0001209191-14-050870.txt : 20140806 0001209191-14-050870.hdr.sgml : 20140806 20140806162800 ACCESSION NUMBER: 0001209191-14-050870 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140801 FILED AS OF DATE: 20140806 DATE AS OF CHANGE: 20140806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Group L.P. CENTRAL INDEX KEY: 0001527166 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452832612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 729 5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavanagh Michael J CENTRAL INDEX KEY: 0001304481 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35538 FILM NUMBER: 141020363 MAIL ADDRESS: STREET 1: 1 BANK ONE PLAZA STREET 2: IL1-0877 CITY: CHICAGO STATE: IL ZIP: 60670 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2014-08-01 2014-08-05 0 0001527166 Carlyle Group L.P. CG 0001304481 Cavanagh Michael J 1001 PENNSYLVANIA AVENUE, NW WASHINGTON DC 20004 0 1 0 0 See Remarks Common Units 2014-08-01 4 A 0 933416 0.00 A 933416 D These securities are deferred restricted common unit awards. One third of these securities will vest on February 1, 2015. The next one third will vest on August 1, 2016 and the final one third will vest on August 1, 2017, subject to the reporting person's continued service at the company on the applicable vesting date with certain exceptions. This Form 4/A provides a corrected vesting schedule for this award from the schedule originally provided on the Form 4 filed on August 5, 2014 and does not represent a new award to Mr. Cavanagh. Mr. Cavanagh's title is Co-President and Co-Chief Operating Officer. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests. /s/ Jeffrey W. Ferguson by power of attorney for Michael J. Cavanagh 2014-08-06