0001225208-13-025481.txt : 20131216 0001225208-13-025481.hdr.sgml : 20131216 20131216174538 ACCESSION NUMBER: 0001225208-13-025481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131215 FILED AS OF DATE: 20131216 DATE AS OF CHANGE: 20131216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Slocum Michael CENTRAL INDEX KEY: 0001528494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 131279923 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 doc4.xml X0306 4 2013-12-15 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001528494 Slocum Michael 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 President, Commercial Banking Common Stock 2013-12-15 4 M 0 8150.0000 0.0000 A 45732.0000 D Common Stock 2013-12-15 4 D 0 8150.0000 71.1300 D 37582.0000 D Restricted Stock Units 0.0000 2013-12-15 4 M 0 8150.0000 0.0000 D 2013-12-15 2013-12-15 Common Stock 8150.0000 0.0000 D On December 15, 2013 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Gregory W. Seward (POA on file) 2013-12-16