0001209191-14-031211.txt : 20140505 0001209191-14-031211.hdr.sgml : 20140505 20140505165530 ACCESSION NUMBER: 0001209191-14-031211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140501 FILED AS OF DATE: 20140505 DATE AS OF CHANGE: 20140505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Group L.P. CENTRAL INDEX KEY: 0001527166 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452832612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 729 5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISHMAN JAY S CENTRAL INDEX KEY: 0001201696 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35538 FILM NUMBER: 14814165 BUSINESS ADDRESS: STREET 1: 385 WASHINGTON ST CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 651 310 6748 MAIL ADDRESS: STREET 1: THE TRAVELERS COMPANIES, INC. STREET 2: 385 WASHINGTON STREET CITY: ST. PAUL STATE: MN ZIP: 55102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-01 0 0001527166 Carlyle Group L.P. CG 0001201696 FISHMAN JAY S C/O THE CARLYLE GROUP L.P. 1001 PENNSYLVANIA AVENUE NW WASHINGTON DC 20004 1 0 0 0 Common Units 2014-05-01 4 A 0 3068 0.00 A 16003 D These securities are deferred restricted common unit awards granted under The Carlyle Group L.P. 2012 Equity Incentive Plan. These securities will vest on May 1, 2015, subject to Mr. Fishman's continued service on the board of directors of Carlyle Group Management L.L.C., the general partner of The Carlyle Group L.P., on such vesting date. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed to be an admission that he is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest in such interests. /s/ Jeffrey W. Ferguson, by power of attorney for Jay S. Fishman 2014-05-05