0001225208-13-015985.txt : 20130709
0001225208-13-015985.hdr.sgml : 20130709
20130709163241
ACCESSION NUMBER: 0001225208-13-015985
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130705
FILED AS OF DATE: 20130709
DATE AS OF CHANGE: 20130709
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Slocum Michael
CENTRAL INDEX KEY: 0001528494
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 13959969
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
doc4.xml
X0306
4
2013-07-05
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001528494
Slocum Michael
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
President, Commercial Banking
Common Stock
2013-07-05
4
M
0
15000.0000
48.9500
A
52582.0000
D
Common Stock
2013-07-05
4
S
0
15000.0000
65.0000
D
37582.0000
D
Stock Options
48.9500
2013-07-05
4
M
0
15000.0000
0.0000
D
2018-02-20
Common Stock
15000.0000
15740.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on November 1, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
This option became exercisable in 1/3 increments beginning on February 21, 2009 and annually thereafter.
Gregory W. Seward (POA on file)
2013-07-09