0001548538-12-000027.txt : 20120918 0001548538-12-000027.hdr.sgml : 20120918 20120918161554 ACCESSION NUMBER: 0001548538-12-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120917 FILED AS OF DATE: 20120918 DATE AS OF CHANGE: 20120918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guidewire Software, Inc. CENTRAL INDEX KEY: 0001528396 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 364468504 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1001 E. HILLSDALE BOULEVARD CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-357-9100 MAIL ADDRESS: STREET 1: 1001 E. HILLSDALE BOULEVARD CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAUSZ STEVEN M CENTRAL INDEX KEY: 0001190636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35394 FILM NUMBER: 121097379 MAIL ADDRESS: STREET 1: 2735 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-09-17 0001528396 Guidewire Software, Inc. GWRE 0001190636 KRAUSZ STEVEN M 2735 SAND HILL ROAD MENLO PARK CA 94025 1 0 1 0 Common Stock 2012-09-17 4 S 0 13284 31.3023 D 68436 I Directly owned by EP VIII-A Common Stock 2012-09-17 4 S 0 7127 31.3023 D 36716 I Directly owned by EP VIII-B Common Stock 2012-09-18 4 S 0 3111 31.1297 D 65325 I Directly owned by EP VIII-A Common Stock 2012-09-18 4 S 0 1669 31.1297 D 35047 I Directly owned by EP VIII-B Stock Option (right to buy) 35.00 2022-03-26 Common Stock 2903 2903 D Restricted Stock Unit 0 2022-03-26 Common Stock 1250 1250 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.33 to $31.30, inclusive for sales on 9/17/12 and prices ranging from $31.23 to $31.00, inclusive for sales on 9/18/12 . The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4 The reported securities are owned directly by each of U.S. Venture Partners VIII, L.P. ("USVP VIII"), USVP VIII Affiliates Fund, L.P. ("AFF VIII"), USVP Entrepreneur Partners VIII-A, L.P. ("EP VIII-A") and USVP Entrepreneur Partners VIII-B, L.P. ("EP VIII-B" and together with USVP VIII, AFF VIII and EP VIII-A, the "USVP VIII Funds"). Presidio Management Group VIII, L.L.C. ("PMG VIII") is the general partner of each of USVP VIII, AFF VIII, EP VIII-A and EP VIII-B and may be deemed to have sole voting and dispositive power over the shares held by the USVP VIII Funds. PMG VIII and each of Irwin Federman, Winston Fu, Steven M. Krausz, David Liddle, Jonathan D. Root, Christopher Rust, Casey M. Tansey and Philip M. Young, the managing members of PMG VIII who may be deemed to share voting and dispositive power over the reported securities, disclaim beneficial ownership of the reported securities held by the USVP VIII Funds except to the extent of any pecuniary interest therein. 100% of the stock option shares shall vest on December 1, 2012 provided the Reporting Person is still a service provider to the Issuer on such date. 100% of the restricted stock units shall vest on December 1, 2012 provided the Reporting Person is still a service provider to the Issuer on such date. Remarks: This report is one of three reports, each on a separate Form 4, but relating to the same transaction being filed by the reporting persons. Michael P. Maher - Attonery in Fact for the Reporting Person 2012-09-18