Chief Compliance Officer

0001420506-20-000246.txt : 20200213 0001420506-20-000246.hdr.sgml : 20200213 20200213165758 ACCESSION NUMBER: 0001420506-20-000246 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Richard Bernstein Advisors LLC CENTRAL INDEX KEY: 0001528214 IRS NUMBER: 270193433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14643 FILM NUMBER: 20611691 BUSINESS ADDRESS: STREET 1: 120 W 45TH STREET STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-692-4000 MAIL ADDRESS: STREET 1: 120 W 45TH STREET STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001528214 XXXXXXXX 12-31-2019 12-31-2019 false Richard Bernstein Advisors LLC

120 W 45th Street 36th Floor NEW YORK NY 10036

13F HOLDINGS REPORT 028-14643 N Michael Meyer Chief Compliance Officer 212-692-4030 Michael Meyer , Chief Compliance Officer NEW YORK NY 02-13-2020 0 225 3091115 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR RICHARD BERNSTEIN ADVISORS LLC 3M CO COM 88579Y101 625 3548 SH SOLE 3548 0 0 ABBOTT LABS COM 002824100 6353 73141 SH SOLE 73141 0 0 ABBVIE INC COM 00287Y109 4694 53021 SH SOLE 53021 0 0 AFLAC INC COM 001055102 3003 56777 SH SOLE 56777 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1818 21312 SH SOLE 21312 0 0 AIR PRODS & CHEMS INC COM 009158106 3874 16486 SH SOLE 16486 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 1427 13199 SH SOLE 13199 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4517 21301 SH SOLE 21301 0 0 ALLIANT ENERGY CORP COM 018802108 6172 112800 SH SOLE 112800 0 0 ALLSTATE CORP COM 020002101 1774 15779 SH SOLE 15779 0 0 ALPHABET INC CAP STK CL C 02079K107 11550 8639 SH SOLE 8639 0 0 ALPHABET INC CAP STK CL A 02079K305 10400 7765 SH SOLE 7765 0 0 ALTRIA GROUP INC COM 02209S103 8141 163131 SH SOLE 163131 0 0 AMAZON COM INC COM 023135106 21187 11466 SH SOLE 11466 0 0 AMERICAN EXPRESS CO COM 025816109 3381 27164 SH SOLE 27164 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 890 8122 SH SOLE 8122 0 0 AMERICAN TOWER CORP NEW COM 03027X100 3820 16624 SH SOLE 16624 0 0 AMERIPRISE FINL INC COM 03076C106 1688 10139 SH SOLE 10139 0 0 AMGEN INC COM 031162100 9293 38551 SH SOLE 38551 0 0 ANTHEM INC COM 036752103 8212 27192 SH SOLE 27192 0 0 AON PLC SHS CL A G0408V102 4137 19866 SH SOLE 19866 0 0 APPLE INC COM 037833100 37903 129076 SH SOLE 129076 0 0 APTARGROUP INC COM 038336103 1024 8865 SH SOLE 8865 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 4855 104760 SH SOLE 104760 0 0 AT&T INC COM 00206R102 6088 155807 SH SOLE 155807 0 0 ATMOS ENERGY CORP COM 049560105 3377 30192 SH SOLE 30192 0 0 AUTOHOME INC SP ADR RP CL A 05278C107 3730 46620 SH SOLE 46620 0 0 AVALONBAY CMNTYS INC COM 053484101 2235 10660 SH SOLE 10660 0 0 BALL CORP COM 058498106 3577 55317 SH SOLE 55317 0 0 BANK AMER CORP COM 060505104 3373 95783 SH SOLE 95783 0 0 BANK NEW YORK MELLON CORP COM 064058100 2509 49863 SH SOLE 49863 0 0 BECTON DICKINSON & CO COM 075887109 8928 32830 SH SOLE 32830 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4355 19231 SH SOLE 19231 0 0 BIOGEN INC COM 09062X103 3297 11114 SH SOLE 11114 0 0 BLACKROCK INC COM 09247X101 2720 5411 SH SOLE 5411 0 0 BOEING CO COM 097023105 3500 10745 SH SOLE 10745 0 0 BOOKING HLDGS INC COM 09857L108 2135 1040 SH SOLE 1040 0 0 BOSTON SCIENTIFIC CORP COM 101137107 3870 85601 SH SOLE 85601 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 3591 55948 SH SOLE 55948 0 0 BROWN FORMAN CORP CL B 115637209 4974 73583 SH SOLE 73583 0 0 CARDINAL HEALTH INC COM 14149Y108 3399 67215 SH SOLE 67215 0 0 CENTENE CORP DEL COM 15135B101 2729 43408 SH SOLE 43408 0 0 CERNER CORP COM 156782104 4277 58281 SH SOLE 58281 0 0 CHEVRON CORP NEW COM 166764100 3095 25690 SH SOLE 25690 0 0 CHUBB LIMITED COM H1467J104 824 5299 SH SOLE 5299 0 0 CHURCH & DWIGHT INC COM 171340102 6650 94554 SH SOLE 94554 0 0 CIGNA CORP NEW COM 125523100 8274 40463 SH SOLE 40463 0 0 CISCO SYS INC COM 17275R102 3555 74145 SH SOLE 74145 0 0 CLOROX CO DEL COM 189054109 6269 40831 SH SOLE 40831 0 0 CME GROUP INC COM 12572Q105 2083 10382 SH SOLE 10382 0 0 CMS ENERGY CORP COM 125896100 6000 95483 SH SOLE 95483 0 0 COCA COLA CO COM 191216100 11105 200646 SH SOLE 200646 0 0 COCA COLA EUROPEAN PARTNERS SHS G25839104 2275 44717 SH SOLE 44717 0 0 COLGATE PALMOLIVE CO COM 194162103 6782 98532 SH SOLE 98532 0 0 COMCAST CORP NEW CL A 20030N101 4525 100633 SH SOLE 100633 0 0 COOPER COS INC COM NEW 216648402 6243 19434 SH SOLE 19434 0 0 COSTCO WHSL CORP NEW COM 22160K105 9937 33809 SH SOLE 33809 0 0 CSX CORP COM 126408103 738 10209 SH SOLE 10209 0 0 CVS HEALTH CORP COM 126650100 8611 115912 SH SOLE 115912 0 0 DANAHER CORPORATION COM 235851102 11043 71951 SH SOLE 71951 0 0 DAVITA INC COM 23918K108 2773 36965 SH SOLE 36965 0 0 DENTSPLY SIRONA INC COM 24906P109 4025 71141 SH SOLE 71141 0 0 DIGITAL RLTY TR INC COM 253868103 3233 27008 SH SOLE 27008 0 0 DISCOVER FINL SVCS COM 254709108 684 8072 SH SOLE 8072 0 0 DISNEY WALT CO COM DISNEY 254687106 5340 36924 SH SOLE 36924 0 0 DOLLAR GEN CORP NEW COM 256677105 1021 6550 SH SOLE 6550 0 0 DTE ENERGY CO COM 233331107 5731 44134 SH SOLE 44134 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1765 19353 SH SOLE 19353 0 0 EASTMAN CHEMICAL CO COM 277432100 1570 19817 SH SOLE 19817 0 0 ECOLAB INC COM 278865100 4649 24090 SH SOLE 24090 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 4479 19203 SH SOLE 19203 0 0 EPR PPTYS COM SH BEN INT 26884U109 4904 69423 SH SOLE 69423 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 6574 93406 SH SOLE 93406 0 0 ESSEX PPTY TR INC COM 297178105 6041 20081 SH SOLE 20081 0 0 EVERSOURCE ENERGY COM 30040W108 8001 94054 SH SOLE 94054 0 0 EXTRA SPACE STORAGE INC COM 30225T102 4167 39458 SH SOLE 39458 0 0 EXXON MOBIL CORP COM 30231G102 7705 110419 SH SOLE 110419 0 0 FACEBOOK INC CL A 30303M102 13197 64298 SH SOLE 64298 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 5550 43114 SH SOLE 43114 0 0 FIFTH THIRD BANCORP COM 316773100 581 18916 SH SOLE 18916 0 0 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 23496 453182 SH SOLE 453182 0 0 GENERAL MLS INC COM 370334104 5264 98290 SH SOLE 98290 0 0 GENUINE PARTS CO COM 372460105 2264 21314 SH SOLE 21314 0 0 GILEAD SCIENCES INC COM 375558103 3482 53594 SH SOLE 53594 0 0 GRANITESHARES GOLD TR SHS BEN INT 38748G101 83868 5603612 SH SOLE 5601119 0 2493 HAWAIIAN ELEC INDUSTRIES COM 419870100 3220 68722 SH SOLE 68722 0 0 HENRY SCHEIN INC COM 806407102 3067 45977 SH SOLE 45977 0 0 HERSHEY CO COM 427866108 6820 46406 SH SOLE 46406 0 0 HOME DEPOT INC COM 437076102 7098 32506 SH SOLE 32506 0 0 HORMEL FOODS CORP COM 440452100 5843 129538 SH SOLE 129538 0 0 HUMANA INC COM 444859102 4974 13573 SH SOLE 13573 0 0 IDACORP INC COM 451107106 6065 56797 SH SOLE 56797 0 0 IDEXX LABS INC COM 45168D104 5086 19478 SH SOLE 19478 0 0 ILLUMINA INC COM 452327109 3549 10701 SH SOLE 10701 0 0 INTEL CORP COM 458140100 4629 77358 SH SOLE 77358 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 778 8415 SH SOLE 8415 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 4814 8145 SH SOLE 8145 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 7 128 SH SOLE 0 0 128 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 4964 187042 SH SOLE 187042 0 0 ISHARES GOLD TRUST ISHARES 464285105 30057 2131734 SH SOLE 2131734 0 0 ISHARES TR INTL QLTY FACTOR 46434V456 141404 4587357 SH SOLE 4585411 0 1946 ISHARES TR GLOB HLTHCRE ETF 464287325 48484 732431 SH SOLE 732126 0 305 ISHARES TR CORE US AGGBD ET 464287226 279 2484 SH SOLE 2484 0 0 ISHARES TR USA QUALITY FCTR 46432F339 226309 2372044 SH SOLE 2371147 0 897 ISHARES TR MSCI CHINA ETF 46429B671 254202 4113233 SH SOLE 4112594 0 639 ISHARES TR GLB CNSM STP ETF 464288737 90116 1643844 SH SOLE 1643435 0 409 ISHARES TR SHORT TREAS BD 464288679 412 3731 SH SOLE 3731 0 0 ISHARES TR SH TR CRPORT ETF 464288646 7158 133375 SH SOLE 133375 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 410909 4849320 SH SOLE 4847816 0 1504 ISHARES TR 20 YR TR BD ETF 464287432 4 36 SH SOLE 36 0 0 JOHNSON & JOHNSON COM 478160104 10355 70993 SH SOLE 70993 0 0 JPMORGAN CHASE & CO COM 46625H100 12854 92213 SH SOLE 92213 0 0 KELLOGG CO COM 487836108 4531 65522 SH SOLE 65522 0 0 KIMBERLY CLARK CORP COM 494368103 6402 46550 SH SOLE 46550 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 20623 442717 SH SOLE 442542 0 175 KROGER CO COM 501044101 3923 135339 SH SOLE 135339 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3763 22247 SH SOLE 22247 0 0 LAUDER ESTEE COS INC CL A 518439104 6676 32327 SH SOLE 32327 0 0 LILLY ELI & CO COM 532457108 5302 40347 SH SOLE 40347 0 0 LOWES COS INC COM 548661107 2521 21051 SH SOLE 21051 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2159 22861 SH SOLE 22861 0 0 M & T BK CORP COM 55261F104 587 3463 SH SOLE 3463 0 0 MARRIOTT INTL INC NEW CL A 571903202 777 5136 SH SOLE 5136 0 0 MARSH & MCLENNAN COS INC COM 571748102 4220 37881 SH SOLE 37881 0 0 MASTERCARD INC CL A 57636Q104 2237 7495 SH SOLE 7495 0 0 MCCORMICK & CO INC COM NON VTG 579780206 6849 40355 SH SOLE 40355 0 0 MCDONALDS CORP COM 580135101 6625 33529 SH SOLE 33529 0 0 MCKESSON CORP COM 58155Q103 4901 35437 SH SOLE 35437 0 0 MEDNAX INC COM 58502B106 1654 59551 SH SOLE 59551 0 0 MEDTRONIC PLC SHS G5960L103 6372 56168 SH SOLE 56168 0 0 MERCK & CO INC COM 58933Y105 8227 90460 SH SOLE 90460 0 0 METLIFE INC COM 59156R108 575 11300 SH SOLE 11300 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 7916 9980 SH SOLE 9980 0 0 MICROSOFT CORP COM 594918104 32585 206632 SH SOLE 206632 0 0 MID AMER APT CMNTYS INC COM 59522J103 2253 17092 SH SOLE 17092 0 0 MONDELEZ INTL INC CL A 609207105 1908 34648 SH SOLE 34648 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 3418 53789 SH SOLE 53789 0 0 MOODYS CORP COM 615369105 2574 10843 SH SOLE 10843 0 0 MORGAN STANLEY COM NEW 617446448 939 18369 SH SOLE 18369 0 0 NATIONAL RETAIL PPTYS INC COM 637417106 4795 89428 SH SOLE 89428 0 0 NEXTERA ENERGY INC COM 65339F101 10995 45406 SH SOLE 45406 0 0 NIKE INC CL B 654106103 4042 39898 SH SOLE 39898 0 0 NORTHERN TR CORP COM 665859104 670 6315 SH SOLE 6315 0 0 NORTHROP GRUMMAN CORP COM 666807102 1356 3944 SH SOLE 3944 0 0 NORTHWESTERN CORP COM NEW 668074305 6417 89536 SH SOLE 89536 0 0 OGE ENERGY CORP COM 670837103 4322 97205 SH SOLE 97205 0 0 PEMBINA PIPELINE CORP COM 706327103 948 25586 SH SOLE 25586 0 0 PEOPLES UTD FINL INC COM 712704105 527 31241 SH SOLE 31241 0 0 PEPSICO INC COM 713448108 11338 82964 SH SOLE 82964 0 0 PERKINELMER INC COM 714046109 3951 40693 SH SOLE 40693 0 0 PFIZER INC COM 717081103 12066 307978 SH SOLE 307978 0 0 PHILIP MORRIS INTL INC COM 718172109 3474 40834 SH SOLE 40834 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 11067 108947 SH SOLE 108947 0 0 PINNACLE WEST CAP CORP COM 723484101 3632 40397 SH SOLE 40397 0 0 PNC FINL SVCS GROUP INC COM 693475105 1721 10783 SH SOLE 10783 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 3637 65199 SH SOLE 65199 0 0 PROCTER & GAMBLE CO COM 742718109 13821 110661 SH SOLE 110661 0 0 PROGRESSIVE CORP OHIO COM 743315103 3033 41909 SH SOLE 41909 0 0 PUBLIC STORAGE COM 74460D109 1782 8371 SH SOLE 8371 0 0 QUEST DIAGNOSTICS INC COM 74834L100 3650 34184 SH SOLE 34184 0 0 REALTY INCOME CORP COM 756109104 1407 19122 SH SOLE 19122 0 0 RESMED INC COM 761152107 6390 41234 SH SOLE 41234 0 0 S&P GLOBAL INC COM 78409V104 1016 3722 SH SOLE 3722 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 356131 6284190 SH SOLE 6282735 0 1455 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4502 63478 SH SOLE 63478 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3212 26616 SH SOLE 26553 0 63 SELECT SECTOR SPDR TR ENERGY 81369Y506 1 24 SH SOLE 0 0 24 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1539 54943 SH SOLE 54701 0 242 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 8 95 SH SOLE 0 0 95 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 3 68 SH SOLE 0 0 68 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 40294 1030916 SH SOLE 1030474 0 442 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 56690 876315 SH SOLE 875950 0 365 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 127380 2040548 SH SOLE 2039505 0 1043 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 135121 1465672 SH SOLE 1465058 0 614 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3144 40503 SH SOLE 40380 0 123 SHERWIN WILLIAMS CO COM 824348106 4236 7260 SH SOLE 7260 0 0 SIMON PPTY GROUP INC NEW COM 828806109 5769 38729 SH SOLE 38729 0 0 SMUCKER J M CO COM NEW 832696405 3728 35807 SH SOLE 35807 0 0 SONOCO PRODS CO COM 835495102 5986 96990 SH SOLE 96990 0 0 SOUTHERN CO COM 842587107 1958 30738 SH SOLE 30738 0 0 SOUTHWEST GAS HOLDINGS INC COM 844895102 2078 27363 SH SOLE 27363 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1 11 SH SOLE 11 0 0 SPIRE INC COM 84857L101 2981 35784 SH SOLE 35784 0 0 STARBUCKS CORP COM 855244109 4562 51891 SH SOLE 51891 0 0 STATE STR CORP COM 857477103 1585 20049 SH SOLE 20049 0 0 STERIS PLC SHS USD G8473T100 2085 13681 SH SOLE 13681 0 0 STRYKER CORP COM 863667101 9305 44326 SH SOLE 44326 0 0 SYSCO CORP COM 871829107 3637 42520 SH SOLE 42520 0 0 TAL EDUCATION GROUP SPONSORED ADS 874080104 4570 94830 SH SOLE 94830 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 1158 24350 SH SOLE 24350 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 11679 35950 SH SOLE 35950 0 0 TJX COS INC NEW COM 872540109 5079 83191 SH SOLE 83191 0 0 TRAVELERS COMPANIES INC COM 89417E109 2518 18389 SH SOLE 18389 0 0 TYSON FOODS INC CL A 902494103 4734 52005 SH SOLE 52005 0 0 UNION PACIFIC CORP COM 907818108 1010 5591 SH SOLE 5591 0 0 UNITED TECHNOLOGIES CORP COM 913017109 792 5292 SH SOLE 5292 0 0 UNITEDHEALTH GROUP INC COM 91324P102 15608 53095 SH SOLE 53095 0 0 UNITIL CORP COM 913259107 763 12353 SH SOLE 12353 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 6875 47925 SH SOLE 47925 0 0 US BANCORP DEL COM NEW 902973304 3077 51899 SH SOLE 51899 0 0 V F CORP COM 918204108 839 8424 SH SOLE 8424 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5302 65774 SH SOLE 65774 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3 25 SH SOLE 25 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2 39 SH SOLE 39 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 64598 1167332 SH SOLE 1166948 0 384 VARIAN MED SYS INC COM 92220P105 2340 16482 SH SOLE 16482 0 0 VENTAS INC COM 92276F100 510 8841 SH SOLE 8841 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5477 89216 SH SOLE 89216 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 3207 14650 SH SOLE 14650 0 0 VISA INC COM CL A 92826C839 3311 17623 SH SOLE 17623 0 0 W P CAREY INC COM 92936U109 1979 24729 SH SOLE 24729 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 4042 68557 SH SOLE 68557 0 0 WALMART INC COM 931142103 7458 62765 SH SOLE 62765 0 0 WATERS CORP COM 941848103 1777 7609 SH SOLE 7609 0 0 WEC ENERGY GROUP INC COM 92939U106 8119 88030 SH SOLE 88030 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 5910 189181 SH SOLE 189181 0 0 WELLS FARGO CO NEW COM 949746101 6977 129693 SH SOLE 129693 0 0 WELLTOWER INC COM 95040Q104 5680 69461 SH SOLE 69461 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 4899 32589 SH SOLE 32589 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 5111 204057 SH SOLE 204057 0 0 WORLD FUEL SVCS CORP COM 981475106 3846 88595 SH SOLE 88595 0 0 XCEL ENERGY INC COM 98389B100 6767 106592 SH SOLE 106592 0 0 YUM BRANDS INC COM 988498101 724 7194 SH SOLE 7194 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 2052 13712 SH SOLE 13712 0 0 ZOETIS INC CL A 98978V103 4580 34607 SH SOLE 34607 0 0