EX-FILING FEES 4 d273886dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107.1

Calculation of Filing Fee Tables

Form S-3

(Form Type)

Annexon, Inc.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
    

Security

Type

 

 

Security

Class

Title

 

 

Fee

Calculation

or Carry

Forward

Rule

 

 

Amount

Registered

 

 

Proposed

Maximum

Offering

Price Per

Unit

 

 

Maximum

Aggregate

Offering

Price

 

 

Fee

Rate

 

 

Amount of

Registration

Fee

 

 

Carry

Forward

Form

Type

 

 

Carry

Forward

File

Number

 

 

Carry

Forward

Initial

effective

date

 

 

Filing Fee

Previously

Paid In

Connection

with Unsold

Securities to
be Carried

Forward

 

 

Newly Registered Securities

 

                         

Fees to Be

Paid

 

 

Equity

 

 

Common Stock, par value $0.001 per share

 

   

(1)(2)

 

 

(1)

 

               
                         
   

Equity

 

 

Preferred Stock, par value $0.001 per share

 

   

(1)(2)

 

 

(1)

 

               
                         
   

Debt

 

 

Debt Securities

 

   

(1)

 

 

(1)

 

               
                         
   

Other

 

 

Warrants

 

   

(1)

 

 

(1)

 

               
                         
   

Other

 

 

Units

 

   

(1)

 

 

(1)

 

               
                         
   

Unallocated (Universal) Shelf

 

   

Rule 457(o)

 

 

(1)(2)

 

 

(1)

 

 

$200,000,000(3)

 

 

$92.70 per $1,000,000

 

 

$18,540(4)

 

         
                         

Fees

Previously

Paid

 

 

Equity

 

 

Common Stock, par value $0.001 per share

 

 

Rule 457(o)

 

 

 

 

 

 

$100,000,000

 

 

$109.10 per $1,000,000

 

 

$10,910(5)

 

               


 

Carry Forward Securities

 

                         

Carry

Forward

Securities

 

 

Equity

 

 

Common Stock, par value $0.001 per share

 

 

Rule 415(a)(6)

 

 

 

 

 

 

$100,000,000

 

 

$109.10 per $1,000,000

 

 

$10,910(5)

 

 

S-3

 

 

No. 333-258863

 

 

August 16, 2021

 

 

$10,910

 

                   
   

Total Offering Amounts 

 

   

$300,000,000(3)

 

   

$29,450

 

         
                   
   

Total Fees Previously Paid 

 

       

$10,910

 

         
                   
   

Total Fee Offsets 

 

       

 

         
                   
   

Net Fee Due 

 

             

$18,540

 

               

 

(1)

An unspecified number of securities or aggregate principal amount, as applicable, is being registered as may from time to time be offered at unspecified prices and, in addition, an unspecified number of additional shares of Common Stock is being registered as may be issued from time to time upon conversion of any Debt Securities that are convertible into Common Stock or pursuant to any anti-dilution adjustments with respect to any such convertible Debt Securities.

(2)

Includes rights to acquire common stock or preferred stock of the Company under any shareholder rights plan then in effect, if applicable under the terms of any such plan.

(3)

Estimated solely for the purpose of calculating the registration fee. No separate consideration will be received for shares of common stock that are issued upon conversion of debt securities, depositary shares or preferred stock or upon exercise of common stock warrants registered hereunder. The aggregate maximum offering price of all securities issued pursuant to this registration statement will not exceed $300,000,000 (including in connection with the offering, issuance and sale of up to $100,000,000 of the registrant’s common stock pursuant to this registration statement and a sales agreement, dated as of August 16, 2021, by and between the registrant and Cowen and Company LLC, or the Sales Agreement).

(4)

Calculated pursuant to Rule 457(o) under the Securities Act.

(5)

Pursuant to Rule 415(a)(6) under the Securities Act, this amount includes the registration fee of $10,910 previously paid in connection with the offering, issuance and sale of up to $100,000,000 of the registrant’s common stock pursuant to this registration statement and the Sales Agreement. The $300,000,000 of shares of common stock registered pursuant to this registration statement includes $100,000,000 of shares of common stock, or the Unsold Shares, registered pursuant to Registration Statement No. 333-258863 filed on August 16, 2021. Pursuant to Rule 415(a)(6) under the Securities Act of 1933, as amended, the filing fees previously paid in connection with the Unsold Shares will continue to be applied to the Unsold Shares.