0001225208-13-013520.txt : 20130530
0001225208-13-013520.hdr.sgml : 20130530
20130530180250
ACCESSION NUMBER: 0001225208-13-013520
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130529
FILED AS OF DATE: 20130530
DATE AS OF CHANGE: 20130530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Witter Jonathan W.
CENTRAL INDEX KEY: 0001528493
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 13883021
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
doc4.xml
X0306
4
2013-05-29
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001528493
Witter Jonathan W.
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
President, Retail Banking
Common Stock
2013-05-29
4
S
0
4124.0000
61.5900
D
54170.0000
D
Common Stock
2013-05-29
4
S
0
8000.0000
61.5800
D
46170.0000
D
Common Stock
2013-05-29
4
S
0
8989.0000
61.5900
D
37181.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
These shares were sold at prices ranging from $61.26 to $61.89. Information regarding the number of shares sold at each price will be provided upon request.
Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
These shares were sold at prices ranging from $61.26 to $61.91. Information regarding the number of shares sold at each price will be provided upon request.
These shares were sold at prices ranging from $61.26 to $61.90. Information regarding the number of shares sold at each price will be provided upon request.
Gregory W. Seward (POA on file)
2013-05-30