0001529426-14-000001.txt : 20140306
0001529426-14-000001.hdr.sgml : 20140306
20140306140408
ACCESSION NUMBER: 0001529426-14-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140306
DATE AS OF CHANGE: 20140306
EFFECTIVENESS DATE: 20140306
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rotella Capital Management, Inc.
CENTRAL INDEX KEY: 0001529426
IRS NUMBER: 880339457
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14669
FILM NUMBER: 14672434
BUSINESS ADDRESS:
STREET 1: 800 BELLEVUE WAY NE
STREET 2: SUITE 200
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-213-5700
MAIL ADDRESS:
STREET 1: 800 BELLEVUE WAY NE
STREET 2: SUITE 200
CITY: BELLEVUE
STATE: WA
ZIP: 98004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001529426
XXXXXXXX
12-31-2013
12-31-2013
Rotella Capital Management, Inc.
800 BELLEVUE WAY NE
SUITE 200
BELLEVUE
WA
98004
13F HOLDINGS REPORT
028-14669
N
Sheila Powers
Compliance Officer
425.213.5747
Sheila Powers
Bellevue
WA
03-06-2014
0
97
50552
false
INFORMATION TABLE
2
SEC_13F_2013_Q4v2.xml
Accenture PLC
CMN
G1151C101
388
4724
SH
DFND
4400
0
324
Advantage Oil & Gas Ltd
CMN
00765F101
66
15159
SH
DFND
15159
0
0
American Apparel Inc
CMN
023850100
16
12593
SH
DFND
12593
0
0
American Express Co
CMN
025816109
410
4522
SH
SOLE
104
0
4418
Apple Inc
CMN
037833100
233
415
SH
SOLE
50
0
365
Atlantic Power Corp
CMN
04878Q863
38
11000
SH
DFND
11000
0
0
AuRico Gold Inc
CMN
05155C105
40
10800
SH
DFND
10800
0
0
AutoZone Inc
CMN
053332102
241
504
SH
DFND
400
0
104
Ballard Power Systems Inc
CMN
058586108
20
13000
SH
DFND
13000
0
0
Carnival Corp
CMN
143658300
347
8650
SH
DFND
8600
0
50
China BAK Battery Inc
CMN
16936Y209
32
14479
SH
DFND
14479
0
0
ConAgra Foods Inc
CMN
205887102
375
11131
SH
DFND
10731
0
400
Conn's Inc
CMN
208242107
221
2800
SH
DFND
2800
0
0
Dollar General Corp
CMN
256677105
205
3406
SH
DFND
3373
0
33
Emmis Communications Corp
CMN
291525103
48
17935
SH
DFND
17935
0
0
Energy Select Sector SPDR Fund
ETP
81369Y506
319
3600
SH
SOLE
993
0
2607
Ennis Inc
CMN
293389102
320
18092
SH
DFND
18092
0
0
Enzon Pharmaceuticals Inc
CMN
293904108
16
13701
SH
DFND
13701
0
0
Equal Energy Ltd
CMN
29390Q109
200
37571
SH
DFND
37571
0
0
FAB Universal Corp
CMN
302771100
40
13005
SH
DFND
13005
0
0
Financial Select Sector SPDR Fund
ETP
81369Y605
251
11500
SH
SOLE
3474
0
8026
Fortuna Silver Mines Inc
CMN
349915108
33
11600
SH
DFND
11600
0
0
Frontline Ltd/Bermuda
CMN
G3682E127
67
17900
SH
DFND
17900
0
0
Global Geophysical Services Inc
CMN
37946S107
22
13401
SH
DFND
13401
0
0
Goldman Sachs Group Inc/The
CMN
38141G104
213
1200
SH
SOLE
200
0
1000
Google Inc
CMN
38259P508
903
806
SH
SOLE
39
0
767
Gulf Resources Inc
CMN
40251W309
50
21218
SH
DFND
21218
0
0
Harris Interactive Inc
CMN
414549105
31
15576
SH
DFND
15576
0
0
Health Care Select Sector SPDR Fund
ETP
81369Y209
299
5400
SH
SOLE
1444
0
3956
Hovnanian Enterprises Inc
CMN
442487203
115
17300
SH
DFND
17300
0
0
IAMGOLD Corp
CMN
450913108
43
12800
SH
DFND
12800
0
0
Industrial Select Sector SPDR Fund
ETP
81369Y704
570
10900
SH
SOLE
0
0
10900
Information Services Group Inc
CMN
45675Y104
44
10342
SH
DFND
10342
0
0
iShares 1-3 Year Credit Bond ETF
ETP
464288646
2499
23700
SH
SOLE
8355
0
15345
iShares 1-3 Year Treasury Bond ETF
ETP
464287457
1654
19600
SH
SOLE
5953
0
13647
iShares Core S&P 500 ETF
ETP
464287200
334
1800
SH
SOLE
0
0
1800
iShares Core S&P Mid-Cap ETF
ETP
464287507
1405
10500
SH
SOLE
0
0
10500
iShares Core S&P Small-Cap ETF
ETP
464287804
1431
13100
SH
SOLE
4593
0
8507
iShares Credit Bond ETF
ETP
464288620
438
4100
SH
SOLE
0
0
4100
iShares Floating Rate Bond ETF
ETP
46429B655
695
13700
SH
SOLE
0
0
13700
iShares iBoxx $ High Yield Corporate Bond ETF
ETP
464288513
2146
23100
SH
SOLE
9413
0
13687
iShares iBoxx $ Investment Grade Corporate Bond ETF
ETP
464287242
3175
27800
SH
SOLE
7600
0
20200
iShares Intermediate Government/Credit Bond ETF
ETP
464288612
1280
11700
SH
SOLE
4596
0
7104
iShares JP Morgan USD Emerging Markets Bond ETF
ETP
464288281
443
4100
SH
SOLE
0
0
4100
iShares National AMT-Free Muni Bond ETF
ETP
464288414
456
4400
SH
SOLE
0
0
4400
iShares Russell 2000 ETF
ETP
464287655
2606
22600
SH
SOLE
4872
0
17728
Just Energy Group Inc
CMN
48213W101
147
20481
SH
DFND
20481
0
0
Ladenburg Thalmann Financial Services Inc
CMN
50575Q102
36
11579
SH
DFND
11579
0
0
Market Vectors Semiconductor ETF
ETP
57060U233
518
12200
SH
SOLE
1759
0
10441
Materials Select Sector SPDR Fund
ETP
81369Y100
337
7300
SH
SOLE
0
0
7300
Merus Labs International Inc
CMN
59047R101
21
14600
SH
DFND
14600
0
0
Metalico Inc
CMN
591176102
27
13059
SH
DFND
13059
0
0
Nevsun Resources Ltd
CMN
64156L101
69
20700
SH
DFND
20700
0
0
Ocean Power Technologies Inc
CMN
674870308
20
10200
SH
DFND
10200
0
0
Pengrowth Energy Corp
CMN
70706P104
74
11900
SH
DFND
11900
0
0
PharmAthene Inc
CMN
71714G102
19
10262
SH
DFND
10262
0
0
Pier 1 Imports Inc
CMN
720279108
362
15700
SH
DFND
15700
0
0
PowerShares 1-30 Laddered Treasury Portfolio
ETP
73936T524
443
15100
SH
SOLE
0
0
15100
PowerShares Emerging Markets Sovereign Debt Portfolio
ETP
73936T573
805
29800
SH
SOLE
0
0
29800
PowerShares Fundamental High Yield Corporate Bond Portfolio
ETP
73936T557
1143
59500
SH
SOLE
26222
0
33278
PowerShares Insured National Municipal Bond Portfolio
ETP
73936T474
778
33900
SH
SOLE
0
0
33900
PowerShares International Corporate Bond Portfolio
ETP
73936Q835
502
17000
SH
SOLE
0
0
17000
Powershares QQQ Trust Series 1
ETP
73935A104
2762
31400
SH
SOLE
6484
0
24916
priceline.com Inc
CMN
741503403
235
202
SH
SOLE
35
0
167
Primero Mining Corp
CMN
74164W106
98
22062
SH
DFND
22062
0
0
Primo Water Corp
CMN
74165N105
27
10214
SH
DFND
10214
0
0
Radio One Inc
CMN
75040P405
53
13908
SH
DFND
13908
0
0
REX American Resources Corp
CMN
761624105
215
4808
SH
DFND
4808
0
0
Rio Alto Mining Ltd
CMN
76689T104
51
30233
SH
DFND
30233
0
0
Sciclone Pharmaceuticals Inc
CMN
80862K104
57
11272
SH
DFND
11272
0
0
SIGA Technologies Inc
CMN
826917106
61
18801
SH
DFND
18801
0
0
Silvercorp Metals Inc
CMN
82835P103
49
21200
SH
DFND
21200
0
0
Smart Technologies Inc
CMN
83172R108
22
10000
SH
DFND
10000
0
0
SPDR Barclays Aggregate Bond ETF
ETP
78464A649
810
14400
SH
SOLE
0
0
14400
SPDR Barclays High Yield Bond ETF
ETP
78464A417
1854
45700
SH
SOLE
17985
0
27715
SPDR Barclays Short Term Corporate Bond ETF
ETP
78464A474
522
17000
SH
SOLE
0
0
17000
SPDR DB International Government Inflation-Protected Bond ETF
ETP
78464A490
444
7600
SH
SOLE
0
0
7600
SPDR Dow Jones Industrial Average ETF Trust
ETP
78467X109
1340
8100
SH
SOLE
2726
0
5374
SPDR Nuveen Barclays Municipal Bond ETF
ETP
78464A458
764
33900
SH
SOLE
0
0
33900
SPDR Nuveen Barclays Short Term Municipal Bond ETF
ETP
78464A425
809
33300
SH
SOLE
0
0
33300
SPDR S&P 500 ETF Trust
ETP
78462F103
1628
8814
SH
DFND
6114
0
2700
SPDR S&P Dividend ETF
ETP
78464A763
871
12000
SH
SOLE
5148
0
6852
SPDR S&P MidCap 400 ETF Trust
ETP
78467Y107
1540
6305
SH
SOLE
1918
0
4387
Summer Infant Inc
CMN
865646103
46
25277
SH
DFND
25277
0
0
Taseko Mines Ltd
CMN
876511106
74
34784
SH
DFND
34784
0
0
Technology Select Sector SPDR Fund
ETP
81369Y803
779
21800
SH
SOLE
2436
0
19364
TeleCommunication Systems Inc
CMN
87929J103
46
19919
SH
DFND
19919
0
0
Thompson Creek Metals Co Inc
CMN
884768102
53
24400
SH
DFND
24400
0
0
Timmins Gold Corp
CMN
88741P103
39
36500
SH
DFND
36500
0
0
UnitedHealth Group Inc
CMN
91324P102
202
2678
SH
DFND
490
0
2188
USA Technologies Inc
CMN
90328S500
21
11600
SH
DFND
11600
0
0
Vanguard Dividend Appreciation ETF
ETP
921908844
1294
17200
SH
SOLE
6706
0
10494
Vanguard Long-Term Bond ETF
ETP
921937793
450
5500
SH
SOLE
0
0
5500
Vanguard Short-Term Bond ETF
ETP
921937827
2134
26700
SH
SOLE
10847
0
15853
Vanguard Short-Term Corporate Bond ETF
ETP
92206C409
686
8600
SH
SOLE
0
0
8600
Warren Resources Inc
CMN
93564A100
62
19653
SH
DFND
19653
0
0
Worthington Industries Inc
CMN
981811102
375
8900
SH
DFND
8800
0
100