
CMN
22163N106
135
12427
SH
DFND
1
12427
0
0
Cyberonics Inc
CMN
23251P102
1355
22300
SH
DFND
1
22300
0
0
Cyberonics Inc
CMN
23251P102
5
76
SH
DFND
0
0
0
76
Cytokinetics Inc
CMN
23282W605
159
23778
SH
DFND
1
23778
0
0
DSP Group Inc
CMN
23332B106
459
50410
SH
DFND
1
50410
0
0
DSP Group Inc
CMN
23332B106
3
381
SH
DFND
0
0
0
381
Destination XL Group Inc
CMN
25065K104
692
119075
SH
DFND
1
119075
0
0
DISH Network Corp
CMN
25470M109
1068
18300
SH
DFND
1
18300
0
0
ECA Marcellus Trust I
Royalty Trst
26827L109
25
14697
SH
DFND
1
14697
0
0
E-House China Holdings Ltd
ADR
26852W103
71
11932
SH
DFND
1
11932
0
0
EV Energy Partners LP
Ltd Part
26926V107
100
16675
SH
DFND
1
16675
0
0
EarthLink Holdings Corp
CMN
27033X101
147
18844
SH
DFND
1
18844
0
0
Eldorado Resorts Inc
CMN
28470R102
134
14886
SH
DFND
1
14886
0
0
EMCOR Group Inc
CMN
29084Q100
650
14700
SH
DFND
1
14700
0
0
EMCOR Group Inc
CMN
29084Q100
4
86
SH
DFND
0
0
0
86
Emergent Biosolutions Inc
CMN
29089Q105
1377
48331
SH
DFND
1
48331
0
0
Energy Focus Inc
CMN
29268T300
156
13233
SH
DFND
1
13233
0
0
Enduro Royalty Trust
Royalty Trst
29269K100
84
31723
SH
DFND
1
31723
0
0
Entegris Inc
CMN
29362U104
1216
92161
SH
DFND
1
92161
0
0
Envivio Inc
CMN
29413T106
54
13300
SH
DFND
1
13300
0
0
Everi Holdings Inc
CMN
30034T103
91
17800
SH
DFND
1
17800
0
0
Evolution Petroleum Corp
CMN
30049A107
132
23869
SH
DFND
1
23869
0
0
Express Scripts Holding Co
CMN
30219G108
154
1900
SH
DFND
1
1900
0
0
Express Scripts Holding Co
CMN
30219G108
114
1412
SH
DFND
0
0
0
1412
Extreme Networks Inc
CMN
30226D106
68
20094
SH
DFND
1
20094
0
0
Fairmount Santrol Holdings Inc
CMN
30555Q108
46
16900
SH
DFND
1
16900
0
0
FelCor Lodging Trust Inc
REIT
31430F101
79
11106
SH
DFND
1
11106
0
0
Fifth Street Finance Corp
CMN
31678A103
1360
220476
SH
DFND
1
220476
0
0
First American Financial Corp
CMN
31847R102
293
7500
SH
DFND
1
7500
0
0
First American Financial Corp
CMN
31847R102
25
635
SH
DFND
0
0
0
635
First Majestic Silver Corp
CMN
32076V103
34
10746
SH
DFND
1
10746
0
0
Flexible Solutions International Inc
CMN
33938T104
31
31713
SH
DFND
1
31713
0
0
Frontier Communications Corp
CMN
35906A108
78
16500
SH
DFND
1
16500
0
0
Frontier Communications Corp
CMN
35906A108
66
13935
SH
DFND
0
0
0
13935
GNC Holdings Inc
CMN
36191G107
1386
34300
SH
DFND
1
34300
0
0
Gain Capital Holdings Inc
CMN
36268W100
1175
161354
SH
DFND
1
161354
0
0
GameStop Corp
CMN
36467W109
140
3400
SH
DFND
1
3400
0
0
GameStop Corp
CMN
36467W109
116
2809
SH
DFND
0
0
0
2809
General Motors Co
CMN
37045V100
1150
38300
SH
DFND
1
38300
0
0
General Motors Co
CMN
37045V100
52
1740
SH
DFND
0
0
0
1740
GigOptix Inc
CMN
37517Y103
73
41746
SH
DFND
1
41746
0
0
Gold Fields Ltd
ADR
38059T106
159
59600
SH
DFND
1
59600
0
0
Google Inc
CMN
38259P508
249
390
SH
SOLE
0
0
0
390
Google Inc
CMN
38259P706
237
390
SH
SOLE
0
0
0
390
HCA Holdings Inc
CMN
40412C101
139
1800
SH
DFND
1
1800
0
0
HCA Holdings Inc
CMN
40412C101
118
1527
SH
DFND
0
0
0
1527
HMS Holdings Corp
CMN
40425J101
1219
138981
SH
DFND
1
138981
0
0
HMS Holdings Corp
CMN
40425J101
5
540
SH
DFND
0
0
0
540
Hallador Energy Co
CMN
40609P105
490
70470
SH
DFND
1
70470
0
0
Headwaters Inc
CMN
42210P102
1254
66678
SH
DFND
1
66678
0
0
Higher One Holdings Inc
CMN
42983D104
150
76231
SH
DFND
1
76231
0
0
Highpower International Inc
CMN
43113X101
46
20339
SH
DFND
1
20339
0
0
Horizon Global Corp
CMN
44052W104
167
18892
SH
DFND
1
18892
0
0
Hospitality Properties Trust
REIT
44106M102
762
29800
SH
DFND
1
29800
0
0
IAC/InterActiveCorp
CMN
44919P508
627
9600
SH
DFND
1
9600
0
0
IMS Health Holdings Inc
CMN
44970B109
1147
39400
SH
DFND
1
39400
0
0
IPG Photonics Corp
CMN
44980X109
1322
17400
SH
DFND
1
17400
0
0
IPG Photonics Corp
CMN
44980X109
2
22
SH
DFND
0
0
0
22
ITT Educational Services Inc
CMN
45068B109
268
78010
SH
DFND
1
78010
0
0
ICICI Bank Ltd
ADR
45104G104
84
10000
SH
DFND
1
10000
0
0
INC Research Holdings Inc
CMN
45329R109
326
8150
SH
DFND
1
8150
0
0
Independence Realty Trust Inc
REIT
45378A106
385
53348
SH
DFND
1
53348
0
0
Inovio Pharmaceuticals Inc
CMN
45773H201
1394
241109
SH
DFND
1
241109
0
0
Intercontinental Exchange Inc
CMN
45866F104
117
500
SH
DFND
1
500
0
0
Intercontinental Exchange Inc
CMN
45866F104
88
374
SH
DFND
0
0
0
374
Intrawest Resorts Holdings Inc
CMN
46090K109
144
16653
SH
DFND
1
16653
0
0
Inuvo Inc
CMN
46122W204
46
15773
SH
DFND
1
15773
0
0
Invesco Ltd
CMN
46131B100
853
27300
SH
DFND
1
27300
0
0
IsoRay Inc
CMN
46489V104
71
50585
SH
DFND
1
50585
0
0
IXYS Corp
CMN
46600W106
164
14654
SH
DFND
1
14654
0
0
Juniper Networks Inc
CMN
48203R104
167
6500
SH
DFND
1
6500
0
0
Juniper Networks Inc
CMN
48203R104
163
6341
SH
DFND
0
0
0
6341
Just Energy Group Inc
CMN
48213W101
546
88615
SH
DFND
1
88615
0
0
Koppers Holdings Inc
CMN
50060P106
1367
67794
SH
DFND
1
67794
0
0
Koppers Holdings Inc
CMN
50060P106
3
161
SH
DFND
0
0
0
161
LRR Energy LP
Ltd Part
50214A104
60
14949
SH
DFND
1
14949
0
0
LSI Industries Inc
CMN
50216C108
410
48525
SH
DFND
1
48525
0
0
Laboratory Corp of America Holdings
CMN
50540R409
120
1105
SH
DFND
1
1105
0
0
Laboratory Corp of America Holdings
CMN
50540R409
90
832
SH
DFND
0
0
0
832
Liberty Interactive Corp QVC Group
CMN
53071M104
1270
48400
SH
DFND
1
48400
0
0
Limelight Networks Inc
CMN
53261M104
33
17392
SH
DFND
1
17392
0
0
Lipocine Inc
CMN
53630X104
1230
103946
SH
DFND
1
103946
0
0
Liquidity Services Inc
CMN
53635B107
94
12727
SH
DFND
1
12727
0
0
Liquidity Services Inc
CMN
53635B107
3
454
SH
DFND
0
0
0
454
MEI Pharma Inc
CMN
55279B202
22
14186
SH
DFND
1
14186
0
0
MGP Ingredients Inc
CMN
55303J106
605
37817
SH
DFND
1
37817
0
0
MannKind Corp
CMN
56400P201
71
22000
SH
DFND
1
22000
0
0
Matson Inc
CMN
57686G105
1316
34200
SH
DFND
1
34200
0
0
Meritor Inc
CMN
59001K100
1318
124033
SH
DFND
1
124033
0
0
Mid-Con Energy Partners LP
MLP
59560V109
68
31549
SH
DFND
1
31549
0
0
Mizuho Financial Group Inc
ADR
60687Y109
309
83257
SH
DFND
1
83257
0
0
MoneyGram International Inc
CMN
60935Y208
694
86528
SH
DFND
1
86528
0
0
Mosaic Co/The
CMN
61945C103
1232
39600
SH
DFND
1
39600
0
0
Mosaic Co/The
CMN
61945C103
40
1300
SH
DFND
0
0
0
1300
NTT DOCOMO Inc
ADR
62942M201
198
11702
SH
DFND
1
11702
0
0
Natural Gas Services Group Inc
CMN
63886Q109
279
14439
SH
DFND
1
14439
0
0
Natural Resource Partners LP
Ltd Part
63900P103
110
43122
SH
DFND
1
43122
0
0
NeoPhotonics Corp
CMN
64051T100
132
19373
SH
DFND
1
19373
0
0
NeuStar Inc
CMN
64126X201
1252
46000
SH
DFND
1
46000
0
0
New Media Investment Group Inc
CMN
64704V106
1108
71700
SH
DFND
1
71700
0
0
NextEra Energy Inc
CMN
65339F101
1239
12700
SH
DFND
1
12700
0
0
NextEra Energy Inc
CMN
65339F101
57
582
SH
DFND
0
0
0
582
Nomura Holdings Inc
ADR
65535H208
73
12513
SH
DFND
1
12513
0
0
Nuance Communications Inc
CMN
67020Y100
1282
78300
SH
DFND
1
78300
0
0
NxStage Medical Inc
CMN
67072V103
1263
80100
SH
DFND
1
80100
0
0
OncoGenex Pharmaceuticals Inc
CMN
68230A106
33
14673
SH
DFND
1
14673
0
0
OraSure Technologies Inc
CMN
68554V108
1217
274033
SH
DFND
1
274033
0
0
Oritani Financial Corp
CMN
68633D103
470
30067
SH
DFND
1
30067
0
0
Oritani Financial Corp
CMN
68633D103
5
307
SH
DFND
0
0
0
307
PDL BioPharma Inc
CMN
69329Y104
1427
283754
SH
DFND
1
283754
0
0
PMC-Sierra Inc
CMN
69344F106
1283
189456
SH
DFND
1
189456
0
0
PRA Group Inc
CMN
69354N106
598
11300
SH
DFND
1
11300
0
0
PRA Group Inc
CMN
69354N106
4
85
SH
DFND
0
0
0
85
PRGX Global Inc
CMN
69357C503
54
14358
SH
DFND
1
14358
0
0
Penske Automotive Group Inc
CMN
70959W103
557
11500
SH
DFND
1
11500
0
0
Pernix Therapeutics Holdings Inc
CMN
71426V108
1159
366920
SH
DFND
1
366920
0
0
Ply Gem Holdings Inc
CMN
72941W100
119
10166
SH
DFND
1
10166
0
0
Polycom Inc
CMN
73172K104
543
51767
SH
DFND
1
51767
0
0
Polycom Inc
CMN
73172K104
27
2533
SH
DFND
0
0
0
2533
Primero Mining Corp
CMN
74164W106
105
44900
SH
DFND
1
44900
0
0
Provident Financial Services Inc
CMN
74386T105
1131
58015
SH
DFND
1
58015
0
0
Provident Financial Services Inc
CMN
74386T105
5
245
SH
DFND
0
0
0
245
Prudential PLC
ADR
74435K204
974
23105
SH
DFND
1
23105
0
0
Quest Diagnostics Inc
CMN
74834L100
1229
20000
SH
DFND
1
20000
0
0
Quest Diagnostics Inc
CMN
74834L100
45
734
SH
DFND
0
0
0
734
Quintiles Transnational Holdings Inc
CMN
74876Y101
243
3500
SH
DFND
1
3500
0
0
RTI Surgical Inc
CMN
74975N105
116
20426
SH
DFND
1
20426
0
0
Radio One Inc
CMN
75040P405
27
12719
SH
DFND
1
12719
0
0
Raptor Pharmaceutical Corp
CMN
75382F106
102
16880
SH
DFND
1
16880
0
0
Rayonier Advanced Materials Inc
CMN
75508B104
152
24800
SH
DFND
1
24800
0
0
RBC Bearings Inc
CMN
75524B104
496
8300
SH
DFND
1
8300
0
0
Real Industry Inc
CMN
75601W104
93
10495
SH
DFND
1
10495
0
0
Regeneron Pharmaceuticals Inc
CMN
75886F107
930
2000
SH
DFND
1
2000
0
0
Regeneron Pharmaceuticals Inc
CMN
75886F107
112
240
SH
DFND
0
0
0
240
Regions Financial Corp
CMN
7591EP100
1330
147600
SH
DFND
1
147600
0
0
Reis Inc
CMN
75936P105
645
28456
SH
DFND
1
28456
0
0
ReneSola Ltd
ADR
75971T103
37
38541
SH
DFND
1
38541
0
0
Resolute Forest Products Inc
CMN
76117W109
91
10900
SH
DFND
1
10900
0
0
Revolution Lighting Technologies Inc
CMN
76155G107
10
11045
SH
DFND
1
11045
0
0
Richmont Mines Inc
CMN
76547T106
93
33266
SH
DFND
1
33266
0
0
SPDR S&P 500 ETF Trust
ETP
78462F103
1188
6200
SH
DFND
1
6200
0
0
Saia Inc
CMN
78709Y105
1305
42150
SH
DFND
1
42150
0
0
Saia Inc
CMN
78709Y105
3
99
SH
DFND
0
0
0
99
Sanchez Energy Corp
CMN
79970Y105
153
24900
SH
DFND
1
24900
0
0
SciQuest Inc
CMN
80908T101
311
31100
SH
DFND
1
31100
0
0
Select Medical Holdings Corp
CMN
81619Q105
119
11063
SH
DFND
1
11063
0
0
Silver Standard Resources Inc
CMN
82823L106
305
46700
SH
DFND
1
46700
0
0
Sirius XM Holdings Inc
CMN
82968B103
920
246111
SH
DFND
1
246111
0
0
Sirius XM Holdings Inc
CMN
82968B103
18
4907
SH
DFND
0
0
0
4907
Sky-mobi Ltd
ADR
83084G109
52
21040
SH
DFND
1
21040
0
0
Sovran Self Storage Inc
REIT
84610H108
688
7300
SH
DFND
1
7300
0
0
Sovran Self Storage Inc
REIT
84610H108
26
276
SH
DFND
0
0
0
276
Spectrum Pharmaceuticals Inc
CMN
84763A108
201
33600
SH
DFND
1
33600
0
0
Star Gas Partners LP
Ltd Part
85512C105
107
12547
SH
DFND
1
12547
0
0
Sumitomo Mitsui Financial Group Inc
ADR
86562M209
136
17800
SH
DFND
1
17800
0
0
SunCoke Energy Inc
CMN
86722A103
1213
155922
SH
DFND
1
155922
0
0
SunCoke Energy Partners LP
MLP
86722Y101
1101
99640
SH
DFND
1
99640
0
0
Synaptics Inc
CMN
87157D109
272
3300
SH
DFND
1
3300
0
0
Synaptics Inc
CMN
87157D109
30
360
SH
DFND
0
0
0
360
Synchrony Financial
CMN
87165B103
580
18537
SH
DFND
1
18537
0
0
TICC Capital Corp
CMN
87244T109
103
15325
SH
DFND
1
15325
0
0
TTM Technologies Inc
CMN
87305R109
174
27931
SH
DFND
1
27931
0
0
Tangoe Inc
CMN
87582Y108
82
11398
SH
DFND
1
11398
0
0
Tangoe Inc
CMN
87582Y108
3
433
SH
DFND
0
0
0
433
Taylor Morrison Home Corp
CMN
87724P106
1051
56300
SH
DFND
1
56300
0
0
Telefonica Brasil SA
ADR
87936R106
124
13600
SH
DFND
1
13600
0
0
Territorial Bancorp Inc
CMN
88145X108
259
9932
SH
DFND
1
9932
0
0
Tesla Motors Inc
CMN
88160R101
323
1300
SH
SOLE
0
0
0
1300
TETRA Technologies Inc
CMN
88162F105
126
21245
SH
DFND
1
21245
0
0
TETRA Technologies Inc
CMN
88162F105
4
685
SH
DFND
0
0
0
685
Titan Machinery Inc
CMN
88830R101
1680
146348
SH
DFND
1
146348
0
0
TrueBlue Inc
CMN
89785X101
287
12756
SH
DFND
1
12756
0
0
TrueBlue Inc
CMN
89785X101
4
165
SH
DFND
0
0
0
165
US Concrete Inc
CMN
90333L201
1567
32795
SH
DFND
1
32795
0
0
Ultra Clean Holdings Inc
CMN
90385V107
83
14526
SH
DFND
1
14526
0
0
UnitedHealth Group Inc
CMN
91324P102
151
1300
SH
DFND
1
1300
0
0
UnitedHealth Group Inc
CMN
91324P102
88
760
SH
DFND
0
0
0
760
Universal Insurance Holdings Inc
CMN
91359V107
792
26801
SH
DFND
1
26801
0
0
Valeant Pharmaceuticals International Inc
CMN
91911K102
1052
5900
SH
DFND
1
5900
0
0
Valero Energy Corp
CMN
91913Y100
168
2800
SH
DFND
1
2800
0
0
Valero Energy Corp
CMN
91913Y100
50
840
SH
DFND
0
0
0
840
Vera Bradley Inc
CMN
92335C106
1253
99327
SH
DFND
1
99327
0
0
Verizon Communications Inc
CMN
92343V104
77
1778
SH
DFND
1
1778
0
0
Verizon Communications Inc
CMN
92343V104
190
4368
SH
DFND
0
0
0
4368
Viggle Inc
CMN
92672V204
8
10100
SH
DFND
1
10100
0
0
Vonage Holdings Corp
CMN
92886T201
1387
235930
SH
DFND
1
235930
0
0
Wayfair Inc
CMN
94419L101
1234
35200
SH
DFND
1
35200
0
0
Web.com Group Inc
CMN
94733A104
1322
62700
SH
DFND
1
62700
0
0
WebMD Health Corp
CMN
94770V102
1231
30900
SH
DFND
1
30900
0
0
WellCare Health Plans Inc
CMN
94946T106
1314
15243
SH
DFND
1
15243
0
0
World Wrestling Entertainment Inc
CMN
98156Q108
1215
71900
SH
DFND
1
71900
0
0
Xinyuan Real Estate Co Ltd
ADR
98417P105
32
11279
SH
DFND
1
11279
0
0
Xura Inc
CMN
98420V107
1495
66784
SH
DFND
1
66784
0
0
ZAGG Inc
CMN
98884U108
84
12360
SH
DFND
1
12360
0
0
Deutsche Bank AG
CMN
D18190898
289
10720
SH
DFND
1
10720
0
0
Arcos Dorados Holdings Inc
CMN
G0457F107
126
46148
SH
DFND
1
46148
0
0
Belmond Ltd
CMN
G1154H107
118
11700
SH
DFND
1
11700
0
0
Cosan Ltd
CMN
G25343107
61
21200
SH
DFND
1
21200
0
0
Fresh Del Monte Produce Inc
CMN
G36738105
1259
31854
SH
DFND
1
31854
0
0
Frontline Ltd/Bermuda
CMN
G3682E127
691
254701
SH
DFND
1
254701
0
0
ICON PLC
ADR
G4705A100
1313
18500
SH
DFND
1
18500
0
0
Maiden Holdings Ltd
CMN
G5753U112
699
50331
SH
DFND
1
50331
0
0
Markit Ltd
CMN
G58249106
644
22200
SH
DFND
1
22200
0
0
Noble Corp plc
CMN
G65431101
1267
116100
SH
DFND
1
116100
0
0
Noble Corp plc
CMN
G65431101
8
714
SH
DFND
0
0
0
714
OM Asset Management Plc
CMN
G67506108
168
10880
SH
DFND
1
10880
0
0
Seadrill Ltd
CMN
G7945E105
64
10843
SH
DFND
1
10843
0
0
Ship Finance International Ltd
CMN
G81075AE6
1251
77000
SH
DFND
1
77000
0
0
Signet Jewelers Ltd
CMN
G81276100
1375
10100
SH
DFND
1
10100
0
0
Signet Jewelers Ltd
CMN
G81276100
78
572
SH
DFND
0
0
0
572
Tsakos Energy Navigation Ltd
CMN
G9108L108
92
11307
SH
DFND
1
11307
0
0
UBS Group AG
CMN
H42097107
863
46658
SH
DFND
1
46658
0
0
Logitech International SA
CMN
H50430232
2052
156870
SH
DFND
1
156870
0
0
Transocean Ltd
CMN
H8817H100
213
16500
SH
DFND
1
16500
0
0
Transocean Ltd
CMN
H8817H100
20
1552
SH
DFND
0
0
0
1552
Altisource Portfolio Solutions SA
CMN
L0175J104
729
30598
SH
DFND
1
30598
0
0
Intelsat SA
CMN
L5140P101
1295
201368
SH
DFND
1
201368
0
0
Pacific Drilling SA
CMN
L7257P106
37
29998
SH
DFND
1
29998
0
0
Ceragon Networks Ltd
CMN
M22013102
28
17898
SH
DFND
1
17898
0
0
Alcobra Ltd
CMN
M2239P109
90
14828
SH
DFND
1
14828
0
0
Check Point Software Technologies Ltd
CMN
M22465104
1158
14600
SH
DFND
1
14600
0
0
Check Point Software Technologies Ltd
CMN
M22465104
19
234
SH
DFND
0
0
0
234
Enzymotec Ltd
CMN
M4059L101
155
17118
SH
DFND
1
17118
0
0
magicJack VocalTec Ltd
CMN
M6787E101
135
15154
SH
DFND
1
15154
0
0
Orbotech Ltd
CMN
M75253100
1326
85808
SH
DFND
1
85808
0
0
Perion Network Ltd
CMN
M78673106
99
47301
SH
DFND
1
47301
0
0
Rosetta Genomics Ltd
CMN
M82183126
37
14939
SH
DFND
1
14939
0
0
Fiat Chrysler Automobiles NV
CMN
N31738102
522
40221
SH
DFND
1
40221
0
0
LyondellBasell Industries NV
CMN
N53745100
834
10000
SH
DFND
1
10000
0
0
LyondellBasell Industries NV
CMN
N53745100
42
500
SH
DFND
0
0
0
500
Mylan NV
CMN
N59465109
177
4400
SH
DFND
1
4400
0
0
Mylan NV
CMN
N59465109
29
716
SH
DFND
0
0
0
716
Sapiens International Corp NV
CMN
N7716A151
1248
108308
SH
DFND
1
108308
0
0
Planet Payment Inc
CMN
U72603118
72
25556
SH
DFND
1
25556
0
0
Aegean Marine Petroleum Network Inc
CMN
Y0017S102
141
20980
SH
DFND
1
20980
0
0
Costamare Inc
CMN
Y1771G102
131
10692
SH
DFND
1
10692
0
0
Danaos Corp
CMN
Y1968P105
254
41739
SH
DFND
1
41739
0
0
DHT Holdings Inc
CMN
Y2065G121
770
103774
SH
DFND
1
103774
0
0
Diana Containerships Inc
CMN
Y2069P101
17
13355
SH
DFND
1
13355
0
0
Global Ship Lease Inc
CMN
Y27183105
70
15129
SH
DFND
1
15129
0
0
Navios Maritime Acquisition Corp
CMN
Y62134104
1183
336010
SH
DFND
1
336010
0
0
Ocean Rig UDW Inc
CMN
Y64354105
153
71980
SH
DFND
1
71980
0
0
Scorpio Tankers Inc
CMN
Y7542C106
129
14038
SH
DFND
1
14038
0
0
Seadrill Partners LLC
MLP
Y7545W109
115
12249
SH
DFND
1
12249
0
0
Teekay Corp
CMN
Y8564W103
1280
43200
SH
DFND
1
43200
0
0
Teekay Offshore Partners LP
Ltd Part
Y8565J101
170
11785
SH
DFND
1
11785
0
0
Teekay Tankers Ltd
CMN
Y8565N102
141
20474
SH
DFND
1
20474
0
0