0001193125-13-060114.txt : 20130214 0001193125-13-060114.hdr.sgml : 20130214 20130214160953 ACCESSION NUMBER: 0001193125-13-060114 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Good Harbor Financial, LLC CENTRAL INDEX KEY: 0001528086 IRS NUMBER: 274354200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14913 FILM NUMBER: 13613766 BUSINESS ADDRESS: STREET 1: 155 NORTH WACKER DRIVE, SUITE 850 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-224-8150 MAIL ADDRESS: STREET 1: 155 NORTH WACKER DRIVE, SUITE 850 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 d487518d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Good Harbor Financial, LLC Address: 155 North Wacker Drive, Suite 850 Chicago, IL 60606 Form 13F File Number: 28-14913 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cami Kirschner Title: Chief Compliance Officer Phone: 312-224-8150 Signature, Place, and Date of Signing: /s/ Cami Kirschner Chicago, IL February 14, 2013 -------------------------- ---------------------- ----------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-N/A N/A [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 27 Form 13F Information Table Value Total: 2,433,516 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-_________________ Cedar Capital Advisors, LLC [Repeat as necessary.]
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE -------------- -------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- ARENA COM 040047102 149 16,500 SH DEFINED 1 SOLE PHARMACEUTICALS INC BARCLAY BK PLC IPATH DYNM 06741L609 526 11,425 SH DEFINED 1 SOLE VIX ENERPLUS CORP COM 292766102 217 16,763 SH DEFINED 1 SOLE GLOBAL X FDS GLB X 37950E358 936 36,513 SH DEFINED 1 SOLE PERMETF GRAMERCY CAP COM 384871109 655 222,707 SH DEFINED 1 SOLE CORP HOSPITALITY PPTYS COM SH BEN 44106M102 304 12,991 SH DEFINED 1 SOLE TR INT ISHARES TR BARCLYS TIPS 464287176 484 3,984 SH DEFINED 1 SOLE BD ISHARES TR MSCI EMERG 464287234 2,942 66,333 SH DEFINED 1 SOLE MKT ISHARES TR MSCI EAFE 464287465 2,930 51,527 SH DEFINED 1 SOLE INDEX ISHARES TR S&P MIDCAP 464287507 849,622 8,354,194 SH DEFINED 1 SOLE 400 ISHARES TR S&P EURO 464287861 2,903 73,876 SH DEFINED 1 SOLE PLUS ISHARES TR S&P NTL 464288414 516 4,660 SH DEFINED 1 SOLE AMTFREE ISHARES TR BARCLYS 3-7 464288661 688,082 5,584,174 SH DEFINED 1 SOLE YR LAS VEGAS SANDS COM 517834107 231 5,000 SH DEFINED 1 SOLE CORP NORTHERN TR COM 665859104 1,521 30,322 SH DEFINED 1 SOLE CORP PENGROWTH COM 70706P104 343 69,020 SH DEFINED 1 SOLE ENERGY CORP PENN WEST PETE COM 707887105 377 34,744 SH DEFINED 1 SOLE LTD PIMCO ETF TR TOTL RETN 72201R775 3,754 34,423 SH DEFINED 1 SOLE ETF POWERSHARES QQQ UNIT SER 1 73935A104 907 13,919 SH DEFINED 1 SOLE TR PRECISION COM 2010 74022D308 315 38,061 SH DEFINED 1 SOLE DRILLING CORP PROSHARES TR ULTR 7-10 74347R180 489,920 8,632,936 SH DEFINED 1 SOLE TREA PROSHARES TR PSHS ULT 74347R404 382,654 5,167,511 SH DEFINED 1 SOLE MCAP400 RAIT FINANCIAL COM NEW 749227609 400 70,806 SH DEFINED 1 SOLE TRUST TORTOISE ENERGY COM 89147L100 938 24,752 SH DEFINED 1 SOLE INFRASTRUCTU TORTOISE PWR & COM 89147X104 305 12,115 SH DEFINED 1 SOLE ENERGY INFRAS VALE S A ADR 91912E105 366 17,467 SH DEFINED 1 SOLE VANGUARD BD TOTAL BND 921937835 1,219 14,509 SH DEFINED 1 SOLE INDEX FD INS MRKT