UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of the Securities Exchange Act of 1934
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Emerging growth company
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| Item 8.01 | Other Events |
Athene Holding Ltd. (the “Company”) entered into an underwriting agreement on June 4, 2020 (the “Underwriting Agreement”) with Wells Fargo Securities, LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as representatives of the several underwriters named therein. The Underwriting Agreement provided for the offer and sale (the “Offering”) of 24,000,000 depositary shares (the “Depositary Shares”), each of which represents a 1/1,000th interest in a share of its 6.375% Fixed-Rate Reset Perpetual Non-Cumulative Preference Shares, Series C, $1.00 par value and $25,000 liquidation preference per share (equivalent to $25 per Depositary Share). A copy of the Underwriting Agreement is filed as Exhibit 1.1 to this Current Report on Form 8-K and is incorporated herein by reference.
The Offering was made pursuant to a shelf registration statement on Form S-3 (No. 333-222392) and the prospectus included therein filed with the United States Securities and Exchange Commission (the “Commission”) on January 3, 2018 and a prospectus supplement filed with the Commission on June 4, 2020. The Offering is expected to close on June 11, 2020, subject to customary closing conditions.
| Item 9.01 | Exhibits |
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Description | |||
| 1.1 |
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| 104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document). | |||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ATHENE HOLDING LTD. | ||||||
| Date: June 5, 2020 |
By: |
/s/ John Golden | ||||
| John Golden | ||||||
| Executive Vice President and General Counsel | ||||||