0001225450-12-000011.txt : 20120130 0001225450-12-000011.hdr.sgml : 20120130 20120130174119 ACCESSION NUMBER: 0001225450-12-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120130 FILED AS OF DATE: 20120130 DATE AS OF CHANGE: 20120130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guidewire Software, Inc. CENTRAL INDEX KEY: 0001528396 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 364468504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 BRIDGEPOINTE PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-357-9100 MAIL ADDRESS: STREET 1: 2211 BRIDGEPOINTE PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAUSZ STEVEN M CENTRAL INDEX KEY: 0001190636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35394 FILM NUMBER: 12556711 MAIL ADDRESS: STREET 1: 2735 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-01-30 0001528396 Guidewire Software, Inc. GWRE 0001190636 KRAUSZ STEVEN M 2735 SAND HILL ROAD MENLO PARK CA 94025 1 0 1 0 Common Stock 2012-01-30 4 C 0 11604463 A 11878173 I Directly owned by USVP VIII Common Stock 2012-01-30 4 C 0 85506 A 87520 I Directly owned by AFF VIII Common Stock 2012-01-30 4 C 0 108715 A 111281 I Directly owned by EP VIII-A Common Stock 2012-01-30 4 C 0 58327 A 59703 I Directly owned by EP VIII-B Series A Convertible Preferred Stock 2012-01-30 4 C 0 8750236 D Common Stock 8750236 0 I Directly Owned by USVP VIII Series A Convertible Preferred Stock 2012-01-30 4 C 0 64475 D Common Stock 64475 0 I Directly Owned by AFF VIII Series A Convertible Preferred Stock 2012-01-30 4 C 0 81976 D Common Stock 81976 0 I Directly Owned by EP VIII-A Series A Convertible Preferred Stock 2012-01-30 4 C 0 43981 D Common Stock 43981 0 I Directly Owned by EP VIII-B Series B Convertible Preferred Stock 2012-01-30 4 C 0 1882117 D Common Stock 1882117 0 I Directly Owned by USVP VIII Series B Convertible Preferred Stock 2012-01-30 4 C 0 13868 D Common Stock 13868 0 I Directly Owned by AFF VIII Series B Convertible Preferred Stock 2012-01-30 4 C 0 17632 D Common Stock 17632 0 I Directly Owned by EP VIII-A Series B Convertible Preferred Stock 2012-01-30 4 C 0 9460 D Common Stock 9460 0 I Directly Owned by EP VIII-B Series C Convertible Preferred Stock 2012-01-30 4 C 0 972110 D Common Stock 972110 0 I Directly Owned by USVP VIII Series C Convertible Preferred Stock 2012-01-30 4 C 0 7163 D Common Stock 7163 0 I Directly Owned by AFF VIII Series C Convertible Preferred Stock 2012-01-30 4 C 0 9107 D Common Stock 9107 0 I Directly Owned by EP VIII-A Series C Convertible Preferred Stock 2012-01-30 4 C 0 4886 D Common Stock 4886 0 I Directly Owned by EP VIII-B The Series A, Series B, and Series C Convertible Preferred Stock is convertible into Common Stock on a one for one basis at any time at the holder's election, and automatically upon the closing of the Issuer's initial public offering, and have no expiration date. The reported securities are owned directly by each of U.S. Venture Partners VIII, L.P. ("USVP VIII"), USVP VIII Affiliates Fund, L.P. ("AFF VIII"), USVP Entrepreneur Partners VIII-A, L.P. ("EP VIII-A") and USVP Entrepreneur Partners VIII-B, L.P. ("EP VIII-B" and together with USVP VIII, AFF VIII and EP VIII-A, the "USVP VIII Funds"). Presidio Management Group VIII, L.L.C. ("PMG VIII") is the general partner of each of USVP VIII, AFF VIII, EP VIII-A and EP VIII-B and may be deemed to have sole voting and dispositive power over the shares held by the USVP VIII Funds. PMG VIII and each of Irwin Federman, Winston Fu, Steven M. Krausz, David Liddle, Jonathan D. Root, Christopher Rust, Casey M. Tansey and Philip M. Young, the managing members of PMG VIII who may be deemed to share voting and dispositive power over the reported securities, disclaim beneficial ownership of the reported securities held by the USVP VIII Funds except to the extent of any pecuniary interest therein. Not applicable. The expiration date is not relevant to the conversion of these securities. Remarks: This report is one of three reports, each on a separate Form 4, but relating to the same transaction being filed by the reporting persons. Michael P. Maher - Attonery in Fact for the Reporting Person 2012-01-30