0001104659-13-071997.txt : 20130925 0001104659-13-071997.hdr.sgml : 20130925 20130925082518 ACCESSION NUMBER: 0001104659-13-071997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20130924 FILED AS OF DATE: 20130925 DATE AS OF CHANGE: 20130925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO. CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131113426 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 FORMER NAME: FORMER CONFORMED NAME: WARBURG PINCUS & CO DATE OF NAME CHANGE: 19940901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Landy Joseph P. CENTRAL INDEX KEY: 0001220638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131113423 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: LANDY JOSEPH DATE OF NAME CHANGE: 20030225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Partners LLC CENTRAL INDEX KEY: 0001322709 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131113427 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus X, L.P. CENTRAL INDEX KEY: 0001414561 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131113429 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus X LLC CENTRAL INDEX KEY: 0001414564 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131113428 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Private Equity X O&G, L.P. CENTRAL INDEX KEY: 0001528258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131113431 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: WARBURG PINCUS PRIVATE EQUITY X O&G, L.P. DATE OF NAME CHANGE: 20110818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131113425 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus X Partners, L.P. CENTRAL INDEX KEY: 0001451560 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131113430 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: WARBURG PINCUS X PARTNERS, L.P. DATE OF NAME CHANGE: 20081208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYE CHARLES R CENTRAL INDEX KEY: 0001239318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131113424 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Laredo Petroleum Holdings, Inc. CENTRAL INDEX KEY: 0001528129 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 453007926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15 W. SIXTH STREET STREET 2: SUITE 1800 CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 918-513-4570 MAIL ADDRESS: STREET 1: 15 W. SIXTH STREET STREET 2: SUITE 1800 CITY: TULSA STATE: OK ZIP: 74119 4 1 a4.xml 4 X0306 4 2013-09-24 0 0001528129 Laredo Petroleum Holdings, Inc. LPI 0001528258 Warburg Pincus Private Equity X O&G, L.P. C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001451560 Warburg Pincus X Partners, L.P. C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001414561 Warburg Pincus X, L.P. C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001414564 Warburg Pincus X LLC C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001322709 Warburg Pincus Partners LLC C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0000929408 WARBURG PINCUS & CO. C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001162870 WARBURG PINCUS LLC C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001239318 KAYE CHARLES R C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001220638 Landy Joseph P. C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 Common Stock, par value $0.01 per share (''Common Stock'') 2013-09-24 4 J 0 755278 0 D 15356006 D See Exhibit 99.1; Note 1. See Exhibit 99.1; Note 2. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures *** The Power of Attorney given by Warburg Pincus & Co. was previously filed with the U.S. Securities & Exchange Commission on January 15, 2013 as an exhibit to a statement on Schedule 13D/A filed by Warburg Pincus Private Equity X, L.P. with respect to Talon Therapeutics, Inc. and is hereby incorporated by reference. /s/ Scott A. Arenare Attorney-in-Fact of Warburg Pincus & Co., as Managing Member of Warburg Pincus Partners LLC, as Sole Member of Warburg Pincus X LLC, as GP of Warburg Pincus X, L.P., as GP of Warburg Pincus Private Equity X O&G, L.P.*** 2013-09-24 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Designated Filer:

Warburg Pincus Private Equity X O&G, L.P.

Issuer & Ticker Symbol:

Laredo Petroleum Holdings, Inc. [LPI]

Date of Event Requiring Statement:

September 24, 2013

 

Explanation of Responses:

 

(1)           This Form 4 is filed on behalf of Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership (“WP X O&G”), and its affiliated partnership Warburg Pincus X Partners, L.P., a Delaware limited partnership (“WP X Partners”, and together with WP X O&G, the “WP X Funds”). Warburg Pincus X, L.P., a Delaware limited partnership (“WP X GP”), is the general partner of the WP X Funds. Warburg Pincus X LLC, a Delaware limited liability company (“WP X LLC”), is the general partner of WP X GP. Warburg Pincus Partners LLC, a New York limited liability company (“WP Partners”), is the sole member of WP X LLC. Warburg Pincus & Co., a New York general partnership (“WP”), is the managing member of WP Partners. Warburg Pincus LLC, a New York limited liability company (“WP LLC”), manages the WP X Funds. Charles R. Kaye and Joseph P. Landy are the Managing General Partners of WP and the Co-Presidents and Managing Members of WP LLC and may be deemed to control the WP X Funds, WP X GP, WP X LLC, WP Partners, WP and WP LLC (together with Messrs. Kaye and Landy, the “Warburg Pincus Reporting Persons”).

 

(2)           On September 24, 2013, the WP X Funds distributed, which distribution did not constitute a purchase or sale of securities, an aggregate of 755,278 shares of common stock of Laredo Petroleum Holdings, Inc.  (“Common Stock” and such entity, the “Company”) held by the WP X Funds to their partners on a pro rata basis, for no consideration.

 

By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), each of the Warburg Pincus Reporting Persons may be deemed to be beneficial owners of the 15,356,006 shares of Common Stock of the Company held by the WP X Funds. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Warburg Pincus Reporting Persons, other than the WP X Funds, herein states that this Form 4 shall not be deemed an admission that it or he is the beneficial owner of any of the shares of Common Stock of the Company reported in this Form 4. Each of the Warburg Pincus Reporting Persons disclaims beneficial ownership of the Common Stock of the Company, except to the extent it or he has a pecuniary interest in such shares of Common Stock.

 

Solely for the purposes of Section 16 of the Exchange Act, each of the WP X Funds, WP X GP, WP X LLC, WP Partners, and WP may be deemed a director-by-deputization by virtue of their contractual right to nominate a representative to serve on the board of directors of the Company.

 

Information with respect to each of the Warburg Pincus Reporting Persons is given solely by such Warburg Pincus Reporting Person, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person.

 

 EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

 

Designated Filer:

Warburg Pincus Private Equity X O&G, L.P.

Issuer & Ticker Symbol:

Laredo Petroleum Holdings, Inc. [LPI]

Date of Event Requiring Statement:

September 24, 2013

 

Joint Filer Information

 

Joint Filers:

 

 

 

1. Name:

Warburg Pincus Private Equity X O&G, L.P.

Address:

C/O WARBURG PINCUS & Co.

 

450 LEXINGTON AVENUE

 

New York, NY 10017

 

 

2. Name:

Warburg Pincus X Partners, L.P.

Address:

C/O WARBURG PINCUS & Co.

 

450 LEXINGTON AVENUE

 

New York, NY 10017

 

 

3. Name:

Warburg Pincus X, L.P.

Address:

C/O WARBURG PINCUS & Co.

 

450 LEXINGTON AVENUE

 

New York, NY 10017

 

 

4. Name:

Warburg Pincus X LLC

Address:

C/O WARBURG PINCUS & Co.

 

450 LEXINGTON AVENUE

 

New York, NY 10017

 

 

5. Name:

Warburg Pincus Partners LLC

Address:

C/O WARBURG PINCUS & Co.

 

450 LEXINGTON AVENUE

 

New York, NY 10017

 

 

6. Name:

Warburg Pincus LLC

Address:

450 LEXINGTON AVENUE

 

New York, NY 10017

 

 

7. Name:

Warburg Pincus & Co.

Address:

450 LEXINGTON AVENUE

 

New York, NY 10017

 

 

8. Name:

Charles R. Kaye

Address:

C/O WARBURG PINCUS & Co.

 

450 LEXINGTON AVENUE

 

New York, NY 10017

 

 

9. Name:

Joseph P. Landy

Address:

C/O WARBURG PINCUS & Co.

 

450 LEXINGTON AVENUE

 

New York, NY 10017

 

 EX-99.3 4 ex-99d3.htm EX-99.3

Exhibit 99.3

 

Designated Filer:

Warburg Pincus Private Equity X O&G, L.P.

Issuer & Ticker Symbol:

Laredo Petroleum Holdings, Inc. [LPI]

Date of Event Requiring Statement:

September 24, 2013

 

Joint Filers’ Signatures

 

WARBURG PINCUS PRIVATE EQUITY X O&G, L.P.

 

 

 

By:

Warburg Pincus X, L.P., its General Partner

 

 

 

 

By:

Warburg Pincus X LLC, its General Partner

 

 

 

 

 

By:

Warburg Pincus Partners LLC, its Sole Member

 

 

 

 

 

 

By:

Warburg Pincus & Co., its Managing Member

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

September 24, 2013

 

Name: Scott A. Arenare

 

 

 

 

Title: Attorney-in-Fact*

 

 

 

 

 

 

 

 

WARBURG PINCUS X PARTNERS, L.P.

 

 

 

By:

Warburg Pincus X, L.P., its General Partner

 

 

 

 

By:

Warburg Pincus X LLC, its General Partner

 

 

 

 

 

By:

Warburg Pincus Partners LLC, its Sole Member

 

 

 

 

 

 

By:

Warburg Pincus & Co., its Managing Member

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

September 24, 2013

 

Name: Scott A. Arenare

 

 

 

 

Title: Attorney-in-Fact*

 

 

 

 

 

 

 

 

 

 

 

 

 

WARBURG PINCUS X, L.P.

 

 

 

By:

Warburg Pincus X LLC, its General Partner

 

 

 

 

By:

Warburg Pincus Partners LLC, its Sole Member

 

 

 

 

 

By:

Warburg Pincus & Co., its Managing Member

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

September 24, 2013

 

Name: Scott A. Arenare

 

 

 

 

Title: Attorney-in-Fact*

 

 

 

 

 

 

 

 

 

 

 

 

 

WARBURG PINCUS X LLC

 

 

 

By:

Warburg Pincus Partners LLC, its Sole Member

 

 

 

 

By:

Warburg Pincus & Co., its Managing Member

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

September 24, 2013

 

Name: Scott A. Arenare

 

 

 

 

Title: Attorney-in-Fact*

 

 

 

 

 

 

 

 

 

 

 

 

 

WARBURG PINCUS PARTNERS LLC

 

 

 

By:

Warburg Pincus & Co., its Managing Member

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

September 24, 2013

 

Name: Scott A. Arenare

 

 

 

 

Title: Attorney-in-Fact*

 

 

 

 


 

WARBURG PINCUS LLC

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

September 24, 2013

 

Name: Scott A. Arenare

 

 

 

 

Title: Managing Director

 

 

 

 

 

 

 

 

 

 

 

 

 

WARBURG PINCUS & CO.

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

September 24, 2013

 

Name: Scott A. Arenare

 

 

 

 

Title: Attorney-in-Fact*

 

 

 

 

 

 

 

 

 

 

 

 

 

CHARLES R. KAYE

 

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

September 24, 2013

 

Name: Charles R. Kaye

 

 

 

 

By: Scott A. Arenare, Attorney-in-Fact*

 

 

 

 

 

 

 

 

 

 

 

 

 

JOSEPH P. LANDY

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Scott A. Arenare

 

Date:

September 24, 2013

 

Name: Joseph P. Landy

 

 

 

 

By: Scott A. Arenare, Attorney-in-Fact*

 

 

 

 

* The Power of Attorney given by each of Warburg Pincus & Co., Mr. Kaye and Mr. Landy was previously filed with the U.S. Securities & Exchange Commission on January 15, 2013 as an exhibit to a statement on Schedule 13D/A filed by Warburg Pincus Private Equity X, L.P. with respect to Talon Therapeutics, Inc. and is hereby incorporated by reference.