0001519418-13-000001.txt : 20130204
0001519418-13-000001.hdr.sgml : 20130204
20130204143342
ACCESSION NUMBER: 0001519418-13-000001
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130123
DATE AS OF CHANGE: 20130204
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Rouse Properties, Inc.
CENTRAL INDEX KEY: 0001528558
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 900750824
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-86578
FILM NUMBER: 13569510
BUSINESS ADDRESS:
STREET 1: 1114 AVENUE OF THE AMERICAS
STREET 2: SUITE 2800
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-608-5108
MAIL ADDRESS:
STREET 1: 1114 AVENUE OF THE AMERICAS
STREET 2: SUITE 2800
CITY: NEW YORK
STATE: NY
ZIP: 10036
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Kinetics LLC
CENTRAL INDEX KEY: 0001519418
IRS NUMBER: 450642972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-495-7347
MAIL ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
SC 13G
1
horizonthirteengrsejth.txt
HORIZONTHIRTEENGRSEJTH
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
made on January 23, 2013.
Under the Securities Exchange Act of 1934
Issuer-Rouse Properties, Inc.
Securities Class-common
CUSIP Number-779287101
Event Requiring Filing -December, 2012
Filed pursuant to Rule 13d-1(b)
CUSIP Number 779287101
Reporter- Horizon Kinetics LLC
Tax ID#45-0642972
Place of Organization-Delaware
Number of Shares-sole voting power-8,125,228
Sole dispositive power-8,125,228
Amount beneficially owned-8,125,228
Percent of Class represented by above-16.50%
Type of Reporting Person-HC
Name of Issuer-Rouse Properties, Inc.
Address of Issuer-1114 Avenue of the Americas, Suite 2800, New York,
N.Y. 10036
Name of Person Filing-Horizon Kinetics LLC
Address -470 Park Avenue South, 4th Floor South, NY, NY, 10016
Citizenship-Delaware
Securities Class-common stock
Filing re Section 240.13d-1(b) by investment
adviser under Section 240.13d-1(b)(1)(ii)(E).
Amount beneficially owned-8,125,228
Percent of class-16.50%
sole voting power-8,125,228
shared power to vote or direct the vote-0
sole power to dispose/direct the disposition-8,125,228
shared power to dispose/direct the disposition-0
Reporter-Kinetics Asset Management LLC
Tax ID #13-3878346
Place of Organization-Delaware
Number of Shares-sole voting power-3,171,758
sole dispositive power-3,171,758
amount beneficially owned-3,171,758
percent of class represented by above-6.4%
type of reporting person-IA
Name of Issuer-Rouse Properties, Inc.
Address of Issuer-1114 Avenue of the Americas, Suite 2800, New York,
N.Y. 10036
Name of Person Filing-Kinetics Asset Management LLC
Address-470 Park Avenue South, 4th Floor South, NY, NY 10016
Citizenship-Delaware
Securities Class-common stock
Filing re Section 240.13d-1(b) by investment adviser under Section
240.13d-1(b)(1)(ii) (E)
Amount beneficially owned-3,171,758
percent of class 6.4%
sole voting power-3,171,758
shared power to vote or direct the vote-0
sole power to dispose/direct the disposition-3,171,758
shared power to dispose/direct the dispostion-0
Reporter-Horizon Asset Management LLC
Tax ID #13-3776334
Place of Organization-Delaware
Number of Shares-sole voting power-4,792,969.429
sole dispositive power-4,792,969.429
amount beneficially owned-4,792,969.429
percent of class represented by above-9.7%
type of reporting person-IA
Name of Issuer-Rouse Properties, Inc.
Address of Issuer-1114 Avenue of the Americas, Suite 2800, New York,
N.Y. 10036
Name of Person Filing-Horizon Asset Management LLC
Address-470 Park Avenue South, 4th Floor South, NY, NY 10016
Citizenship-Delaware
Securities Class-common stock
Filing res Section 240.13d-1(b) by investment adviser under Section
240.13d-1(b)(1)(11) (E)
Amount beneficially owned-4,792,969.429
percent of class-9.7%
sole voting power-4,792,969.429
share power to vote or direct the vote-0
sole power to dispose/direct the disposition-4,792,969.429
shared power to dispose/direct the disposition-0
Certification pursuant to Section 240.13d-1(b):
By signing below I certify that, to the
best of my knowledge and belief, the securities
referred to above
were not acquired and
are not held for the purpose of or with the effect of
changing or influencing the control of
the issuer of the securities and were not acquired
and are not held in connection with or
as a participant in any transaction
having that purpose or effect.
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the
information set forth in this statement is
true, complete and correct.
Date-January 23, 2013
Signature-Andrew M. Fishman
Title-Associate General Counsel
EXHIBIT A
This joint filing agreement dated January 23, 2013 is by and
among Horizon Kinetics LLC, Kinetics Asset Management LLC,
and Horizon Asset Management LLC
("the Filing Persons").
Each of the filing persons may be required to file with the
United States Securities and Exchange Commission a statement on
Schedule G with respect to the common stock of Texas Pacific Land
Trust beneficially owned by them from time to time.
Pursuant to and in accordance with Rule 13(d)(1) (k) promulgated
under the Securities Exchange Act of 1934, as amended, the Filing
Persons hereby agree to file a single statement on Schedule G
and any amendments thereto on behalf of each such parties, and hereby
further agree to file this Joint Filing Agreement as an exhibit to
such statement, as required by such rule.
This joint filing agreement may be terminated by any of filers upon
one week's written notice or such lesser period of notice as the
Filing Persons many mutually agree.
Horizon Kinetics LLC, Kinetics Asset Management LLC,
and Horizon Asset Management LLC,
by Andrew M. Fishman, Associate General Counsel of each.
January 23, 2013