0001181431-14-004863.txt : 20140203
0001181431-14-004863.hdr.sgml : 20140203
20140203213330
ACCESSION NUMBER: 0001181431-14-004863
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140201
FILED AS OF DATE: 20140203
DATE AS OF CHANGE: 20140203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle Group L.P.
CENTRAL INDEX KEY: 0001527166
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 452832612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferguson Jeffrey W.
CENTRAL INDEX KEY: 0001543670
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35538
FILM NUMBER: 14569935
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
4
1
rrd401130.xml
FORM 4
X0306
4
2014-02-01
0
0001527166
Carlyle Group L.P.
CG
0001543670
Ferguson Jeffrey W.
1001 PENNSYLVANIA AVENUE, NW
WASHINGTON
DC
20004
0
1
0
0
General Counsel
Common Units
2014-02-01
4
A
0
28728
0.00
A
28728
D
Common Units
2014-02-01
4
A
0
4482
0.00
A
33210
D
These securities are deferred restricted common unit awards. These securities will vest 50% on August 1, 2017 and the remaining 50% on August 1, 2019, subject to the reporting person's continued service at the company on the applicable vesting date.
These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2015, subject to the reporting person's continued service at the company on the vesting date.
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.
/s/ Jeffrey W. Ferguson
2014-02-03