0001225208-13-013520.txt : 20130530 0001225208-13-013520.hdr.sgml : 20130530 20130530180250 ACCESSION NUMBER: 0001225208-13-013520 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130529 FILED AS OF DATE: 20130530 DATE AS OF CHANGE: 20130530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Witter Jonathan W. CENTRAL INDEX KEY: 0001528493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 13883021 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 doc4.xml X0306 4 2013-05-29 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001528493 Witter Jonathan W. 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 President, Retail Banking Common Stock 2013-05-29 4 S 0 4124.0000 61.5900 D 54170.0000 D Common Stock 2013-05-29 4 S 0 8000.0000 61.5800 D 46170.0000 D Common Stock 2013-05-29 4 S 0 8989.0000 61.5900 D 37181.0000 D This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. These shares were sold at prices ranging from $61.26 to $61.89. Information regarding the number of shares sold at each price will be provided upon request. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. These shares were sold at prices ranging from $61.26 to $61.91. Information regarding the number of shares sold at each price will be provided upon request. These shares were sold at prices ranging from $61.26 to $61.90. Information regarding the number of shares sold at each price will be provided upon request. Gregory W. Seward (POA on file) 2013-05-30