0001181431-14-004863.txt : 20140203 0001181431-14-004863.hdr.sgml : 20140203 20140203213330 ACCESSION NUMBER: 0001181431-14-004863 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140201 FILED AS OF DATE: 20140203 DATE AS OF CHANGE: 20140203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Group L.P. CENTRAL INDEX KEY: 0001527166 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452832612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 729 5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferguson Jeffrey W. CENTRAL INDEX KEY: 0001543670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35538 FILM NUMBER: 14569935 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP L.P. STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004-2505 4 1 rrd401130.xml FORM 4 X0306 4 2014-02-01 0 0001527166 Carlyle Group L.P. CG 0001543670 Ferguson Jeffrey W. 1001 PENNSYLVANIA AVENUE, NW WASHINGTON DC 20004 0 1 0 0 General Counsel Common Units 2014-02-01 4 A 0 28728 0.00 A 28728 D Common Units 2014-02-01 4 A 0 4482 0.00 A 33210 D These securities are deferred restricted common unit awards. These securities will vest 50% on August 1, 2017 and the remaining 50% on August 1, 2019, subject to the reporting person's continued service at the company on the applicable vesting date. These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2015, subject to the reporting person's continued service at the company on the vesting date. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests. /s/ Jeffrey W. Ferguson 2014-02-03