0001209191-12-039117.txt : 20120725 0001209191-12-039117.hdr.sgml : 20120725 20120725214214 ACCESSION NUMBER: 0001209191-12-039117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120723 FILED AS OF DATE: 20120725 DATE AS OF CHANGE: 20120725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SS&C Technologies Holdings Inc CENTRAL INDEX KEY: 0001402436 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 710987913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 80 LAMBERTON RD CITY: WINDSOR STATE: CT ZIP: 06095 BUSINESS PHONE: 860-298-4500 MAIL ADDRESS: STREET 1: 80 LAMBERTON RD CITY: WINDSOR STATE: CT ZIP: 06095 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlyle Partners IV L P CENTRAL INDEX KEY: 0001313958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 12985739 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVE N W STREET 2: SUITE 220 CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 212-381-4900 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVE N W STREET 2: SUITE 220 CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC Group IV, L.P. CENTRAL INDEX KEY: 0001468090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 12985738 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CP IV Coinvestment, L.P. CENTRAL INDEX KEY: 0001468092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 12985730 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH, ATTN: DONNA ARRINGTON CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH, ATTN: DONNA ARRINGTON CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC Group Cayman Investment Holdings, L.P. CENTRAL INDEX KEY: 0001475444 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 12985733 BUSINESS ADDRESS: STREET 1: C/O WALKERS STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9001 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: C/O WALKERS STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlyle Group L.P. CENTRAL INDEX KEY: 0001527166 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 12985736 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 729 5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlyle Group Management L.L.C. CENTRAL INDEX KEY: 0001548624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1212 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 12985737 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP L.P. STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004-2505 BUSINESS PHONE: 202-729-5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP L.P. STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004-2505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlyle Holdings II GP L.L.C. CENTRAL INDEX KEY: 0001548629 STATE OF INCORPORATION: DE FISCAL YEAR END: 1212 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 12985735 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP L.P. STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004-2505 BUSINESS PHONE: 202-729-5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP L.P. STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004-2505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlyle Holdings II L.P. CENTRAL INDEX KEY: 0001548630 STATE OF INCORPORATION: A8 FISCAL YEAR END: 1212 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 12985734 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP L.P. STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004-2505 BUSINESS PHONE: 202-729-5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP L.P. STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004-2505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC Group Cayman Investment Holdings Sub L.P. CENTRAL INDEX KEY: 0001548636 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1212 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 12985732 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP L.P. STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004-2505 BUSINESS PHONE: 202-729-5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP L.P. STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004-2505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC Group IV, L.L.C. CENTRAL INDEX KEY: 0001554876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34675 FILM NUMBER: 12985731 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVE, N.W., SUITE 220 S CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVE, N.W., SUITE 220 S CITY: WASHINGTON STATE: DC ZIP: 20004 4 1 c29475_4x1.xml MAIN DOCUMENT DESCRIPTION X0306 4 2012-07-23 0001402436 SS&C Technologies Holdings Inc SSNC 0001468090 TC Group IV, L.P. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE. NW, SUITE 220S WASHINGTON DC 20004 0 0 1 0 0001548624 Carlyle Group Management L.L.C. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE. NW, SUITE 220S WASHINGTON DC 20004 0 0 1 0 0001527166 Carlyle Group L.P. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE. NW, SUITE 220S WASHINGTON DC 20004 0 0 1 0 0001548629 Carlyle Holdings II GP L.L.C. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE. NW, SUITE 220S WASHINGTON DC 20004 0 0 1 0 0001548630 Carlyle Holdings II L.P. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE. NW, SUITE 220S WASHINGTON DC 20004 0 0 1 0 0001475444 TC Group Cayman Investment Holdings, L.P. C/O WALKER CORPORATE SERVICES LIMITED WALKER HOUSE, 87 MARY STREET GEORGE TOWN, GRAND CAYMAN KY1-9001 0 0 1 0 0001548636 TC Group Cayman Investment Holdings Sub L.P. C/O WALKER CORPORATE SERVICES LIMITED WALKER HOUSE, 87 MARY STREET GEORGE TOWN, GRAND CAYMAN KY1-9001 0 0 1 0 0001554876 TC Group IV, L.L.C. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE. NW, SUITE 220S WASHINGTON DC 20004 0 0 1 0 0001313958 Carlyle Partners IV L P C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE. NW, SUITE 220S WASHINGTON DC 20004 0 0 1 0 0001468092 CP IV Coinvestment, L.P. C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVE. NW, SUITE 220S WASHINGTON DC 20004 0 0 1 0 Common Stock 2012-07-23 4 S 0 7000000 24.61 D 21469799 I See footnotes Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. (collectively, the "Carlyle Funds") are the record holders of 20,636,363 and 833,436 shares of common stock, respectively. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the managing member of TC Group IV, L.L.C., which is the general partner of TC Group IV, L.P., which is the general partner of each of the Carlyle Funds. Exhibit List: Exhibit 99 - Joint Filer Information /s/ R. Rainey Hoffman, attorney-in-fact for Daniel A. D?Aniello, Chairman 2012-07-25 EX-99.1 2 c29475_99.htm ADDITIONAL EXHIBITS Exhibit 99
Exhibit 99
Joint Filer Information
         
Date of Event
        
Requiring Statement:   July 23, 2012
 
        
Issuer Name and Ticker
        
or Trading Symbol:   SS&C Technologies Holdings, Inc. [SSNC]
 
        
Designated Filer:   TC Group IV, L.P.
 
        
Other Joint Filers:   Carlyle Group Management L.L.C.
    The Carlyle Group L.P.
Carlyle Holdings II GP L.L.C.
Carlyle Holdings II L.P.
TC Group Cayman Investment Holdings, L.P.
TC Group Cayman Investment Holdings Sub L.P.
TC Group IV, L.L.C.
Carlyle Partners IV, L.P.
CP IV Coinvestment, L.P.
 
        
Addresses:   The business address of TC Group Cayman Investment Holdings, L.P. and TC Group Cayman Investment Holdings Sub L.P. is Walker House, 87 Mary Street, George Town, Grand Cayman KY1-9002, Cayman Islands. The business address of each of the other Carlyle Entities and the Carlyle Funds is c/o The Carlyle Group, 1001 Pennsylvania Avenue, N.W., Suite 220 South, Washington, D.C. 20004-2505.
 
        
Signatures:
        
 
        
Dated: July 25, 2012
        
    TC GROUP IV, L.P.
    By TC Group IV, L.L.C., its general partner
    By: TC Group Cayman Investment Holdings Sub L.P., its managing member
    By: TC Group Cayman Investment Holdings, L.P., its general partner
    By: Carlyle Holdings II L.P., its general partner
 
        
 
  By:   /s/ R. Rainey Hoffman, attorney-in-fact
 
       
 
  Name:   Daniel D’Aniello
 
  Title:   Chairman
 
        
    CARLYLE GROUP MANAGEMENT L.L.C.
 
        
 
  By:   /s/ R. Rainey Hoffman, attorney-in-fact
 
       
 
  Name:   Daniel D’Aniello
 
  Title:   Chairman
 
        
    THE CARLYLE GROUP L.P.
    By: Carlyle Group Management L.L.C., its general partner
 
        
 
  By:   /s/ R. Rainey Hoffman, attorney-in-fact
 
       
 
  Name:   Daniel D’Aniello
 
  Title:   Chairman
 
        
    CARLYLE HOLDINGS II GP L.L.C.
    By: The Carlyle Group L.P., its managing member
    By: Carlyle Group Management L.L.C., its general partner
 
        
 
  By:   /s/ R. Rainey Hoffman, attorney-in-fact
 
       
 
  Name:   Daniel D’Aniello
 
  Title:   Chairman
 
        
    CARLYLE HOLDINGS II L.P.
 
        
 
  By:   /s/ R. Rainey Hoffman, attorney-in-fact
 
       
 
  Name:   Daniel D’Aniello
 
  Title:   Chairman
 
        
    TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P.
    By: Carlyle Holdings II L.P., its general partner
 
        
 
  By:   /s/ R. Rainey Hoffman, attorney-in-fact
 
       
 
  Name:   Daniel D’Aniello
 
  Title:   Chairman
 
        
    TC GROUP CAYMAN INVESTMENT HOLDINGS SUB L.P.
    By: TC Group Cayman Investment Holdings, L.P., its general partner
    By: Carlyle Holdings II L.P., its general partner
 
        
 
  By:   /s/ R. Rainey Hoffman, attorney-in-fact
 
       
 
  Name:   Daniel D’Aniello
 
  Title:   Chairman
 
        
    TC GROUP IV, L.L.C.
    By: TC Group Cayman Investment Holdings Sub L.P., its managing member
    By: TC Group Cayman Investment Holdings, L.P., its general partner
    By: Carlyle Holdings II L.P., its general partner
 
        
 
  By:   /s/ R. Rainey Hoffman, attorney-in-fact
 
       
 
  Name:   Daniel D’Aniello
 
  Title:   Chairman
 
        
    CARLYLE PARTNERS IV L.P.
    By: TC Group IV, L.P., its general partner
    By TC Group IV, L.L.C., its general partner
    By: TC Group Cayman Investment Holdings Sub L.P., its managing member
    By: TC Group Cayman Investment Holdings, L.P., its general partner
    By: Carlyle Holdings II L.P., its general partner
 
        
 
  By:   /s/ R. Rainey Hoffman, attorney-in-fact
 
       
 
  Name:   Daniel D’Aniello
 
  Title:   Chairman
 
        
    CP IV COINVESTMENT, L.P.
    By: TC Group IV, L.P., its general partner
    By TC Group IV, L.L.C., its general partner
    By: TC Group Cayman Investment Holdings Sub L.P., its managing member
    By: TC Group Cayman Investment Holdings, L.P., its general partner
    By: Carlyle Holdings II L.P., its general partner
 
        
 
  By:   /s/ R. Rainey Hoffman, attorney-in-fact
 
       
 
  Name:   Daniel D’Aniello
 
  Title:   Chairman