0001193125-13-060114.txt : 20130214
0001193125-13-060114.hdr.sgml : 20130214
20130214160953
ACCESSION NUMBER: 0001193125-13-060114
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Good Harbor Financial, LLC
CENTRAL INDEX KEY: 0001528086
IRS NUMBER: 274354200
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14913
FILM NUMBER: 13613766
BUSINESS ADDRESS:
STREET 1: 155 NORTH WACKER DRIVE, SUITE 850
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-224-8150
MAIL ADDRESS:
STREET 1: 155 NORTH WACKER DRIVE, SUITE 850
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
d487518d13fhr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Good Harbor Financial, LLC
Address: 155 North Wacker Drive, Suite 850
Chicago, IL 60606
Form 13F File Number: 28-14913
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Cami Kirschner
Title: Chief Compliance Officer
Phone: 312-224-8150
Signature, Place, and Date of Signing:
/s/ Cami Kirschner Chicago, IL February 14, 2013
-------------------------- ---------------------- -----------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-N/A N/A
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 27
Form 13F Information Table Value Total: 2,433,516
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
1 28-_________________ Cedar Capital Advisors, LLC
[Repeat as necessary.]
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------------- --------- -------- ------------------ ---------- -------- ----------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ----
ARENA COM 040047102 149 16,500 SH DEFINED 1 SOLE
PHARMACEUTICALS
INC
BARCLAY BK PLC IPATH DYNM 06741L609 526 11,425 SH DEFINED 1 SOLE
VIX
ENERPLUS CORP COM 292766102 217 16,763 SH DEFINED 1 SOLE
GLOBAL X FDS GLB X 37950E358 936 36,513 SH DEFINED 1 SOLE
PERMETF
GRAMERCY CAP COM 384871109 655 222,707 SH DEFINED 1 SOLE
CORP
HOSPITALITY PPTYS COM SH BEN 44106M102 304 12,991 SH DEFINED 1 SOLE
TR INT
ISHARES TR BARCLYS TIPS 464287176 484 3,984 SH DEFINED 1 SOLE
BD
ISHARES TR MSCI EMERG 464287234 2,942 66,333 SH DEFINED 1 SOLE
MKT
ISHARES TR MSCI EAFE 464287465 2,930 51,527 SH DEFINED 1 SOLE
INDEX
ISHARES TR S&P MIDCAP 464287507 849,622 8,354,194 SH DEFINED 1 SOLE
400
ISHARES TR S&P EURO 464287861 2,903 73,876 SH DEFINED 1 SOLE
PLUS
ISHARES TR S&P NTL 464288414 516 4,660 SH DEFINED 1 SOLE
AMTFREE
ISHARES TR BARCLYS 3-7 464288661 688,082 5,584,174 SH DEFINED 1 SOLE
YR
LAS VEGAS SANDS COM 517834107 231 5,000 SH DEFINED 1 SOLE
CORP
NORTHERN TR COM 665859104 1,521 30,322 SH DEFINED 1 SOLE
CORP
PENGROWTH COM 70706P104 343 69,020 SH DEFINED 1 SOLE
ENERGY CORP
PENN WEST PETE COM 707887105 377 34,744 SH DEFINED 1 SOLE
LTD
PIMCO ETF TR TOTL RETN 72201R775 3,754 34,423 SH DEFINED 1 SOLE
ETF
POWERSHARES QQQ UNIT SER 1 73935A104 907 13,919 SH DEFINED 1 SOLE
TR
PRECISION COM 2010 74022D308 315 38,061 SH DEFINED 1 SOLE
DRILLING CORP
PROSHARES TR ULTR 7-10 74347R180 489,920 8,632,936 SH DEFINED 1 SOLE
TREA
PROSHARES TR PSHS ULT 74347R404 382,654 5,167,511 SH DEFINED 1 SOLE
MCAP400
RAIT FINANCIAL COM NEW 749227609 400 70,806 SH DEFINED 1 SOLE
TRUST
TORTOISE ENERGY COM 89147L100 938 24,752 SH DEFINED 1 SOLE
INFRASTRUCTU
TORTOISE PWR & COM 89147X104 305 12,115 SH DEFINED 1 SOLE
ENERGY INFRAS
VALE S A ADR 91912E105 366 17,467 SH DEFINED 1 SOLE
VANGUARD BD TOTAL BND 921937835 1,219 14,509 SH DEFINED 1 SOLE
INDEX FD INS MRKT