0001437749-11-005969.txt : 20110815
0001437749-11-005969.hdr.sgml : 20110815
20110815091906
ACCESSION NUMBER: 0001437749-11-005969
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Knott Asset Management, LLC
CENTRAL INDEX KEY: 0001527925
IRS NUMBER: 271791146
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14544
FILM NUMBER: 111033391
BUSINESS ADDRESS:
STREET 1: 43 THORNDIKE STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02141
BUSINESS PHONE: 617-575-7100
MAIL ADDRESS:
STREET 1: 43 THORNDIKE STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02141
13F-HR
1
knott_13fhr-063011.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:____
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Knott Asset Management, LLC
Address: 43 Thorndike Street.
Cambridge, MA 02141
Form 13F File Number: 28-XXXXX
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Signing this Report on Behalf of Reporting Manager:
Name: Daniel Phipps
Title: Chief Operating Officer
Phone: (617) 575-7103
Signature, Place, and Date of Signing:
/s/ Daniel Phipps Cambridge, MA August 15, 2011
------------------------- -------------------- -----------------
Daniel Phipps City, State Date
Report Type:
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 66
Form 13F Information Table Value Total: $142,344 (thousands)
List of Other Included Managers: NONE
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FORM 13F INFORMATION TABLE
FORM 13-F 06/30/2011
REPORTING MANAGER:
KNOTT ASSET MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AT&T Inc. COM 00206R102 5556 176882 SH SOLE 176882
Abbott Laboratories COM 002824100 5865 111467 SH SOLE 111467
Alaska Communications Systems COM 01167P101 84 9500 SH SOLE 9500
67 7500 SH OTHER 7500
Apple Computer Inc. COM 037833100 6633 19761 SH SOLE 19761
336 1000 SH OTHER 1000
Best Buy Company Inc COM 086516101 5273 167865 SH SOLE 167865
BlackRock, Inc. COM 09247X101 4283 22330 SH SOLE 22330
67 350 SH OTHER 350
Bunge Limited COM G16962105 4450 64545 SH SOLE 64545
Carnival Corp COM 143658300 4563 121260 SH SOLE 121260
132 3500 SH OTHER 3500
CenturyLink COM 156700106 461 11400 SH SOLE 11400
647 16000 SH OTHER 16000
Consol Energy Inc. COM 20854P109 4783 98660 SH SOLE 98660
97 2000 SH OTHER 2000
Danaher Corp COM 235851102 3060 57752 SH SOLE 57752
411 7750 SH OTHER 7750
Digital Realty Trust Inc. COM 253868103 31 500 SH SOLE 500
309 5000 SH OTHER 5000
Enbridge Energy Partners COM 29250R106 245 8150 SH SOLE 8150
361 12000 SH OTHER 12000
Enterprise Products Part LP COM 293792107 332 7675 SH SOLE 7675
346 8000 SH OTHER 8000
Exxon Mobil Corp. COM 30231G102 6618 81324 SH SOLE 81324
FedEx Corp COM 31428X106 4471 47140 SH SOLE 47140
95 1000 SH OTHER 1000
Frontier Communications Co COM 35906A108 190 23500 SH SOLE 23500
242 30000 SH OTHER 30000
Gabelli Glo Gold Nat Res Inc COM 36244N109 1685 94825 SH SOLE 94825
1422 80000 SH OTHER 80000
Gilead Sciences Inc COM 375558103 3950 95379 SH SOLE 95379
Gold Miners ETF MV COM 57060U100 4508 82575 SH SOLE 82575
491 9000 SH OTHER 9000
Gold Miners Junior ETF COM 57060U589 2487 72130 SH SOLE 72130
500 14500 SH OTHER 14500
Goldman Sachs Group Inc COM 38141G104 5260 39521 SH SOLE 39521
Google Inc COM 38259P508 5829 11511 SH SOLE 11511
329 650 SH OTHER 650
GreenHaven Contin. Commodity COM 395258106 218 6500 SH OTHER 6500
Hewlett Packard Co COM 428236103 2752 75618 SH SOLE 75618
Inergy LP COM 456615103 253 7150 SH SOLE 7150
JPMorgan Chase & Co COM 46625H100 3969 96946 SH SOLE 96946
Landstar System Inc. COM 515098101 3764 80975 SH SOLE 80975
139 3000 SH OTHER 3000
Linn Energy, LLC COM 536020100 604 15450 SH SOLE 15450
1094 28000 SH OTHER 28000
Medco Health Solutions COM 58405U102 1974 34930 SH SOLE 34930
Microsoft Corp COM 594918104 4863 187034 SH SOLE 187034
Nabors Industries Ltd. COM G6359F103 3322 134840 SH SOLE 134840
Noble Corp COM H5833N103 3659 92841 SH SOLE 92841
Oneok Partners, L.P. COM 68268N103 107 1250 SH SOLE 1250
793 9300 SH OTHER 9300
Potash Corp /Saskatch COM 73755L107 2910 51060 SH SOLE 51060
Qualcomm Inc. COM 747525103 4247 74790 SH SOLE 74790
131 2315 SH OTHER 2315
Rangold Resources Ltd. COM 752344309 97 1150 SH SOLE 1150
126 1500 SH OTHER 1500
Suncor Energy COM 867224107 5083 129995 SH SOLE 129995
239 6125 SH OTHER 6125
Teva Pharmaceutical Inds COM 881624209 4475 92794 SH SOLE 92794
Total SA COM 89151E109 4304 74417 SH SOLE 74417
318 5500 SH OTHER 5500
Visa Inc COM 92826C839 5867 69627 SH SOLE 69627
Windstream Corporation COM 97381W104 180 13900 SH SOLE 13900
389 30000 SH OTHER 30000
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