0001225208-13-015985.txt : 20130709 0001225208-13-015985.hdr.sgml : 20130709 20130709163241 ACCESSION NUMBER: 0001225208-13-015985 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130705 FILED AS OF DATE: 20130709 DATE AS OF CHANGE: 20130709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Slocum Michael CENTRAL INDEX KEY: 0001528494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 13959969 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 doc4.xml X0306 4 2013-07-05 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001528494 Slocum Michael 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 President, Commercial Banking Common Stock 2013-07-05 4 M 0 15000.0000 48.9500 A 52582.0000 D Common Stock 2013-07-05 4 S 0 15000.0000 65.0000 D 37582.0000 D Stock Options 48.9500 2013-07-05 4 M 0 15000.0000 0.0000 D 2018-02-20 Common Stock 15000.0000 15740.0000 D This transaction was executed pursuant to a trading plan entered into by the reporting person on November 1, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This option became exercisable in 1/3 increments beginning on February 21, 2009 and annually thereafter. Gregory W. Seward (POA on file) 2013-07-09