0001704973-20-000004.txt : 20200106 0001704973-20-000004.hdr.sgml : 20200106 20200106184407 ACCESSION NUMBER: 0001704973-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200103 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henderson James Alan CENTRAL INDEX KEY: 0001704973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35517 FILM NUMBER: 20511585 MAIL ADDRESS: STREET 1: C/O ARES COMMERCIAL REAL ESTATE CORP. STREET 2: 245 PARK AVENUE, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ares Commercial Real Estate Corp CENTRAL INDEX KEY: 0001529377 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 453148087 STATE OF INCORPORATION: MD BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212.515.3400 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 4 1 wf-form4_157835422950837.xml FORM 4 X0306 4 2020-01-03 0 0001529377 Ares Commercial Real Estate Corp ACRE 0001704973 Henderson James Alan C/O ARES COMMERCIAL REAL ESTATE CORP. 245 PARK AVENUE, 42ND FLOOR NEW YORK NY 10167 1 0 0 0 Common Stock 2020-01-03 4 S 0 12515 15.6864 D 47401 D Represents the number of shares of common stock sold by the reporting person to cover tax withholding obligations in connection with the vesting of the common stock. The price reported in Line 1 Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.64 to $15.73, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. /s/ Anton Feingold, by power of attorney 2020-01-06