0001437749-12-007407.txt : 20120731 0001437749-12-007407.hdr.sgml : 20120731 20120731102953 ACCESSION NUMBER: 0001437749-12-007407 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120731 DATE AS OF CHANGE: 20120731 EFFECTIVENESS DATE: 20120731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Knott Asset Management, LLC CENTRAL INDEX KEY: 0001527925 IRS NUMBER: 271791146 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14544 FILM NUMBER: 12995630 BUSINESS ADDRESS: STREET 1: 43 THORNDIKE STREET CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 617-575-7100 MAIL ADDRESS: STREET 1: 43 THORNDIKE STREET CITY: CAMBRIDGE STATE: MA ZIP: 02141 13F-HR 1 knott_13fhr-063012.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number:____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Knott Asset Management, LLC Address: 43 Thorndike Street. Cambridge, MA 02141 Form 13F File Number: 28-14544 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Signing this Report on Behalf of Reporting Manager: Name: Linda C. Carley Title: Chief Compliance Officer Phone: (617) 575-7108 Signature, Place, and Date of Signing: /s/ Linda C. Carley Cambridge, MA July 31, 2012 ------------------------- -------------------- ---------------- Linda C. Carley City, State Date Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 86 Form 13F Information Table Value Total: $71,117 (thousands) List of Other Included Managers: NONE -2- FORM 13F INFORMATION TABLE FORM 13-F 06/30/2012 REPORTING MANAGER: KNOTT ASSET MANAGEMENT, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abbott Laboratories COM 002824100 2351 36469 SH SOLE 36469 Aberdeen Australia Equity Fund COM 003011103 198 19850 SH SOLE 19850 50 5000 SH OTHER 5000 Acuity Brands COM 00508Y102 329 6465 SH SOLE 6465 American Intl Group COM 026874784 360 11210 SH SOLE 11210 Apple Computer Inc. COM 037833100 2231 3821 SH SOLE 3821 409 700 SH OTHER 700 Arcos Dorados Holding Inc COM G0457F107 296 20015 SH SOLE 20015 Automatic Data Processing Inc. COM 053015103 1990 35750 SH SOLE 35750 BioMed Realty Trust Inc. COM 09063H107 132 7050 SH SOLE 7050 374 20000 SH OTHER 20000 BlackRock, Inc. COM 09247X101 1213 7142 SH SOLE 7142 Bombardier Inc Cl B US Traded COM 097751200 341 86360 SH SOLE 86360 CenturyLink COM 156700106 399 10098 SH SOLE 10098 652 16500 SH OTHER 16500 Citigroup, Inc. COM 172967424 224 8180 SH SOLE 8180 Cohen and Steers Global Income COM 19248M103 235 23400 SH SOLE 23400 75 7500 SH OTHER 7500 Danaher Corp COM 235851102 998 19158 SH SOLE 19158 42 800 SH OTHER 800 Deere & Company COM 244199105 1577 19503 SH SOLE 19503 Digital Realty Trust Inc. COM 253868103 172 2285 SH SOLE 2285 525 7000 SH OTHER 7000 EV Energy Partners LP COM 26926V107 159 3150 SH SOLE 3150 267 5300 SH OTHER 5300 Enbridge Energy Partners COM 29250R106 86 2800 SH SOLE 2800 369 12000 SH OTHER 12000 Enterprise Products COM 293792107 252 4925 SH SOLE 4925 410 8000 SH OTHER 8000 Express Sscripts HLDG Co COM COM 30219G108 586 10495 SH SOLE 10495 Exxon Mobil Corp. COM 30231G102 1609 18800 SH SOLE 18800 FedEx Corp COM 31428X106 1803 19683 SH SOLE 19683 Fiat SpA Ord EUR COM T4210N122 316 62665 SH SOLE 62665 Freeport-McMoRan Copper & Gold COM 35671D857 1398 41043 SH SOLE 41043 68 2000 SH OTHER 2000 Gamco Global Gold Natural Reso COM 36465A109 1298 96800 SH SOLE 96800 1073 80000 SH OTHER 80000 Gold Miners ETF MV COM 57060U100 269 6000 SH OTHER 6000 Goldman Sachs Group Inc COM 38141G104 443 4622 SH SOLE 4622 Google Inc COM 38259P508 2806 4838 SH SOLE 4838 HCC Insurance Holding COM 404132102 1084 34515 SH SOLE 34515 Haier Electronics Group Ord HK COM G42313125 328 275605 SH SOLE 275605 IBM Corp COM 459200101 877 4485 SH SOLE 4485 ING Risk Managed Nat. Resour. COM 449810100 141 12667 SH SOLE 12667 56 5000 SH OTHER 5000 Illinois Tool Works COM 452308109 1063 20105 SH SOLE 20105 JPMorgan Chase & Co COM 46625H100 1198 33543 SH SOLE 33543 Johnson & Johnson COM 478160104 2608 38599 SH SOLE 38599 Joy Global Inc COM 481165108 1216 21433 SH SOLE 21433 L-3 Communications COM 502424104 1495 20195 SH SOLE 20195 Laboratory Co Amer Hldgs COM 50540R409 1518 16390 SH SOLE 16390 Linn Energy, LLC COM 536020100 352 9250 SH SOLE 9250 1067 28000 SH OTHER 28000 Michelin Cie Gen des Establiss COM F61824144 419 6415 SH SOLE 6415 Microsoft Corp COM 594918104 2387 78020 SH SOLE 78020 National Oilwell Varco Inc. COM 637071101 1355 21032 SH SOLE 21032 Noble Corp COM H5833N103 1382 42475 SH SOLE 42475 Nucor Corporation COM 670346105 433 11420 SH SOLE 11420 Oneok Partners, L.P. COM 68268N103 75 1400 SH SOLE 1400 1000 18600 SH OTHER 18600 Philip Morris Intl COM 718172109 611 7000 SH SOLE 7000 Potash Corp /Saskatch COM 73755L107 2286 52330 SH SOLE 52330 109 2500 SH OTHER 2500 Procter & Gamble Co. COM 742718109 2202 35945 SH SOLE 35945 QUALCOMM INC COM 747525103 1417 25448 SH SOLE 25448 SPDR Gold Trust ETF COM 78463V107 827 5330 SH SOLE 5330 Sanofi-Aventis ADS COM 80105N105 634 16770 SH SOLE 16770 StoneMor Partners COM 86183Q100 146 5650 SH SOLE 5650 259 10000 SH OTHER 10000 Suncor Energy COM 867224107 1276 44068 SH SOLE 44068 289 10000 SH OTHER 10000 TE Connectivity Ltd COM H84989104 1214 38035 SH SOLE 38035 Teck Resources Ltd Cl B COM 878742204 272 8805 SH SOLE 8805 Teva Pharmaceutical Inds COM 881624209 1551 39320 SH SOLE 39320 Titan International, Inc COM 88830M102 893 36415 SH SOLE 36415 Total SA COM 89151E109 1614 35907 SH SOLE 35907 Tsingtao Brewery Spons ADR COM 898529102 278 4930 SH SOLE 4930 Visa Inc COM 92826C839 2141 17320 SH SOLE 17320 Vodafone Group plc ADS COM 92857W209 2605 92436 SH SOLE 92436 141 5000 SH OTHER 5000 WPP Group plc COM 92933H101 374 6140 SH SOLE 6140 WellPoint, Inc. COM 94973V107 1338 20975 SH SOLE 20975 Windstream Corporation COM 97381W104 10 1000 SH SOLE 1000 193 20000 SH OTHER 20000 FIAT Rights Issue A B75JTR0 0 33675 SH SOLE 33675 FIAT Rights Issue B B8CTC82 0 33675 SH SOLE 33675
-3-