0001209191-14-050717.txt : 20140805
0001209191-14-050717.hdr.sgml : 20140805
20140805183837
ACCESSION NUMBER: 0001209191-14-050717
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140801
FILED AS OF DATE: 20140805
DATE AS OF CHANGE: 20140805
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle Group L.P.
CENTRAL INDEX KEY: 0001527166
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 452832612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cavanagh Michael J
CENTRAL INDEX KEY: 0001304481
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35538
FILM NUMBER: 141017520
MAIL ADDRESS:
STREET 1: 1 BANK ONE PLAZA
STREET 2: IL1-0877
CITY: CHICAGO
STATE: IL
ZIP: 60670
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-08-01
0
0001527166
Carlyle Group L.P.
CG
0001304481
Cavanagh Michael J
1001 PENNSYLVANIA AVENUE, NW
WASHINGTON
DC
20004
0
1
0
0
See Remarks
Common Units
2014-08-01
4
A
0
933416
0.00
A
933416
D
Common Units
2014-08-01
4
A
0
60976
0.00
A
994392
D
These securities are deferred restricted common unit awards. One third of these securities will vest on February 1, 2015. The next one third will vest on August 1, 2015 and the final one third will vest on August 1, 2016, subject to the reporting person's continued service at the company on the applicable vesting date with certain exceptions.
These securities are deferred restricted common unit awards. These securities will vest in increments of one fifth per year over five years commencing August 1, 2015, subject to the reporting person's continued service at the company on the applicable vesting date with certain exceptions.
Mr. Cavanagh's title is Co-President and Co-Chief Operating Officer.
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.
/s/ Jeffrey W. Ferguson by power of attorney for Michael J. Cavanagh
2014-08-05